Filed: 10/15/2024ACC: 0001454937-24-000020
📋 What this filing means
AEGON USA INVESTMENT MANAGEMENT, LLC filed this quarterly 13F‑HR report disclosing 35 equity positions with a total reported market value of $132.39M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
35
Positions
$132.39M
Total AUM (reported)
17.40M
Total Shares
Allocation by class
TOTAL STK MKT$88.07M66.5%
PERP PFD CNV A$5.12M3.9%
7.25%CNV PFD L$4.00M3.0%
TOTAL BND MRKT$3.32M2.5%
UNIT 09/01/2025$2.65M2.0%
NOTE 3.875%12/1$2.52M1.9%
NOTE 3/1$2.30M1.7%
Portfolio Concentration
Top 3$97.20M73.4%
4–10$16.82M12.7%
11–25$15.49M11.7%
Rest$2.88M2.2%
Top 3 weight
73.4%
Top 10 weight
86.1%
Voting Authority Distribution
Total shares with voting rights: 17.40M
Sole
Full voting authority
17.40M
shares
% of voting shares100.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
0.00
shares
% of voting shares0.0%
Investment Discretion (by position count)
Sole0
Shared0
Other35
Dominant voting typeSole · 100.0% of voting shares
Institutional Holdings35
Rows:
VANGUARD INDEX FDS
DFNDShares311.03K
TypeSH
Market value$88.07M
66.52%
Sole
311.03K
Shared
0.00
None
0.00
WELLS FARGO CO NEW
DFNDShares4K
TypePRN
Market value$5.12M
3.87%
Sole
4K
Shared
0.00
None
0.00
BANK AMERICA CORP
DFNDShares3.11K
TypeSH
Market value$4.00M
3.02%
Sole
3.11K
Shared
0.00
None
0.00
VANGUARD BD INDEX FDS
DFNDShares44.18K
TypeSH
Market value$3.32M
2.51%
Sole
44.18K
Shared
0.00
None
0.00
NEXTERA ENERGY INC
DFNDShares57K
TypeSH
Market value$2.65M
2.00%
Sole
57K
Shared
0.00
None
0.00
SOUTHERN CO
DFNDShares2.27M
TypePRN
Market value$2.52M
1.90%
Sole
2.27M
Shared
0.00
None
0.00
FORD MTR CO
DFNDShares2.35M
TypePRN
Market value$2.30M
1.73%
Sole
2.35M
Shared
0.00
None
0.00
BOOKING HOLDINGS INC
DFNDShares936K
TypePRN
Market value$2.09M
1.58%
Sole
936K
Shared
0.00
None
0.00
SSGA ACTIVE ETF TR
DFNDShares47.30K
TypeSH
Market value$1.98M
1.49%
Sole
47.30K
Shared
0.00
None
0.00
APOLLO GLOBAL MGMT INC
DFNDShares28.91K
TypeSH
Market value$1.96M
1.48%
Sole
28.91K
Shared
0.00
None
0.00
DUKE ENERGY CORP NEW
DFNDShares1.76M
TypePRN
Market value$1.86M
1.41%
Sole
1.76M
Shared
0.00
None
0.00
SOUTHWEST AIRLS CO
DFNDShares1.81M
TypePRN
Market value$1.83M
1.38%
Sole
1.81M
Shared
0.00
None
0.00
INVESCO EXCH TRADED FD TR II
DFNDShares71K
TypeSH
Market value$1.49M
1.13%
Sole
71K
Shared
0.00
None
0.00
VENTAS RLTY LTD PARTNERSHIP
DFNDShares981K
TypePRN
Market value$1.19M
0.90%
Sole
981K
Shared
0.00
None
0.00
PPL CAP FDG INC
DFNDShares1.12M
TypePRN
Market value$1.19M
0.90%
Sole
1.12M
Shared
0.00
None
0.00
CENTERPOINT ENERGY INC
DFNDShares1.13M
TypePRN
Market value$1.14M
0.86%
Sole
1.13M
Shared
0.00
None
0.00
EXPEDIA GROUP INC
DFNDShares1.13M
TypePRN
Market value$1.08M
0.82%
Sole
1.13M
Shared
0.00
None
0.00
HIGHLAND OPPORTUNITIES
DFNDShares163.12K
TypeSH
Market value$999.9K
0.76%
Sole
163.12K
Shared
0.00
None
0.00
CMS ENERGY CORP
DFNDShares905K
TypePRN
Market value$969.3K
0.73%
Sole
905K
Shared
0.00
None
0.00
VANGUARD SCOTTSDALE FDS
DFNDShares13.50K
TypeSH
Market value$796.8K
0.60%
Sole
13.50K
Shared
0.00
None
0.00
ALLIANT ENERGY CORP
DFNDShares746K
TypePRN
Market value$779.2K
0.59%
Sole
746K
Shared
0.00
None
0.00
CBL & ASSOC PPTYS INC
DFNDShares27.75K
TypeSH
Market value$699.4K
0.53%
Sole
27.75K
Shared
0.00
None
0.00
EURONET WORLDWIDE INC
DFNDShares588K
TypePRN
Market value$576.2K
0.44%
Sole
588K
Shared
0.00
None
0.00
ISHARES TR
DFNDShares5.58K
TypeSH
Market value$447.7K
0.34%
Sole
5.58K
Shared
0.00
None
0.00
NEXTERA ENERGY INC
DFNDShares8K
TypeSH
Market value$445.3K
0.34%
Sole
8K
Shared
0.00
None
0.00
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
VANGUARD INDEX FDSDFND | TOTAL STK MKT | 311.03K | SH | $88.07M 66.52% | 311.03K | 0.00 | 0.00 |
WELLS FARGO CO NEWDFND | PERP PFD CNV A | 4K | PRN | $5.12M 3.87% | 4K | 0.00 | 0.00 |
BANK AMERICA CORPDFND | 7.25%CNV PFD L | 3.11K | SH | $4.00M 3.02% | 3.11K | 0.00 | 0.00 |
VANGUARD BD INDEX FDSDFND | TOTAL BND MRKT | 44.18K | SH | $3.32M 2.51% | 44.18K | 0.00 | 0.00 |
NEXTERA ENERGY INCDFND | UNIT 09/01/2025 | 57K | SH | $2.65M 2.00% | 57K | 0.00 | 0.00 |
SOUTHERN CODFND | NOTE 3.875%12/1 | 2.27M | PRN | $2.52M 1.90% | 2.27M | 0.00 | 0.00 |
FORD MTR CODFND | NOTE 3/1 | 2.35M | PRN | $2.30M 1.73% | 2.35M | 0.00 | 0.00 |
BOOKING HOLDINGS INCDFND | NOTE 0.750% 5/0 | 936K | PRN | $2.09M 1.58% | 936K | 0.00 | 0.00 |
SSGA ACTIVE ETF TRDFND | BLACKSTONE SENR | 47.30K | SH | $1.98M 1.49% | 47.30K | 0.00 | 0.00 |
APOLLO GLOBAL MGMT INCDFND | SER A MAND CNV | 28.91K | SH | $1.96M 1.48% | 28.91K | 0.00 | 0.00 |
DUKE ENERGY CORP NEWDFND | NOTE 4.125% 4/1 | 1.76M | PRN | $1.86M 1.41% | 1.76M | 0.00 | 0.00 |
SOUTHWEST AIRLS CODFND | NOTE 1.250% 5/0 | 1.81M | PRN | $1.83M 1.38% | 1.81M | 0.00 | 0.00 |
INVESCO EXCH TRADED FD TR IIDFND | SR LN ETF | 71K | SH | $1.49M 1.13% | 71K | 0.00 | 0.00 |
VENTAS RLTY LTD PARTNERSHIPDFND | NOTE 3.750% 6/0 | 981K | PRN | $1.19M 0.90% | 981K | 0.00 | 0.00 |
PPL CAP FDG INCDFND | NOTE 2.875% 3/1 | 1.12M | PRN | $1.19M 0.90% | 1.12M | 0.00 | 0.00 |
CENTERPOINT ENERGY INCDFND | NOTE 4.250% 8/1 | 1.13M | PRN | $1.14M 0.86% | 1.13M | 0.00 | 0.00 |
EXPEDIA GROUP INCDFND | NOTE 2/1 | 1.13M | PRN | $1.08M 0.82% | 1.13M | 0.00 | 0.00 |
HIGHLAND OPPORTUNITIESDFND | HIGHLAND INCOME | 163.12K | SH | $999.9K 0.76% | 163.12K | 0.00 | 0.00 |
CMS ENERGY CORPDFND | NOTE 3.375% 5/0 | 905K | PRN | $969.3K 0.73% | 905K | 0.00 | 0.00 |
VANGUARD SCOTTSDALE FDSDFND | SHORT TERM TREAS | 13.50K | SH | $796.8K 0.60% | 13.50K | 0.00 | 0.00 |
ALLIANT ENERGY CORPDFND | NOTE 3.875% 3/1 | 746K | PRN | $779.2K 0.59% | 746K | 0.00 | 0.00 |
CBL & ASSOC PPTYS INCDFND | COMMON STOCK | 27.75K | SH | $699.4K 0.53% | 27.75K | 0.00 | 0.00 |
EURONET WORLDWIDE INCDFND | NOTE 0.750% 3/1 | 588K | PRN | $576.2K 0.44% | 588K | 0.00 | 0.00 |
ISHARES TRDFND | IBOXX HI YD ETF | 5.58K | SH | $447.7K 0.34% | 5.58K | 0.00 | 0.00 |
NEXTERA ENERGY INCDFND | UNIT 06/01/2027 | 8K | SH | $445.3K 0.34% | 8K | 0.00 | 0.00 |
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