Filed: 2/5/2024ACC: 0001454937-24-000003
📋 What this filing means
AEGON USA INVESTMENT MANAGEMENT, LLC filed this quarterly 13F‑HR report disclosing 36 equity positions with a total reported market value of $140.02M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
36
Positions
$140.02M
Total AUM (reported)
20.30M
Total Shares
Allocation by class
TOTAL STK MKT$77.55M55.4%
PERP PFD CNV A$9.66M6.9%
7.25%CNV PFD L$9.65M6.9%
NOTE 3/1$4.48M3.2%
NOTE 0.750% 5/0$4.17M3.0%
NOTE 1.250% 5/0$4.04M2.9%
SER A MAND CNV$3.97M2.8%
Portfolio Concentration
Top 3$96.85M69.2%
4–10$26.27M18.8%
11–25$14.31M10.2%
Rest$2.60M1.9%
Top 3 weight
69.2%
Top 10 weight
87.9%
Voting Authority Distribution
Total shares with voting rights: 20.30M
Sole
Full voting authority
20.30M
shares
% of voting shares100.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
0.00
shares
% of voting shares0.0%
Investment Discretion (by position count)
Sole0
Shared0
Other36
Dominant voting typeSole · 100.0% of voting shares
Institutional Holdings36
Rows:
VANGUARD INDEX FDS
DFNDShares326.91K
TypeSH
Market value$77.55M
55.38%
Sole
326.91K
Shared
0.00
None
0.00
WELLS FARGO CO NEW
DFNDShares8K
TypePRN
Market value$9.66M
6.90%
Sole
8K
Shared
0.00
None
0.00
BANK AMERICA CORP
DFNDShares7.95K
TypeSH
Market value$9.65M
6.89%
Sole
7.95K
Shared
0.00
None
0.00
FORD MTR CO DEL
DFNDShares4.50M
TypePRN
Market value$4.48M
3.20%
Sole
4.50M
Shared
0.00
None
0.00
BOOKING HOLDINGS INC
DFNDShares2.21M
TypePRN
Market value$4.17M
2.98%
Sole
2.21M
Shared
0.00
None
0.00
SOUTHWEST AIRLS CO
DFNDShares4M
TypePRN
Market value$4.04M
2.89%
Sole
4M
Shared
0.00
None
0.00
APOLLO GLOBAL MGMT INC
DFNDShares70.29K
TypeSH
Market value$3.97M
2.84%
Sole
70.29K
Shared
0.00
None
0.00
NEXTERA ENERGY INC
DFNDShares97K
TypeSH
Market value$3.70M
2.65%
Sole
97K
Shared
0.00
None
0.00
VANGUARD BD INDEX FDS
DFNDShares46.78K
TypeSH
Market value$3.44M
2.46%
Sole
46.78K
Shared
0.00
None
0.00
EXPEDIA GROUP INC
DFNDShares2.60M
TypePRN
Market value$2.46M
1.76%
Sole
2.60M
Shared
0.00
None
0.00
CSI COMPRESSCO LP
DFNDShares1.37M
TypeSH
Market value$2.23M
1.59%
Sole
1.37M
Shared
0.00
None
0.00
SSGA ACTIVE ETF TR
DFNDShares40.82K
TypeSH
Market value$1.71M
1.22%
Sole
40.82K
Shared
0.00
None
0.00
INVESCO EXCH TRADED FD TR II
DFNDShares63.44K
TypeSH
Market value$1.34M
0.96%
Sole
63.44K
Shared
0.00
None
0.00
CBL & ASSOC PPTYS INC
DFNDShares49.63K
TypeSH
Market value$1.21M
0.87%
Sole
49.63K
Shared
0.00
None
0.00
EURONET WORLDWIDE INC
DFNDShares1.27M
TypePRN
Market value$1.19M
0.85%
Sole
1.27M
Shared
0.00
None
0.00
ARES CAPITAL CORP
DFNDShares1.07M
TypePRN
Market value$1.10M
0.79%
Sole
1.07M
Shared
0.00
None
0.00
PROSPECT CAP CORP
DFNDShares1M
TypePRN
Market value$996.9K
0.71%
Sole
1M
Shared
0.00
None
0.00
NEW MTN FIN CORP
DFNDShares940K
TypePRN
Market value$954.6K
0.68%
Sole
940K
Shared
0.00
None
0.00
BLACKROCK CORPOR HI YLD FD I
DFNDShares86.32K
TypeSH
Market value$814.0K
0.58%
Sole
86.32K
Shared
0.00
None
0.00
VANGUARD SCOTTSDALE FDS
DFNDShares7.26K
TypeSH
Market value$561.9K
0.40%
Sole
7.26K
Shared
0.00
None
0.00
RIVERNORTH OPPORTUNITIES FD
DFNDShares50.16K
TypeSH
Market value$551.3K
0.39%
Sole
50.16K
Shared
0.00
None
0.00
EATON VANCE FLTING RATE INC
DFNDShares38.50K
TypeSH
Market value$483.1K
0.35%
Sole
38.50K
Shared
0.00
None
0.00
SUMMIT MIDSTREAM PARTNERS LP
DFNDShares26.45K
TypeSH
Market value$473.7K
0.34%
Sole
26.45K
Shared
0.00
None
0.00
NEW AMER HIGH INCOME FD INC
DFNDShares50.32K
TypeSH
Market value$354.2K
0.25%
Sole
50.32K
Shared
0.00
None
0.00
SPDR SER TR
DFNDShares11.05K
TypeSH
Market value$329.1K
0.24%
Sole
11.05K
Shared
0.00
None
0.00
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
VANGUARD INDEX FDSDFND | TOTAL STK MKT | 326.91K | SH | $77.55M 55.38% | 326.91K | 0.00 | 0.00 |
WELLS FARGO CO NEWDFND | PERP PFD CNV A | 8K | PRN | $9.66M 6.90% | 8K | 0.00 | 0.00 |
BANK AMERICA CORPDFND | 7.25%CNV PFD L | 7.95K | SH | $9.65M 6.89% | 7.95K | 0.00 | 0.00 |
FORD MTR CO DELDFND | NOTE 3/1 | 4.50M | PRN | $4.48M 3.20% | 4.50M | 0.00 | 0.00 |
BOOKING HOLDINGS INCDFND | NOTE 0.750% 5/0 | 2.21M | PRN | $4.17M 2.98% | 2.21M | 0.00 | 0.00 |
SOUTHWEST AIRLS CODFND | NOTE 1.250% 5/0 | 4M | PRN | $4.04M 2.89% | 4M | 0.00 | 0.00 |
APOLLO GLOBAL MGMT INCDFND | SER A MAND CNV | 70.29K | SH | $3.97M 2.84% | 70.29K | 0.00 | 0.00 |
NEXTERA ENERGY INCDFND | UNIT 09/01/2025 | 97K | SH | $3.70M 2.65% | 97K | 0.00 | 0.00 |
VANGUARD BD INDEX FDSDFND | TOTAL BND MRKT | 46.78K | SH | $3.44M 2.46% | 46.78K | 0.00 | 0.00 |
EXPEDIA GROUP INCDFND | NOTE 2/1 | 2.60M | PRN | $2.46M 1.76% | 2.60M | 0.00 | 0.00 |
CSI COMPRESSCO LPDFND | COM UNIT | 1.37M | SH | $2.23M 1.59% | 1.37M | 0.00 | 0.00 |
SSGA ACTIVE ETF TRDFND | BLACKSTONE SENR | 40.82K | SH | $1.71M 1.22% | 40.82K | 0.00 | 0.00 |
INVESCO EXCH TRADED FD TR IIDFND | SR LN ETF | 63.44K | SH | $1.34M 0.96% | 63.44K | 0.00 | 0.00 |
CBL & ASSOC PPTYS INCDFND | COMMON STOCK | 49.63K | SH | $1.21M 0.87% | 49.63K | 0.00 | 0.00 |
EURONET WORLDWIDE INCDFND | NOTE 0.750% 3/1 | 1.27M | PRN | $1.19M 0.85% | 1.27M | 0.00 | 0.00 |
ARES CAPITAL CORPDFND | NOTE 4.625% 3/0 | 1.07M | PRN | $1.10M 0.79% | 1.07M | 0.00 | 0.00 |
PROSPECT CAP CORPDFND | NOTE 6.375% 3/0 | 1M | PRN | $996.9K 0.71% | 1M | 0.00 | 0.00 |
NEW MTN FIN CORPDFND | NOTE 7.500%10/1 | 940K | PRN | $954.6K 0.68% | 940K | 0.00 | 0.00 |
BLACKROCK CORPOR HI YLD FD IDFND | COM | 86.32K | SH | $814.0K 0.58% | 86.32K | 0.00 | 0.00 |
VANGUARD SCOTTSDALE FDSDFND | SHRT TRM CORP BD | 7.26K | SH | $561.9K 0.40% | 7.26K | 0.00 | 0.00 |
RIVERNORTH OPPORTUNITIES FDDFND | COM | 50.16K | SH | $551.3K 0.39% | 50.16K | 0.00 | 0.00 |
EATON VANCE FLTING RATE INCDFND | COM | 38.50K | SH | $483.1K 0.35% | 38.50K | 0.00 | 0.00 |
SUMMIT MIDSTREAM PARTNERS LPDFND | COM UNIT LTD | 26.45K | SH | $473.7K 0.34% | 26.45K | 0.00 | 0.00 |
NEW AMER HIGH INCOME FD INCDFND | COM NEW | 50.32K | SH | $354.2K 0.25% | 50.32K | 0.00 | 0.00 |
SPDR SER TRDFND | PORTFOLIO SHORT | 11.05K | SH | $329.1K 0.24% | 11.05K | 0.00 | 0.00 |
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