Filed: 1/20/2023ACC: 0001454937-23-000003
📋 What this filing means
AEGON USA INVESTMENT MANAGEMENT, LLC filed this quarterly 13F‑HR report disclosing 40 equity positions with a total reported market value of $162.46M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
40
Positions
$162.46M
Total AUM (reported)
35.48M
Total Shares
Allocation by class
TOTAL STK MKT$77.05M47.4%
PERP PFD CNV A$9.48M5.8%
UNIT 03/01/2023$9.20M5.7%
NOTE 0.250% 5/1$8.25M5.1%
TOTAL BND MRKT$7.95M4.9%
NOTE 1.250% 5/0$6.46M4.0%
UNIT 08/15/2023$4.98M3.1%
Portfolio Concentration
Top 3$95.73M58.9%
4–10$40.36M24.8%
11–25$22.67M14.0%
Rest$3.70M2.3%
Top 3 weight
58.9%
Top 10 weight
83.8%
Voting Authority Distribution
Total shares with voting rights: 35.48M
Sole
Full voting authority
35.48M
shares
% of voting shares100.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
0.00
shares
% of voting shares0.0%
Investment Discretion (by position count)
Sole0
Shared0
Other40
Dominant voting typeSole · 100.0% of voting shares
Institutional Holdings40
Rows:
VANGUARD IDX FUND
DFNDShares403K
TypeSH
Market value$77.05M
47.43%
Sole
403K
Shared
0.00
None
0.00
WELLS FARGO & COMPANY
DFNDShares8K
TypeSH
Market value$9.48M
5.84%
Sole
8K
Shared
0.00
None
0.00
NEXTERA ENERGY INC
DFNDShares182K
TypeSH
Market value$9.20M
5.66%
Sole
182K
Shared
0.00
None
0.00
PIONEER NATURAL RESOURCES
DFNDShares3.54M
TypePRN
Market value$8.25M
5.08%
Sole
3.54M
Shared
0.00
None
0.00
VANGUARD TOTAL BOND MARKET
DFNDShares110.60K
TypeSH
Market value$7.95M
4.89%
Sole
110.60K
Shared
0.00
None
0.00
SOUTHWEST AIRLINES CO
DFNDShares5.38M
TypePRN
Market value$6.46M
3.97%
Sole
5.38M
Shared
0.00
None
0.00
AMERICAN ELEC POWER CO
DFNDShares95.09K
TypeSH
Market value$4.98M
3.07%
Sole
95.09K
Shared
0.00
None
0.00
KKR GROUP CO INC
DFNDShares85.20K
TypeSH
Market value$4.88M
3.01%
Sole
85.20K
Shared
0.00
None
0.00
NISOURCE INC
DFNDShares42.68K
TypeSH
Market value$4.46M
2.75%
Sole
42.68K
Shared
0.00
None
0.00
WESTERN DIGITAL CORPORATION
DFNDShares3.54M
TypePRN
Market value$3.38M
2.08%
Sole
3.54M
Shared
0.00
None
0.00
BOOKING HOLDINGS INC
DFNDShares2.30M
TypePRN
Market value$3.06M
1.89%
Sole
2.30M
Shared
0.00
None
0.00
EQT CORP
DFNDShares1.30M
TypePRN
Market value$3.02M
1.86%
Sole
1.30M
Shared
0.00
None
0.00
ILLUMINA INC
DFNDShares2.42M
TypePRN
Market value$2.34M
1.44%
Sole
2.42M
Shared
0.00
None
0.00
EXPEDIA GROUP INC
DFNDShares2.60M
TypePRN
Market value$2.26M
1.39%
Sole
2.60M
Shared
0.00
None
0.00
CSI COMPRESSCO LP
DFNDShares1.66M
TypeSH
Market value$2.21M
1.36%
Sole
1.66M
Shared
0.00
None
0.00
EURONET WORLDWIDE
DFNDShares1.46M
TypePRN
Market value$1.38M
0.85%
Sole
1.46M
Shared
0.00
None
0.00
CBL & ASSOCIATES PROP
DFNDShares59.15K
TypeSH
Market value$1.37M
0.84%
Sole
59.15K
Shared
0.00
None
0.00
SPDR BLACKSTONE / GSO SENIOR
DFNDShares32.14K
TypeSH
Market value$1.31M
0.81%
Sole
32.14K
Shared
0.00
None
0.00
ARES CAPITAL CORPORATION
DFNDShares1.07M
TypePRN
Market value$1.13M
0.70%
Sole
1.07M
Shared
0.00
None
0.00
INVESCO SENIOR INCOME TRUST
DFNDShares263.96K
TypeSH
Market value$1.01M
0.62%
Sole
263.96K
Shared
0.00
None
0.00
PROSPECT CAPITAL CORP
DFNDShares1M
TypePRN
Market value$996.3K
0.61%
Sole
1M
Shared
0.00
None
0.00
EATON VANCE FLOATING
DFNDShares73.89K
TypeSH
Market value$819.5K
0.50%
Sole
73.89K
Shared
0.00
None
0.00
EATON VANCE SENIOR FLOATING
DFNDShares64.54K
TypeSH
Market value$706.1K
0.43%
Sole
64.54K
Shared
0.00
None
0.00
BLACKROCK CORP HY
DFNDShares66.99K
TypeSH
Market value$585.5K
0.36%
Sole
66.99K
Shared
0.00
None
0.00
VANGUARD ST CORP BOND
DFNDShares6.18K
TypeSH
Market value$464.4K
0.29%
Sole
6.18K
Shared
0.00
None
0.00
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
VANGUARD IDX FUNDDFND | TOTAL STK MKT | 403K | SH | $77.05M 47.43% | 403K | 0.00 | 0.00 |
WELLS FARGO & COMPANYDFND | PERP PFD CNV A | 8K | SH | $9.48M 5.84% | 8K | 0.00 | 0.00 |
NEXTERA ENERGY INCDFND | UNIT 03/01/2023 | 182K | SH | $9.20M 5.66% | 182K | 0.00 | 0.00 |
PIONEER NATURAL RESOURCESDFND | NOTE 0.250% 5/1 | 3.54M | PRN | $8.25M 5.08% | 3.54M | 0.00 | 0.00 |
VANGUARD TOTAL BOND MARKETDFND | TOTAL BND MRKT | 110.60K | SH | $7.95M 4.89% | 110.60K | 0.00 | 0.00 |
SOUTHWEST AIRLINES CODFND | NOTE 1.250% 5/0 | 5.38M | PRN | $6.46M 3.97% | 5.38M | 0.00 | 0.00 |
AMERICAN ELEC POWER CODFND | UNIT 08/15/2023 | 95.09K | SH | $4.98M 3.07% | 95.09K | 0.00 | 0.00 |
KKR GROUP CO INCDFND | 6% MCONV PFD C | 85.20K | SH | $4.88M 3.01% | 85.20K | 0.00 | 0.00 |
NISOURCE INCDFND | UNIT 12/01/2023 | 42.68K | SH | $4.46M 2.75% | 42.68K | 0.00 | 0.00 |
WESTERN DIGITAL CORPORATIONDFND | NOTE 1.500% 2/0 | 3.54M | PRN | $3.38M 2.08% | 3.54M | 0.00 | 0.00 |
BOOKING HOLDINGS INCDFND | NOTE 0.750% 5/0 | 2.30M | PRN | $3.06M 1.89% | 2.30M | 0.00 | 0.00 |
EQT CORPDFND | NOTE 1.750% 5/0 | 1.30M | PRN | $3.02M 1.86% | 1.30M | 0.00 | 0.00 |
ILLUMINA INCDFND | NOTE 8/1 | 2.42M | PRN | $2.34M 1.44% | 2.42M | 0.00 | 0.00 |
EXPEDIA GROUP INCDFND | NOTE 2/1 | 2.60M | PRN | $2.26M 1.39% | 2.60M | 0.00 | 0.00 |
CSI COMPRESSCO LPDFND | COM UNIT | 1.66M | SH | $2.21M 1.36% | 1.66M | 0.00 | 0.00 |
EURONET WORLDWIDEDFND | NOTE 0.750% 3/1 | 1.46M | PRN | $1.38M 0.85% | 1.46M | 0.00 | 0.00 |
CBL & ASSOCIATES PROPDFND | COMMON STOCK | 59.15K | SH | $1.37M 0.84% | 59.15K | 0.00 | 0.00 |
SPDR BLACKSTONE / GSO SENIORDFND | BLACKSTONE SENR | 32.14K | SH | $1.31M 0.81% | 32.14K | 0.00 | 0.00 |
ARES CAPITAL CORPORATIONDFND | NOTE 4.625% 3/0 | 1.07M | PRN | $1.13M 0.70% | 1.07M | 0.00 | 0.00 |
INVESCO SENIOR INCOME TRUSTDFND | COM | 263.96K | SH | $1.01M 0.62% | 263.96K | 0.00 | 0.00 |
PROSPECT CAPITAL CORPDFND | NOTE 6.375% 3/0 | 1M | PRN | $996.3K 0.61% | 1M | 0.00 | 0.00 |
EATON VANCE FLOATINGDFND | COM | 73.89K | SH | $819.5K 0.50% | 73.89K | 0.00 | 0.00 |
EATON VANCE SENIOR FLOATINGDFND | COM | 64.54K | SH | $706.1K 0.43% | 64.54K | 0.00 | 0.00 |
BLACKROCK CORP HYDFND | COM | 66.99K | SH | $585.5K 0.36% | 66.99K | 0.00 | 0.00 |
VANGUARD ST CORP BONDDFND | SHRT TRM CORP BD | 6.18K | SH | $464.4K 0.29% | 6.18K | 0.00 | 0.00 |
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