ADVISORS ASSET MANAGEMENT, INC.

PrivateCIK: 1297376
Location

MONUMENT, CO

1408
Positions
$6.56B
Total AUM (reported)
158.16M
Total Shares

Allocation by class

TOTAL AUM$6.56B1408 positions
COM$4.70B71.7%
CL A$346.91M5.3%
COM NEW$262.67M4.0%
CAP STK CL A$182.82M2.8%
COM CL A$127.93M2.0%
COM SHS$77.03M1.2%
COMMON STOCK$65.84M1.0%

Portfolio Concentration

Top 37.6%4–107.8%11–259.3%Rest75.3%TOP 1015.4%0%100%
Top 3$498.70M7.6%
4–10$511.67M7.8%
11–25$609.32M9.3%
Rest$4.94B75.3%

Top 3 weight

7.6%

Top 10 weight

15.4%

Voting Authority Distribution

Total shares with voting rights: 158.16M

Sole

Full voting authority

157.63M

shares

% of voting shares99.7%
Shared

Joint voting authority

0.00

shares

% of voting shares0.0%
None

No voting authority

535.98K

shares

% of voting shares0.3%

Investment Discretion (by position count)

Sole1408
Shared0
Other0
Dominant voting typeSole · 99.7% of voting shares
Institutional Holdings1408
Rows:

ALPHABET INC

SOLE
CAP STK CL A
Shares511.58K
TypeSH
Market value$182.82M
2.79%
Sole
511.58K
Shared
0.00
None
0.00

AMAZON COM INC

SOLE
COM
Shares717.45K
TypeSH
Market value$171.00M
2.61%
Sole
717.45K
Shared
0.00
None
0.00

APPLE INC

SOLE
COM
Shares500.70K
TypeSH
Market value$144.88M
2.21%
Sole
500.50K
Shared
0.00
None
192.00

MICROSOFT CORP

SOLE
COM
Shares277.19K
TypeSH
Market value$103.40M
1.58%
Sole
277.09K
Shared
0.00
None
97.00

META PLATFORMS INC

SOLE
CL A
Shares155.32K
TypeSH
Market value$87.49M
1.33%
Sole
155.32K
Shared
0.00
None
0.00

WALMART INC

SOLE
COM
Shares678.68K
TypeSH
Market value$76.87M
1.17%
Sole
678.68K
Shared
0.00
None
0.00

MICRON TECHNOLOGY INC

SOLE
COM
Shares59.03K
TypeSH
Market value$68.13M
1.04%
Sole
59.03K
Shared
0.00
None
0.00

VISA INC

SOLE
COM CL A
Shares195.29K
TypeSH
Market value$67.00M
1.02%
Sole
195.29K
Shared
0.00
None
0.00

MASTERCARD INCORPORATED

SOLE
CL A
Shares109.14K
TypeSH
Market value$56.05M
0.85%
Sole
109.14K
Shared
0.00
None
0.00

CORNING INC

SOLE
COM
Shares206.41K
TypeSH
Market value$52.72M
0.80%
Sole
206.41K
Shared
0.00
None
0.00

INTERNATIONAL BUSINESS MACHS

SOLE
COM
Shares174.47K
TypeSH
Market value$49.06M
0.75%
Sole
174.28K
Shared
0.00
None
181.00

VERIZON COMMUNICATIONS INC

SOLE
COM
Shares1.14M
TypeSH
Market value$48.40M
0.74%
Sole
1.14M
Shared
0.00
None
1.26K

BROADCOM INC

SOLE
COM
Shares123.94K
TypeSH
Market value$46.82M
0.71%
Sole
123.94K
Shared
0.00
None
0.00

TEXAS INSTRS INC

SOLE
COM
Shares155.76K
TypeSH
Market value$46.43M
0.71%
Sole
155.47K
Shared
0.00
None
285.00

MERCK & CO INC

SOLE
COM
Shares346.19K
TypeSH
Market value$44.49M
0.68%
Sole
345.69K
Shared
0.00
None
498.00

CISCO SYS INC

SOLE
COM
Shares347K
TypeSH
Market value$40.76M
0.62%
Sole
346.30K
Shared
0.00
None
701.00

PALO ALTO NETWORKS INC

SOLE
COM
Shares119.09K
TypeSH
Market value$40.61M
0.62%
Sole
119.09K
Shared
0.00
None
0.00

DELL TECHNOLOGIES INC

SOLE
CL C
Shares92.77K
TypeSH
Market value$40.03M
0.61%
Sole
92.77K
Shared
0.00
None
0.00

UNITED PARCEL SVCS INC

SOLE
CL B
Shares371.76K
TypeSH
Market value$39.96M
0.61%
Sole
371.21K
Shared
0.00
None
552.00

SHOPIFY INC

SOLE
CL A SUB VTG SHS
Shares327.79K
TypeSH
Market value$37.43M
0.57%
Sole
327.79K
Shared
0.00
None
0.00

COSTCO WHOLESALE CORPORATION

SOLE
COM
Shares38.84K
TypeSH
Market value$36.34M
0.55%
Sole
38.84K
Shared
0.00
None
0.00

AMGEN INC

SOLE
COM
Shares97.24K
TypeSH
Market value$35.21M
0.54%
Sole
97.24K
Shared
0.00
None
0.00

JOHNSON & JOHNSON

SOLE
COM
Shares137.58K
TypeSH
Market value$34.94M
0.53%
Sole
137.58K
Shared
0.00
None
0.00

HOME DEPOT INC

SOLE
COM
Shares97.91K
TypeSH
Market value$34.53M
0.53%
Sole
97.78K
Shared
0.00
None
129.00

AMERICAN EXPRESS CO

SOLE
COM
Shares101.47K
TypeSH
Market value$34.32M
0.52%
Sole
101.47K
Shared
0.00
None
0.00
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