Filed: 5/1/2024ACC: 0001454937-24-000006
📋 What this filing means
AEGON USA INVESTMENT MANAGEMENT, LLC filed this quarterly 13F‑HR report disclosing 36 equity positions with a total reported market value of $148.19M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
36
Positions
$148.19M
Total AUM (reported)
24.10M
Total Shares
Allocation by class
TOTAL STK MKT$83.63M56.4%
PERP PFD CNV A$9.67M6.5%
7.25%CNV PFD L$9.48M6.4%
NOTE 3/1$4.65M3.1%
NOTE 3.875%12/1$4.23M2.9%
NOTE 1.250% 5/0$4.05M2.7%
SER A MAND CNV$3.97M2.7%
Portfolio Concentration
Top 3$102.78M69.4%
4–10$27.76M18.7%
11–25$15.00M10.1%
Rest$2.65M1.8%
Top 3 weight
69.4%
Top 10 weight
88.1%
Voting Authority Distribution
Total shares with voting rights: 24.10M
Sole
Full voting authority
24.10M
shares
% of voting shares100.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
0.00
shares
% of voting shares0.0%
Investment Discretion (by position count)
Sole0
Shared0
Other36
Dominant voting typeSole · 100.0% of voting shares
Institutional Holdings36
Rows:
VANGUARD INDEX FDS
DFNDShares321.77K
TypeSH
Market value$83.63M
56.43%
Sole
321.77K
Shared
0.00
None
0.00
WELLS FARGO CO NEW
DFNDShares8K
TypePRN
Market value$9.67M
6.53%
Sole
8K
Shared
0.00
None
0.00
BANK AMERICA CORP
DFNDShares7.95K
TypeSH
Market value$9.48M
6.40%
Sole
7.95K
Shared
0.00
None
0.00
FORD MTR CO DEL
DFNDShares4.50M
TypePRN
Market value$4.65M
3.14%
Sole
4.50M
Shared
0.00
None
0.00
SOUTHERN CO
DFNDShares4.25M
TypePRN
Market value$4.23M
2.85%
Sole
4.25M
Shared
0.00
None
0.00
SOUTHWEST AIRLS CO
DFNDShares4M
TypePRN
Market value$4.05M
2.73%
Sole
4M
Shared
0.00
None
0.00
APOLLO GLOBAL MGMT INC
DFNDShares62K
TypeSH
Market value$3.97M
2.68%
Sole
62K
Shared
0.00
None
0.00
NEXTERA ENERGY INC
DFNDShares97K
TypeSH
Market value$3.84M
2.59%
Sole
97K
Shared
0.00
None
0.00
BOOKING HOLDINGS INC
DFNDShares1.92M
TypePRN
Market value$3.70M
2.49%
Sole
1.92M
Shared
0.00
None
0.00
VANGUARD BD INDEX FDS
DFNDShares45.83K
TypeSH
Market value$3.33M
2.25%
Sole
45.83K
Shared
0.00
None
0.00
PPL CAP FDG INC
DFNDShares2.45M
TypePRN
Market value$2.34M
1.58%
Sole
2.45M
Shared
0.00
None
0.00
EXPEDIA GROUP INC
DFNDShares2.40M
TypePRN
Market value$2.21M
1.49%
Sole
2.40M
Shared
0.00
None
0.00
SSGA ACTIVE ETF TR
DFNDShares42.19K
TypeSH
Market value$1.78M
1.20%
Sole
42.19K
Shared
0.00
None
0.00
ALLIANT ENERGY CORP
DFNDShares1.43M
TypePRN
Market value$1.40M
0.95%
Sole
1.43M
Shared
0.00
None
0.00
INVESCO EXCH TRADED FD TR II
DFNDShares63.44K
TypeSH
Market value$1.34M
0.91%
Sole
63.44K
Shared
0.00
None
0.00
EURONET WORLDWIDE INC
DFNDShares1.27M
TypePRN
Market value$1.23M
0.83%
Sole
1.27M
Shared
0.00
None
0.00
CBL & ASSOC PPTYS INC
DFNDShares48.64K
TypeSH
Market value$1.11M
0.75%
Sole
48.64K
Shared
0.00
None
0.00
VANGUARD SCOTTSDALE FDS
DFNDShares11.42K
TypeSH
Market value$663.1K
0.45%
Sole
11.42K
Shared
0.00
None
0.00
RIVERNORTH OPPORTUNITIES FD
DFNDShares50.16K
TypeSH
Market value$604.0K
0.41%
Sole
50.16K
Shared
0.00
None
0.00
HIGHLAND OPPORTUNITIES
DFNDShares74.93K
TypeSH
Market value$526.8K
0.36%
Sole
74.93K
Shared
0.00
None
0.00
VANGUARD SCOTTSDALE FDS
DFNDShares5.50K
TypeSH
Market value$425.4K
0.29%
Sole
5.50K
Shared
0.00
None
0.00
NEW AMER HIGH INCOME FD INC
DFNDShares50.32K
TypeSH
Market value$366.3K
0.25%
Sole
50.32K
Shared
0.00
None
0.00
PROSPECT CAP CORP
DFNDShares350K
TypePRN
Market value$347.4K
0.23%
Sole
350K
Shared
0.00
None
0.00
SUMMIT MIDSTREAM PARTNERS LP
DFNDShares12.32K
TypeSH
Market value$345.8K
0.23%
Sole
12.32K
Shared
0.00
None
0.00
FIRST TR SR FLTG RATE INCOME
DFNDShares30.02K
TypeSH
Market value$310.7K
0.21%
Sole
30.02K
Shared
0.00
None
0.00
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
VANGUARD INDEX FDSDFND | TOTAL STK MKT | 321.77K | SH | $83.63M 56.43% | 321.77K | 0.00 | 0.00 |
WELLS FARGO CO NEWDFND | PERP PFD CNV A | 8K | PRN | $9.67M 6.53% | 8K | 0.00 | 0.00 |
BANK AMERICA CORPDFND | 7.25%CNV PFD L | 7.95K | SH | $9.48M 6.40% | 7.95K | 0.00 | 0.00 |
FORD MTR CO DELDFND | NOTE 3/1 | 4.50M | PRN | $4.65M 3.14% | 4.50M | 0.00 | 0.00 |
SOUTHERN CODFND | NOTE 3.875%12/1 | 4.25M | PRN | $4.23M 2.85% | 4.25M | 0.00 | 0.00 |
SOUTHWEST AIRLS CODFND | NOTE 1.250% 5/0 | 4M | PRN | $4.05M 2.73% | 4M | 0.00 | 0.00 |
APOLLO GLOBAL MGMT INCDFND | SER A MAND CNV | 62K | SH | $3.97M 2.68% | 62K | 0.00 | 0.00 |
NEXTERA ENERGY INCDFND | UNIT 09/01/2025 | 97K | SH | $3.84M 2.59% | 97K | 0.00 | 0.00 |
BOOKING HOLDINGS INCDFND | NOTE 0.750% 5/0 | 1.92M | PRN | $3.70M 2.49% | 1.92M | 0.00 | 0.00 |
VANGUARD BD INDEX FDSDFND | TOTAL BND MRKT | 45.83K | SH | $3.33M 2.25% | 45.83K | 0.00 | 0.00 |
PPL CAP FDG INCDFND | NOTE 2.875% 3/1 | 2.45M | PRN | $2.34M 1.58% | 2.45M | 0.00 | 0.00 |
EXPEDIA GROUP INCDFND | NOTE 2/1 | 2.40M | PRN | $2.21M 1.49% | 2.40M | 0.00 | 0.00 |
SSGA ACTIVE ETF TRDFND | BLACKSTONE SENR | 42.19K | SH | $1.78M 1.20% | 42.19K | 0.00 | 0.00 |
ALLIANT ENERGY CORPDFND | NOTE 3.875% 3/1 | 1.43M | PRN | $1.40M 0.95% | 1.43M | 0.00 | 0.00 |
INVESCO EXCH TRADED FD TR IIDFND | SR LN ETF | 63.44K | SH | $1.34M 0.91% | 63.44K | 0.00 | 0.00 |
EURONET WORLDWIDE INCDFND | NOTE 0.750% 3/1 | 1.27M | PRN | $1.23M 0.83% | 1.27M | 0.00 | 0.00 |
CBL & ASSOC PPTYS INCDFND | COMMON STOCK | 48.64K | SH | $1.11M 0.75% | 48.64K | 0.00 | 0.00 |
VANGUARD SCOTTSDALE FDSDFND | SHORT TERM TREAS | 11.42K | SH | $663.1K 0.45% | 11.42K | 0.00 | 0.00 |
RIVERNORTH OPPORTUNITIES FDDFND | COM | 50.16K | SH | $604.0K 0.41% | 50.16K | 0.00 | 0.00 |
HIGHLAND OPPORTUNITIESDFND | HIGHLAND INCOME | 74.93K | SH | $526.8K 0.36% | 74.93K | 0.00 | 0.00 |
VANGUARD SCOTTSDALE FDSDFND | SHRT TRM CORP BD | 5.50K | SH | $425.4K 0.29% | 5.50K | 0.00 | 0.00 |
NEW AMER HIGH INCOME FD INCDFND | COM NEW | 50.32K | SH | $366.3K 0.25% | 50.32K | 0.00 | 0.00 |
PROSPECT CAP CORPDFND | NOTE 6.375% 3/0 | 350K | PRN | $347.4K 0.23% | 350K | 0.00 | 0.00 |
SUMMIT MIDSTREAM PARTNERS LPDFND | COM UNIT LTD | 12.32K | SH | $345.8K 0.23% | 12.32K | 0.00 | 0.00 |
FIRST TR SR FLTG RATE INCOMEDFND | COM | 30.02K | SH | $310.7K 0.21% | 30.02K | 0.00 | 0.00 |
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