Filed: 11/8/2024ACC: 0002000324-24-003123
📋 What this filing means
ADVISORS ASSET MANAGEMENT, INC. filed this quarterly 13F‑HR report disclosing 1460 equity positions with a total reported market value of $5.44B. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
1460
Positions
$5.44B
Total AUM (reported)
142.68M
Total Shares
Allocation by class
COM$4.14B76.0%
CL A$361.80M6.6%
COM NEW$166.31M3.1%
CAP STK CL A$93.79M1.7%
COM CL A$82.54M1.5%
SHS$72.35M1.3%
SPONSORED ADR$47.99M0.9%
Portfolio Concentration
Top 3$397.43M7.3%
4–10$490.09M9.0%
11–25$532.08M9.8%
Rest$4.03B73.9%
Top 3 weight
7.3%
Top 10 weight
16.3%
Voting Authority Distribution
Total shares with voting rights: 142.68M
Sole
Full voting authority
141.51M
shares
% of voting shares99.2%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
1.17M
shares
% of voting shares0.8%
Investment Discretion (by position count)
Sole1460
Shared0
Other0
Dominant voting typeSole · 99.2% of voting shares
Institutional Holdings1460
Rows:
AMAZON COM INC
SOLEShares825.04K
TypeSH
Market value$153.73M
2.82%
Sole
823.81K
Shared
0.00
None
1.23K
APPLE INC
SOLEShares523.19K
TypeSH
Market value$121.90M
2.24%
Sole
522.46K
Shared
0.00
None
737.00
MICROSOFT CORP
SOLEShares283.06K
TypeSH
Market value$121.80M
2.24%
Sole
282.67K
Shared
0.00
None
391.00
META PLATFORMS INC
SOLEShares174.82K
TypeSH
Market value$100.07M
1.84%
Sole
174.82K
Shared
0.00
None
0.00
ALPHABET INC
SOLEShares565.48K
TypeSH
Market value$93.79M
1.72%
Sole
565.48K
Shared
0.00
None
0.00
WALMART INC
SOLEShares772.26K
TypeSH
Market value$62.36M
1.15%
Sole
772.26K
Shared
0.00
None
0.00
VISA INC
SOLEShares224.51K
TypeSH
Market value$61.73M
1.13%
Sole
224.51K
Shared
0.00
None
0.00
MASTERCARD INCORPORATED
SOLEShares120.12K
TypeSH
Market value$59.32M
1.09%
Sole
120.12K
Shared
0.00
None
0.00
VERIZON COMMUNICATIONS INC
SOLEShares1.31M
TypeSH
Market value$58.70M
1.08%
Sole
1.30M
Shared
0.00
None
4.01K
BROADCOM INC
SOLEShares313.79K
TypeSH
Market value$54.13M
0.99%
Sole
308.56K
Shared
0.00
None
5.24K
INTERNATIONAL BUSINESS MACHS
SOLEShares236.63K
TypeSH
Market value$52.31M
0.96%
Sole
236.56K
Shared
0.00
None
68.00
3M CO
SOLEShares319.37K
TypeSH
Market value$43.66M
0.80%
Sole
319.37K
Shared
0.00
None
0.00
CISCO SYS INC
SOLEShares748.85K
TypeSH
Market value$39.85M
0.73%
Sole
746.22K
Shared
0.00
None
2.63K
AT&T INC
SOLEShares1.68M
TypeSH
Market value$36.94M
0.68%
Sole
1.67M
Shared
0.00
None
8.68K
HOME DEPOT INC
SOLEShares90.34K
TypeSH
Market value$36.61M
0.67%
Sole
89.90K
Shared
0.00
None
439.00
ELI LILLY & CO
SOLEShares40.93K
TypeSH
Market value$36.26M
0.67%
Sole
40.93K
Shared
0.00
None
0.00
AMGEN INC
SOLEShares111.49K
TypeSH
Market value$35.92M
0.66%
Sole
111.49K
Shared
0.00
None
0.00
AMERICAN EXPRESS CO
SOLEShares132.20K
TypeSH
Market value$35.85M
0.66%
Sole
132.20K
Shared
0.00
None
0.00
DOW INC
SOLEShares593.93K
TypeSH
Market value$32.45M
0.60%
Sole
591.70K
Shared
0.00
None
2.22K
LOCKHEED MARTIN CORP
SOLEShares54.46K
TypeSH
Market value$31.83M
0.58%
Sole
53.51K
Shared
0.00
None
952.00
COCA COLA CO
SOLEShares439.50K
TypeSH
Market value$31.58M
0.58%
Sole
437.09K
Shared
0.00
None
2.41K
MERCK & CO INC
SOLEShares268.58K
TypeSH
Market value$30.50M
0.56%
Sole
267.28K
Shared
0.00
None
1.30K
CHEVRON CORP NEW
SOLEShares204.93K
TypeSH
Market value$30.18M
0.55%
Sole
204.13K
Shared
0.00
None
805.00
SHOPIFY INC
SOLEShares366.01K
TypeSH
Market value$29.33M
0.54%
Sole
366.01K
Shared
0.00
None
0.00
UNITED PARCEL SERVICE INC
SOLEShares211.16K
TypeSH
Market value$28.79M
0.53%
Sole
210.28K
Shared
0.00
None
888.00
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
AMAZON COM INCSOLE | COM | 825.04K | SH | $153.73M 2.82% | 823.81K | 0.00 | 1.23K |
APPLE INCSOLE | COM | 523.19K | SH | $121.90M 2.24% | 522.46K | 0.00 | 737.00 |
MICROSOFT CORPSOLE | COM | 283.06K | SH | $121.80M 2.24% | 282.67K | 0.00 | 391.00 |
META PLATFORMS INCSOLE | CL A | 174.82K | SH | $100.07M 1.84% | 174.82K | 0.00 | 0.00 |
ALPHABET INCSOLE | CAP STK CL A | 565.48K | SH | $93.79M 1.72% | 565.48K | 0.00 | 0.00 |
WALMART INCSOLE | COM | 772.26K | SH | $62.36M 1.15% | 772.26K | 0.00 | 0.00 |
VISA INCSOLE | COM CL A | 224.51K | SH | $61.73M 1.13% | 224.51K | 0.00 | 0.00 |
MASTERCARD INCORPORATEDSOLE | CL A | 120.12K | SH | $59.32M 1.09% | 120.12K | 0.00 | 0.00 |
VERIZON COMMUNICATIONS INCSOLE | COM | 1.31M | SH | $58.70M 1.08% | 1.30M | 0.00 | 4.01K |
BROADCOM INCSOLE | COM | 313.79K | SH | $54.13M 0.99% | 308.56K | 0.00 | 5.24K |
INTERNATIONAL BUSINESS MACHSSOLE | COM | 236.63K | SH | $52.31M 0.96% | 236.56K | 0.00 | 68.00 |
3M COSOLE | COM | 319.37K | SH | $43.66M 0.80% | 319.37K | 0.00 | 0.00 |
CISCO SYS INCSOLE | COM | 748.85K | SH | $39.85M 0.73% | 746.22K | 0.00 | 2.63K |
AT&T INCSOLE | COM | 1.68M | SH | $36.94M 0.68% | 1.67M | 0.00 | 8.68K |
HOME DEPOT INCSOLE | COM | 90.34K | SH | $36.61M 0.67% | 89.90K | 0.00 | 439.00 |
ELI LILLY & COSOLE | COM | 40.93K | SH | $36.26M 0.67% | 40.93K | 0.00 | 0.00 |
AMGEN INCSOLE | COM | 111.49K | SH | $35.92M 0.66% | 111.49K | 0.00 | 0.00 |
AMERICAN EXPRESS COSOLE | COM | 132.20K | SH | $35.85M 0.66% | 132.20K | 0.00 | 0.00 |
DOW INCSOLE | COM | 593.93K | SH | $32.45M 0.60% | 591.70K | 0.00 | 2.22K |
LOCKHEED MARTIN CORPSOLE | COM | 54.46K | SH | $31.83M 0.58% | 53.51K | 0.00 | 952.00 |
COCA COLA COSOLE | COM | 439.50K | SH | $31.58M 0.58% | 437.09K | 0.00 | 2.41K |
MERCK & CO INCSOLE | COM | 268.58K | SH | $30.50M 0.56% | 267.28K | 0.00 | 1.30K |
CHEVRON CORP NEWSOLE | COM | 204.93K | SH | $30.18M 0.55% | 204.13K | 0.00 | 805.00 |
SHOPIFY INCSOLE | CL A | 366.01K | SH | $29.33M 0.54% | 366.01K | 0.00 | 0.00 |
UNITED PARCEL SERVICE INCSOLE | CL B | 211.16K | SH | $28.79M 0.53% | 210.28K | 0.00 | 888.00 |
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