Filed: 7/23/2024ACC: 0001454937-24-000015
📋 What this filing means
AEGON USA INVESTMENT MANAGEMENT, LLC filed this quarterly 13F‑HR report disclosing 35 equity positions with a total reported market value of $125.61M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
35
Positions
$125.61M
Total AUM (reported)
12.99M
Total Shares
Allocation by class
TOTAL STK MKT$84.40M67.2%
PERP PFD CNV A$5.29M4.2%
7.25%CNV PFD L$4.84M3.9%
TOTAL BND MRKT$3.26M2.6%
NOTE 3/1$2.60M2.1%
UNIT 09/01/2025$2.51M2.0%
NOTE 3.875%12/1$2.32M1.8%
Portfolio Concentration
Top 3$94.53M75.3%
4–10$16.85M13.4%
11–25$11.89M9.5%
Rest$2.34M1.9%
Top 3 weight
75.3%
Top 10 weight
88.7%
Voting Authority Distribution
Total shares with voting rights: 12.99M
Sole
Full voting authority
12.99M
shares
% of voting shares100.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
0.00
shares
% of voting shares0.0%
Investment Discretion (by position count)
Sole0
Shared0
Other35
Dominant voting typeSole · 100.0% of voting shares
Institutional Holdings35
Rows:
VANGUARD INDEX FDS
DFNDShares313.31K
TypeSH
Market value$84.40M
67.20%
Sole
313.31K
Shared
0.00
None
0.00
WELLS FARGO CO NEW
DFNDShares4.47K
TypePRN
Market value$5.29M
4.21%
Sole
4.47K
Shared
0.00
None
0.00
BANK AMERICA CORP
DFNDShares4.04K
TypeSH
Market value$4.84M
3.85%
Sole
4.04K
Shared
0.00
None
0.00
VANGUARD BD INDEX FDS
DFNDShares44.94K
TypeSH
Market value$3.26M
2.60%
Sole
44.94K
Shared
0.00
None
0.00
FORD MTR CO DEL
DFNDShares2.57M
TypePRN
Market value$2.60M
2.07%
Sole
2.57M
Shared
0.00
None
0.00
NEXTERA ENERGY INC
DFNDShares60.28K
TypeSH
Market value$2.51M
1.99%
Sole
60.28K
Shared
0.00
None
0.00
SOUTHERN CO
DFNDShares2.27M
TypePRN
Market value$2.32M
1.84%
Sole
2.27M
Shared
0.00
None
0.00
APOLLO GLOBAL MGMT INC
DFNDShares32.46K
TypeSH
Market value$2.14M
1.71%
Sole
32.46K
Shared
0.00
None
0.00
SSGA ACTIVE ETF TR
DFNDShares49.29K
TypeSH
Market value$2.06M
1.64%
Sole
49.29K
Shared
0.00
None
0.00
BOOKING HOLDINGS INC
DFNDShares936K
TypePRN
Market value$1.97M
1.57%
Sole
936K
Shared
0.00
None
0.00
SOUTHWEST AIRLS CO
DFNDShares1.81M
TypePRN
Market value$1.81M
1.44%
Sole
1.81M
Shared
0.00
None
0.00
INVESCO EXCH TRADED FD TR II
DFNDShares77.64K
TypeSH
Market value$1.64M
1.31%
Sole
77.64K
Shared
0.00
None
0.00
CBL & ASSOC PPTYS INC
DFNDShares48.64K
TypeSH
Market value$1.14M
0.91%
Sole
48.64K
Shared
0.00
None
0.00
PPL CAP FDG INC
DFNDShares1.12M
TypePRN
Market value$1.07M
0.85%
Sole
1.12M
Shared
0.00
None
0.00
EXPEDIA GROUP INC
DFNDShares1.13M
TypePRN
Market value$1.04M
0.83%
Sole
1.13M
Shared
0.00
None
0.00
HIGHLAND OPPORTUNITIES
DFNDShares144.95K
TypeSH
Market value$905.9K
0.72%
Sole
144.95K
Shared
0.00
None
0.00
ALLIANT ENERGY CORP
DFNDShares746K
TypePRN
Market value$734.4K
0.58%
Sole
746K
Shared
0.00
None
0.00
VANGUARD SCOTTSDALE FDS
DFNDShares11.42K
TypeSH
Market value$662.1K
0.53%
Sole
11.42K
Shared
0.00
None
0.00
RIVERNORTH OPPORTUNITIES FD
DFNDShares50.16K
TypeSH
Market value$614.5K
0.49%
Sole
50.16K
Shared
0.00
None
0.00
EURONET WORLDWIDE INC
DFNDShares588K
TypePRN
Market value$569.8K
0.45%
Sole
588K
Shared
0.00
None
0.00
VANGUARD SCOTTSDALE FDS
DFNDShares5.50K
TypeSH
Market value$425.6K
0.34%
Sole
5.50K
Shared
0.00
None
0.00
NEW AMER HIGH INCOME FD INC
DFNDShares50.32K
TypeSH
Market value$368.8K
0.29%
Sole
50.32K
Shared
0.00
None
0.00
EATON VANCE TAX MNGED BUY WR
DFNDShares21.76K
TypeSH
Market value$307.2K
0.24%
Sole
21.76K
Shared
0.00
None
0.00
FIRST TR SR FLTG RATE INCOME
DFNDShares30.02K
TypeSH
Market value$302.6K
0.24%
Sole
30.02K
Shared
0.00
None
0.00
ISHARES TR
DFNDShares3.74K
TypeSH
Market value$289.5K
0.23%
Sole
3.74K
Shared
0.00
None
0.00
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
VANGUARD INDEX FDSDFND | TOTAL STK MKT | 313.31K | SH | $84.40M 67.20% | 313.31K | 0.00 | 0.00 |
WELLS FARGO CO NEWDFND | PERP PFD CNV A | 4.47K | PRN | $5.29M 4.21% | 4.47K | 0.00 | 0.00 |
BANK AMERICA CORPDFND | 7.25%CNV PFD L | 4.04K | SH | $4.84M 3.85% | 4.04K | 0.00 | 0.00 |
VANGUARD BD INDEX FDSDFND | TOTAL BND MRKT | 44.94K | SH | $3.26M 2.60% | 44.94K | 0.00 | 0.00 |
FORD MTR CO DELDFND | NOTE 3/1 | 2.57M | PRN | $2.60M 2.07% | 2.57M | 0.00 | 0.00 |
NEXTERA ENERGY INCDFND | UNIT 09/01/2025 | 60.28K | SH | $2.51M 1.99% | 60.28K | 0.00 | 0.00 |
SOUTHERN CODFND | NOTE 3.875%12/1 | 2.27M | PRN | $2.32M 1.84% | 2.27M | 0.00 | 0.00 |
APOLLO GLOBAL MGMT INCDFND | SER A MAND CNV | 32.46K | SH | $2.14M 1.71% | 32.46K | 0.00 | 0.00 |
SSGA ACTIVE ETF TRDFND | BLACKSTONE SENR | 49.29K | SH | $2.06M 1.64% | 49.29K | 0.00 | 0.00 |
BOOKING HOLDINGS INCDFND | NOTE 0.750% 5/0 | 936K | PRN | $1.97M 1.57% | 936K | 0.00 | 0.00 |
SOUTHWEST AIRLS CODFND | NOTE 1.250% 5/0 | 1.81M | PRN | $1.81M 1.44% | 1.81M | 0.00 | 0.00 |
INVESCO EXCH TRADED FD TR IIDFND | SR LN ETF | 77.64K | SH | $1.64M 1.31% | 77.64K | 0.00 | 0.00 |
CBL & ASSOC PPTYS INCDFND | COMMON STOCK | 48.64K | SH | $1.14M 0.91% | 48.64K | 0.00 | 0.00 |
PPL CAP FDG INCDFND | NOTE 2.875% 3/1 | 1.12M | PRN | $1.07M 0.85% | 1.12M | 0.00 | 0.00 |
EXPEDIA GROUP INCDFND | NOTE 2/1 | 1.13M | PRN | $1.04M 0.83% | 1.13M | 0.00 | 0.00 |
HIGHLAND OPPORTUNITIESDFND | HIGHLAND INCOME | 144.95K | SH | $905.9K 0.72% | 144.95K | 0.00 | 0.00 |
ALLIANT ENERGY CORPDFND | NOTE 3.875% 3/1 | 746K | PRN | $734.4K 0.58% | 746K | 0.00 | 0.00 |
VANGUARD SCOTTSDALE FDSDFND | SHORT TERM TREAS | 11.42K | SH | $662.1K 0.53% | 11.42K | 0.00 | 0.00 |
RIVERNORTH OPPORTUNITIES FDDFND | COM | 50.16K | SH | $614.5K 0.49% | 50.16K | 0.00 | 0.00 |
EURONET WORLDWIDE INCDFND | NOTE 0.750% 3/1 | 588K | PRN | $569.8K 0.45% | 588K | 0.00 | 0.00 |
VANGUARD SCOTTSDALE FDSDFND | SHRT TRM CORP BD | 5.50K | SH | $425.6K 0.34% | 5.50K | 0.00 | 0.00 |
NEW AMER HIGH INCOME FD INCDFND | COM NEW | 50.32K | SH | $368.8K 0.29% | 50.32K | 0.00 | 0.00 |
EATON VANCE TAX MNGED BUY WRDFND | COM | 21.76K | SH | $307.2K 0.24% | 21.76K | 0.00 | 0.00 |
FIRST TR SR FLTG RATE INCOMEDFND | COM | 30.02K | SH | $302.6K 0.24% | 30.02K | 0.00 | 0.00 |
ISHARES TRDFND | IBOXX HI YD ETF | 3.74K | SH | $289.5K 0.23% | 3.74K | 0.00 | 0.00 |
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