Filed: 4/25/2023ACC: 0001454937-23-000006
📋 What this filing means
AEGON USA INVESTMENT MANAGEMENT, LLC filed this quarterly 13F‑HR report disclosing 38 equity positions with a total reported market value of $170.35M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
38
Positions
$170.35M
Total AUM (reported)
34.89M
Total Shares
Allocation by class
TOTAL STK MKT$81.17M47.7%
UNIT 09/01/2023$11.77M6.9%
PERP PFD CNV A$9.28M5.4%
TOTAL BND MRKT$8.10M4.8%
NOTE 0.250% 5/1$7.56M4.4%
UNIT 12/01/2023$6.80M4.0%
NOTE 1.250% 5/0$6.11M3.6%
Portfolio Concentration
Top 3$102.23M60.0%
4–10$42.97M25.2%
11–25$21.73M12.8%
Rest$3.42M2.0%
Top 3 weight
60.0%
Top 10 weight
85.2%
Voting Authority Distribution
Total shares with voting rights: 34.89M
Sole
Full voting authority
34.89M
shares
% of voting shares100.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
0.00
shares
% of voting shares0.0%
Investment Discretion (by position count)
Sole0
Shared0
Other38
Dominant voting typeSole · 100.0% of voting shares
Institutional Holdings38
Rows:
VANGUARD IDX FUND
DFNDShares397.72K
TypeSH
Market value$81.17M
47.65%
Sole
397.72K
Shared
0.00
None
0.00
NEXTERA ENERGY INC
DFNDShares243.92K
TypeSH
Market value$11.77M
6.91%
Sole
243.92K
Shared
0.00
None
0.00
WELLS FARGO & COMPANY
DFNDShares8K
TypeSH
Market value$9.28M
5.45%
Sole
8K
Shared
0.00
None
0.00
VANGUARD TOTAL BOND MARKET
DFNDShares109.72K
TypeSH
Market value$8.10M
4.76%
Sole
109.72K
Shared
0.00
None
0.00
PIONEER NATURAL RESOURCes
DFNDShares3.54M
TypePRN
Market value$7.56M
4.44%
Sole
3.54M
Shared
0.00
None
0.00
NISOURCE INC
DFNDShares65.50K
TypeSH
Market value$6.80M
3.99%
Sole
65.50K
Shared
0.00
None
0.00
SOUTHWEST AIRLINES CO
DFNDShares5.38M
TypePRN
Market value$6.11M
3.58%
Sole
5.38M
Shared
0.00
None
0.00
AMERICAN ELEC POWER CO
DFNDShares111.43K
TypeSH
Market value$5.60M
3.29%
Sole
111.43K
Shared
0.00
None
0.00
KKR GROUP CO INC
DFNDShares85.20K
TypeSH
Market value$5.36M
3.15%
Sole
85.20K
Shared
0.00
None
0.00
BOOKING HOLDINGS INC
DFNDShares2.30M
TypePRN
Market value$3.44M
2.02%
Sole
2.30M
Shared
0.00
None
0.00
WESTERN DIGITAL CORPORATION
DFNDShares3.54M
TypePRN
Market value$3.42M
2.01%
Sole
3.54M
Shared
0.00
None
0.00
EQT CORP
DFNDShares1.30M
TypePRN
Market value$2.86M
1.68%
Sole
1.30M
Shared
0.00
None
0.00
ILLUMINA INC
DFNDShares2.42M
TypePRN
Market value$2.36M
1.39%
Sole
2.42M
Shared
0.00
None
0.00
EXPEDIA GROUP INC
DFNDShares2.60M
TypePRN
Market value$2.33M
1.37%
Sole
2.60M
Shared
0.00
None
0.00
CSI COMPRESSCO LP
DFNDShares1.57M
TypeSH
Market value$1.93M
1.13%
Sole
1.57M
Shared
0.00
None
0.00
CBL & ASSOCIATES PROP
DFNDShares58.90K
TypeSH
Market value$1.51M
0.89%
Sole
58.90K
Shared
0.00
None
0.00
EURONET WORLDWIDE INC.
DFNDShares1.46M
TypePRN
Market value$1.41M
0.82%
Sole
1.46M
Shared
0.00
None
0.00
ARES CAPITAL CORPORATION
DFNDShares1.07M
TypePRN
Market value$1.08M
0.63%
Sole
1.07M
Shared
0.00
None
0.00
PROSPECT CAPITAL CORP
DFNDShares1M
TypePRN
Market value$976.1K
0.57%
Sole
1M
Shared
0.00
None
0.00
EATON VANCE FLOATING
DFNDShares75.89K
TypeSH
Market value$873.5K
0.51%
Sole
75.89K
Shared
0.00
None
0.00
EATON VANCE SENIOR FLOATING
DFNDShares64.54K
TypeSH
Market value$731.3K
0.43%
Sole
64.54K
Shared
0.00
None
0.00
BLACKROCK CORP HY
DFNDShares81.52K
TypeSH
Market value$710.9K
0.42%
Sole
81.52K
Shared
0.00
None
0.00
AVAYA HOLDINGS CORP
DFNDShares6.79M
TypePRN
Market value$542.9K
0.32%
Sole
6.79M
Shared
0.00
None
0.00
INVESCO SENIOR INCOME TRUST
DFNDShares145.79K
TypeSH
Market value$536.5K
0.31%
Sole
145.79K
Shared
0.00
None
0.00
VANGUARD ST CORP BOND
DFNDShares6.18K
TypeSH
Market value$470.9K
0.28%
Sole
6.18K
Shared
0.00
None
0.00
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
VANGUARD IDX FUNDDFND | TOTAL STK MKT | 397.72K | SH | $81.17M 47.65% | 397.72K | 0.00 | 0.00 |
NEXTERA ENERGY INCDFND | UNIT 09/01/2023 | 243.92K | SH | $11.77M 6.91% | 243.92K | 0.00 | 0.00 |
WELLS FARGO & COMPANYDFND | PERP PFD CNV A | 8K | SH | $9.28M 5.45% | 8K | 0.00 | 0.00 |
VANGUARD TOTAL BOND MARKETDFND | TOTAL BND MRKT | 109.72K | SH | $8.10M 4.76% | 109.72K | 0.00 | 0.00 |
PIONEER NATURAL RESOURCesDFND | NOTE 0.250% 5/1 | 3.54M | PRN | $7.56M 4.44% | 3.54M | 0.00 | 0.00 |
NISOURCE INCDFND | UNIT 12/01/2023 | 65.50K | SH | $6.80M 3.99% | 65.50K | 0.00 | 0.00 |
SOUTHWEST AIRLINES CODFND | NOTE 1.250% 5/0 | 5.38M | PRN | $6.11M 3.58% | 5.38M | 0.00 | 0.00 |
AMERICAN ELEC POWER CODFND | UNIT 08/15/2023 | 111.43K | SH | $5.60M 3.29% | 111.43K | 0.00 | 0.00 |
KKR GROUP CO INCDFND | 6% MCONV PFD C | 85.20K | SH | $5.36M 3.15% | 85.20K | 0.00 | 0.00 |
BOOKING HOLDINGS INCDFND | NOTE 0.750% 5/0 | 2.30M | PRN | $3.44M 2.02% | 2.30M | 0.00 | 0.00 |
WESTERN DIGITAL CORPORATIONDFND | NOTE 1.500% 2/0 | 3.54M | PRN | $3.42M 2.01% | 3.54M | 0.00 | 0.00 |
EQT CORPDFND | NOTE 1.750% 5/0 | 1.30M | PRN | $2.86M 1.68% | 1.30M | 0.00 | 0.00 |
ILLUMINA INCDFND | NOTE 8/1 | 2.42M | PRN | $2.36M 1.39% | 2.42M | 0.00 | 0.00 |
EXPEDIA GROUP INCDFND | NOTE 2/1 | 2.60M | PRN | $2.33M 1.37% | 2.60M | 0.00 | 0.00 |
CSI COMPRESSCO LPDFND | COM UNIT | 1.57M | SH | $1.93M 1.13% | 1.57M | 0.00 | 0.00 |
CBL & ASSOCIATES PROPDFND | COMMON STOCK | 58.90K | SH | $1.51M 0.89% | 58.90K | 0.00 | 0.00 |
EURONET WORLDWIDE INC.DFND | NOTE 0.750% 3/1 | 1.46M | PRN | $1.41M 0.82% | 1.46M | 0.00 | 0.00 |
ARES CAPITAL CORPORATIONDFND | NOTE 4.625% 3/0 | 1.07M | PRN | $1.08M 0.63% | 1.07M | 0.00 | 0.00 |
PROSPECT CAPITAL CORPDFND | NOTE 6.375% 3/0 | 1M | PRN | $976.1K 0.57% | 1M | 0.00 | 0.00 |
EATON VANCE FLOATINGDFND | COM | 75.89K | SH | $873.5K 0.51% | 75.89K | 0.00 | 0.00 |
EATON VANCE SENIOR FLOATINGDFND | COM | 64.54K | SH | $731.3K 0.43% | 64.54K | 0.00 | 0.00 |
BLACKROCK CORP HYDFND | COM | 81.52K | SH | $710.9K 0.42% | 81.52K | 0.00 | 0.00 |
AVAYA HOLDINGS CORPDFND | NOTE 2.250% 6/1 | 6.79M | PRN | $542.9K 0.32% | 6.79M | 0.00 | 0.00 |
INVESCO SENIOR INCOME TRUSTDFND | COM | 145.79K | SH | $536.5K 0.31% | 145.79K | 0.00 | 0.00 |
VANGUARD ST CORP BONDDFND | SHRT TRM CORP BD | 6.18K | SH | $470.9K 0.28% | 6.18K | 0.00 | 0.00 |
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