Filed: 10/17/2022ACC: 0001454937-22-000012
📋 What this filing means
AEGON USA INVESTMENT MANAGEMENT, LLC filed this quarterly 13F‑HR report disclosing 45 equity positions with a total reported market value of $171.3K. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
45
Positions
$171.3K
Total AUM (reported)
34.94M
Total Shares
Allocation by class
TOTAL STK MKT$72.5K42.3%
PERP PFD CNV A$9.4K5.5%
7.25%CNV PFD L$9.3K5.4%
UNIT 03/01/2023$8.2K4.8%
TOTAL BND MRKT$7.9K4.6%
NOTE 0.250% 5/1$7.7K4.5%
NOTE 1.250% 5/0$6.2K3.6%
Portfolio Concentration
Top 3$91.2K53.3%
4–10$44.1K25.8%
11–25$30.4K17.7%
Rest$5.6K3.3%
Top 3 weight
53.3%
Top 10 weight
79.0%
Voting Authority Distribution
Total shares with voting rights: 34.94M
Sole
Full voting authority
34.94M
shares
% of voting shares100.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
0.00
shares
% of voting shares0.0%
Investment Discretion (by position count)
Sole0
Shared0
Other45
Dominant voting typeSole · 100.0% of voting shares
Institutional Holdings45
Rows:
VANGUARD INDEX FDS
DFNDShares404.08K
TypeSH
Market value$72.5K
42.34%
Sole
404.08K
Shared
0.00
None
0.00
WELLS FARGO CO NEW
DFNDShares8K
TypeSH
Market value$9.4K
5.47%
Sole
8K
Shared
0.00
None
0.00
BK OF AMERICA CORP
DFNDShares7.95K
TypeSH
Market value$9.3K
5.44%
Sole
7.95K
Shared
0.00
None
0.00
NEXTERA ENERGY INC
DFNDShares164.22K
TypeSH
Market value$8.2K
4.77%
Sole
164.22K
Shared
0.00
None
0.00
VANGUARD BD INDEX FD
DFNDShares111.34K
TypeSH
Market value$7.9K
4.64%
Sole
111.34K
Shared
0.00
None
0.00
PIONEER NAT RES CO
DFNDShares3.54M
TypePRN
Market value$7.7K
4.49%
Sole
3.54M
Shared
0.00
None
0.00
SOUTHWEST AIRLS CO
DFNDShares5.38M
TypePRN
Market value$6.2K
3.59%
Sole
5.38M
Shared
0.00
None
0.00
DTE ENERGY CO
DFNDShares116K
TypeSH
Market value$5.8K
3.40%
Sole
116K
Shared
0.00
None
0.00
AMERICAN ELEC PWR CO
DFNDShares86.43K
TypeSH
Market value$4.3K
2.50%
Sole
86.43K
Shared
0.00
None
0.00
NISOURCE INC
DFNDShares40.50K
TypeSH
Market value$4.1K
2.38%
Sole
40.50K
Shared
0.00
None
0.00
KKR & CO INC
DFNDShares70.20K
TypeSH
Market value$3.8K
2.24%
Sole
70.20K
Shared
0.00
None
0.00
EQT CORP
DFNDShares1.30M
TypePRN
Market value$3.6K
2.10%
Sole
1.30M
Shared
0.00
None
0.00
WESTERN DIGITAL CORP
DFNDShares3.19M
TypePRN
Market value$3.0K
1.77%
Sole
3.19M
Shared
0.00
None
0.00
AVAYA HLDGS CORP
DFNDShares6.79M
TypePRN
Market value$3.0K
1.73%
Sole
6.79M
Shared
0.00
None
0.00
BOOKING HOLDINGS INC
DFNDShares2.30M
TypePRN
Market value$2.8K
1.62%
Sole
2.30M
Shared
0.00
None
0.00
EXPEDIA GROUP INC
DFNDShares2.60M
TypePRN
Market value$2.3K
1.32%
Sole
2.60M
Shared
0.00
None
0.00
ILLUMINA INC
DFNDShares2.13M
TypePRN
Market value$2.0K
1.19%
Sole
2.13M
Shared
0.00
None
0.00
CSI COMPRESSCO LP
DFNDShares1.71M
TypeSH
Market value$2.0K
1.17%
Sole
1.71M
Shared
0.00
None
0.00
CBL & ASSOC PPTYS IN
DFNDShares59.15K
TypeSH
Market value$1.5K
0.88%
Sole
59.15K
Shared
0.00
None
0.00
EURONET WORLDWIDE IN
DFNDShares1.46M
TypePRN
Market value$1.3K
0.77%
Sole
1.46M
Shared
0.00
None
0.00
STANLEY BLACK & DECK
DFNDShares23K
TypeSH
Market value$1.1K
0.66%
Sole
23K
Shared
0.00
None
0.00
ARES CAPITAL CORP
DFNDShares1.07M
TypePRN
Market value$1.1K
0.64%
Sole
1.07M
Shared
0.00
None
0.00
PROSPECT CAP CORP
DFNDShares1M
TypePRN
Market value$1.0K
0.60%
Sole
1M
Shared
0.00
None
0.00
INVESCO SR INCOME TR
DFNDShares263.96K
TypeSH
Market value$982.00
0.57%
Sole
263.96K
Shared
0.00
None
0.00
EATON VANCE FLTING R
DFNDShares67.88K
TypeSH
Market value$771.00
0.45%
Sole
67.88K
Shared
0.00
None
0.00
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
VANGUARD INDEX FDSDFND | TOTAL STK MKT | 404.08K | SH | $72.5K 42.34% | 404.08K | 0.00 | 0.00 |
WELLS FARGO CO NEWDFND | PERP PFD CNV A | 8K | SH | $9.4K 5.47% | 8K | 0.00 | 0.00 |
BK OF AMERICA CORPDFND | 7.25%CNV PFD L | 7.95K | SH | $9.3K 5.44% | 7.95K | 0.00 | 0.00 |
NEXTERA ENERGY INCDFND | UNIT 03/01/2023 | 164.22K | SH | $8.2K 4.77% | 164.22K | 0.00 | 0.00 |
VANGUARD BD INDEX FDDFND | TOTAL BND MRKT | 111.34K | SH | $7.9K 4.64% | 111.34K | 0.00 | 0.00 |
PIONEER NAT RES CODFND | NOTE 0.250% 5/1 | 3.54M | PRN | $7.7K 4.49% | 3.54M | 0.00 | 0.00 |
SOUTHWEST AIRLS CODFND | NOTE 1.250% 5/0 | 5.38M | PRN | $6.2K 3.59% | 5.38M | 0.00 | 0.00 |
DTE ENERGY CODFND | UNIT 11/01/2022 | 116K | SH | $5.8K 3.40% | 116K | 0.00 | 0.00 |
AMERICAN ELEC PWR CODFND | UNIT 08/15/2023 | 86.43K | SH | $4.3K 2.50% | 86.43K | 0.00 | 0.00 |
NISOURCE INCDFND | UNIT 12/01/2023 | 40.50K | SH | $4.1K 2.38% | 40.50K | 0.00 | 0.00 |
KKR & CO INCDFND | 6% MCONV PFD C | 70.20K | SH | $3.8K 2.24% | 70.20K | 0.00 | 0.00 |
EQT CORPDFND | NOTE 1.750% 5/0 | 1.30M | PRN | $3.6K 2.10% | 1.30M | 0.00 | 0.00 |
WESTERN DIGITAL CORPDFND | NOTE 1.500% 2/0 | 3.19M | PRN | $3.0K 1.77% | 3.19M | 0.00 | 0.00 |
AVAYA HLDGS CORPDFND | NOTE 2.250% 6/1 | 6.79M | PRN | $3.0K 1.73% | 6.79M | 0.00 | 0.00 |
BOOKING HOLDINGS INCDFND | NOTE 0.750% 5/0 | 2.30M | PRN | $2.8K 1.62% | 2.30M | 0.00 | 0.00 |
EXPEDIA GROUP INCDFND | NOTE 2/1 | 2.60M | PRN | $2.3K 1.32% | 2.60M | 0.00 | 0.00 |
ILLUMINA INCDFND | NOTE 8/1 | 2.13M | PRN | $2.0K 1.19% | 2.13M | 0.00 | 0.00 |
CSI COMPRESSCO LPDFND | COM UNIT | 1.71M | SH | $2.0K 1.17% | 1.71M | 0.00 | 0.00 |
CBL & ASSOC PPTYS INDFND | COMMON STOCK | 59.15K | SH | $1.5K 0.88% | 59.15K | 0.00 | 0.00 |
EURONET WORLDWIDE INDFND | NOTE 0.750% 3/1 | 1.46M | PRN | $1.3K 0.77% | 1.46M | 0.00 | 0.00 |
STANLEY BLACK & DECKDFND | UNIT 11/15/2022 | 23K | SH | $1.1K 0.66% | 23K | 0.00 | 0.00 |
ARES CAPITAL CORPDFND | NOTE 4.625% 3/0 | 1.07M | PRN | $1.1K 0.64% | 1.07M | 0.00 | 0.00 |
PROSPECT CAP CORPDFND | NOTE 6.375% 3/0 | 1M | PRN | $1.0K 0.60% | 1M | 0.00 | 0.00 |
INVESCO SR INCOME TRDFND | COM | 263.96K | SH | $982.00 0.57% | 263.96K | 0.00 | 0.00 |
EATON VANCE FLTING RDFND | COM | 67.88K | SH | $771.00 0.45% | 67.88K | 0.00 | 0.00 |
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