Filed: 8/1/2023ACC: 0001454937-23-000013
📋 What this filing means
AEGON USA INVESTMENT MANAGEMENT, LLC filed this quarterly 13F‑HR report disclosing 41 equity positions with a total reported market value of $174.34M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
41
Positions
$174.34M
Total AUM (reported)
22.98M
Total Shares
Allocation by class
TOTAL STK MKT$85.42M49.0%
UNIT 09/01/2023$12.68M7.3%
7.25%CNV PFD L$9.38M5.4%
PERP PFD CNV A$9.22M5.3%
TOTAL BND MRKT$7.93M4.6%
UNIT 12/01/2023$6.64M3.8%
UNIT 08/15/2023$5.99M3.4%
Portfolio Concentration
Top 3$107.49M61.7%
4–10$42.11M24.2%
11–25$20.22M11.6%
Rest$4.53M2.6%
Top 3 weight
61.7%
Top 10 weight
85.8%
Voting Authority Distribution
Total shares with voting rights: 22.98M
Sole
Full voting authority
22.98M
shares
% of voting shares100.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
0.00
shares
% of voting shares0.0%
Investment Discretion (by position count)
Sole0
Shared0
Other41
Dominant voting typeSole · 100.0% of voting shares
Institutional Holdings41
Rows:
VANGUARD INDEX FDS
DFNDShares387.77K
TypeSH
Market value$85.42M
49.00%
Sole
387.77K
Shared
0.00
None
0.00
NEXTERA ENERGY INC
DFNDShares259.27K
TypeSH
Market value$12.68M
7.28%
Sole
259.27K
Shared
0.00
None
0.00
BANK AMERICA CORP
DFNDShares7.95K
TypeSH
Market value$9.38M
5.38%
Sole
7.95K
Shared
0.00
None
0.00
WELLS FARGO CO NEW
DFNDShares8K
TypeSH
Market value$9.22M
5.29%
Sole
8K
Shared
0.00
None
0.00
VANGUARD BD INDEX FDS
DFNDShares109.14K
TypeSH
Market value$7.93M
4.55%
Sole
109.14K
Shared
0.00
None
0.00
NISOURCE INC
DFNDShares65.50K
TypeSH
Market value$6.64M
3.81%
Sole
65.50K
Shared
0.00
None
0.00
AMERICAN ELEC PWR CO INC
DFNDShares120.91K
TypeSH
Market value$5.99M
3.44%
Sole
120.91K
Shared
0.00
None
0.00
SOUTHWEST AIRLS CO
DFNDShares4.38M
TypePRN
Market value$5.02M
2.88%
Sole
4.38M
Shared
0.00
None
0.00
KKR & CO INC
DFNDShares58.20K
TypeSH
Market value$3.87M
2.22%
Sole
58.20K
Shared
0.00
None
0.00
WESTERN DIGITAL CORP.
DFNDShares3.54M
TypePRN
Market value$3.44M
1.97%
Sole
3.54M
Shared
0.00
None
0.00
BOOKING HOLDINGS INC
DFNDShares2.21M
TypePRN
Market value$3.32M
1.90%
Sole
2.21M
Shared
0.00
None
0.00
ILLUMINA INC
DFNDShares2.42M
TypePRN
Market value$2.40M
1.38%
Sole
2.42M
Shared
0.00
None
0.00
EXPEDIA GROUP INC
DFNDShares2.60M
TypePRN
Market value$2.27M
1.30%
Sole
2.60M
Shared
0.00
None
0.00
CSI COMPRESSCO LP
DFNDShares1.60M
TypeSH
Market value$1.95M
1.12%
Sole
1.60M
Shared
0.00
None
0.00
EURONET WORLDWIDE INC
DFNDShares1.46M
TypePRN
Market value$1.42M
0.81%
Sole
1.46M
Shared
0.00
None
0.00
SSGA ACTIVE ETF TR
DFNDShares29.42K
TypeSH
Market value$1.23M
0.71%
Sole
29.42K
Shared
0.00
None
0.00
ARES CAPITAL CORP
DFNDShares1.07M
TypePRN
Market value$1.07M
0.61%
Sole
1.07M
Shared
0.00
None
0.00
CBL & ASSOC PPTYS INC
DFNDShares47.88K
TypeSH
Market value$1.06M
0.61%
Sole
47.88K
Shared
0.00
None
0.00
PROSPECT CAP CORP
DFNDShares1M
TypePRN
Market value$984.7K
0.56%
Sole
1M
Shared
0.00
None
0.00
INVESCO EXCH TRADED FD TR II
DFNDShares42.59K
TypeSH
Market value$896.1K
0.51%
Sole
42.59K
Shared
0.00
None
0.00
EATON VANCE FLTING RATE INC
DFNDShares75.89K
TypeSH
Market value$886.4K
0.51%
Sole
75.89K
Shared
0.00
None
0.00
BLACKROCK CORPOR HI YLD FD I
DFNDShares86.32K
TypeSH
Market value$770.0K
0.44%
Sole
86.32K
Shared
0.00
None
0.00
EATON VANCE SR FLTNG RTE TR
DFNDShares64.54K
TypeSH
Market value$758.4K
0.44%
Sole
64.54K
Shared
0.00
None
0.00
NEW MTN FIN CORP
DFNDShares650K
TypePRN
Market value$645.2K
0.37%
Sole
650K
Shared
0.00
None
0.00
INVESCO SR INCOME TR
DFNDShares145.79K
TypeSH
Market value$561.3K
0.32%
Sole
145.79K
Shared
0.00
None
0.00
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
VANGUARD INDEX FDSDFND | TOTAL STK MKT | 387.77K | SH | $85.42M 49.00% | 387.77K | 0.00 | 0.00 |
NEXTERA ENERGY INCDFND | UNIT 09/01/2023 | 259.27K | SH | $12.68M 7.28% | 259.27K | 0.00 | 0.00 |
BANK AMERICA CORPDFND | 7.25%CNV PFD L | 7.95K | SH | $9.38M 5.38% | 7.95K | 0.00 | 0.00 |
WELLS FARGO CO NEWDFND | PERP PFD CNV A | 8K | SH | $9.22M 5.29% | 8K | 0.00 | 0.00 |
VANGUARD BD INDEX FDSDFND | TOTAL BND MRKT | 109.14K | SH | $7.93M 4.55% | 109.14K | 0.00 | 0.00 |
NISOURCE INCDFND | UNIT 12/01/2023 | 65.50K | SH | $6.64M 3.81% | 65.50K | 0.00 | 0.00 |
AMERICAN ELEC PWR CO INCDFND | UNIT 08/15/2023 | 120.91K | SH | $5.99M 3.44% | 120.91K | 0.00 | 0.00 |
SOUTHWEST AIRLS CODFND | NOTE 1.250% 5/0 | 4.38M | PRN | $5.02M 2.88% | 4.38M | 0.00 | 0.00 |
KKR & CO INCDFND | 6% MCONV PFD C | 58.20K | SH | $3.87M 2.22% | 58.20K | 0.00 | 0.00 |
WESTERN DIGITAL CORP.DFND | NOTE 1.500% 2/0 | 3.54M | PRN | $3.44M 1.97% | 3.54M | 0.00 | 0.00 |
BOOKING HOLDINGS INCDFND | NOTE 0.750% 5/0 | 2.21M | PRN | $3.32M 1.90% | 2.21M | 0.00 | 0.00 |
ILLUMINA INCDFND | NOTE 8/1 | 2.42M | PRN | $2.40M 1.38% | 2.42M | 0.00 | 0.00 |
EXPEDIA GROUP INCDFND | NOTE 2/1 | 2.60M | PRN | $2.27M 1.30% | 2.60M | 0.00 | 0.00 |
CSI COMPRESSCO LPDFND | COM UNIT | 1.60M | SH | $1.95M 1.12% | 1.60M | 0.00 | 0.00 |
EURONET WORLDWIDE INCDFND | NOTE 0.750% 3/1 | 1.46M | PRN | $1.42M 0.81% | 1.46M | 0.00 | 0.00 |
SSGA ACTIVE ETF TRDFND | BLACKSTONE SENR | 29.42K | SH | $1.23M 0.71% | 29.42K | 0.00 | 0.00 |
ARES CAPITAL CORPDFND | NOTE 4.625% 3/0 | 1.07M | PRN | $1.07M 0.61% | 1.07M | 0.00 | 0.00 |
CBL & ASSOC PPTYS INCDFND | COMMON STOCK | 47.88K | SH | $1.06M 0.61% | 47.88K | 0.00 | 0.00 |
PROSPECT CAP CORPDFND | NOTE 6.375% 3/0 | 1M | PRN | $984.7K 0.56% | 1M | 0.00 | 0.00 |
INVESCO EXCH TRADED FD TR IIDFND | SR LN ETF | 42.59K | SH | $896.1K 0.51% | 42.59K | 0.00 | 0.00 |
EATON VANCE FLTING RATE INCDFND | COM | 75.89K | SH | $886.4K 0.51% | 75.89K | 0.00 | 0.00 |
BLACKROCK CORPOR HI YLD FD IDFND | COM | 86.32K | SH | $770.0K 0.44% | 86.32K | 0.00 | 0.00 |
EATON VANCE SR FLTNG RTE TRDFND | COM | 64.54K | SH | $758.4K 0.44% | 64.54K | 0.00 | 0.00 |
NEW MTN FIN CORPDFND | NOTE 5.750% 8/1 | 650K | PRN | $645.2K 0.37% | 650K | 0.00 | 0.00 |
INVESCO SR INCOME TRDFND | COM | 145.79K | SH | $561.3K 0.32% | 145.79K | 0.00 | 0.00 |
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