Filed: 5/14/2024ACC: 0002000324-24-001435
📋 What this filing means
ADVISORS ASSET MANAGEMENT, INC. filed this quarterly 13F‑HR report disclosing 1395 equity positions with a total reported market value of $5.20B. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
1395
Positions
$5.20B
Total AUM (reported)
142.38M
Total Shares
Allocation by class
COM$4.00B76.8%
CL A$364.17M7.0%
COM NEW$161.43M3.1%
CAP STK CL A$88.38M1.7%
COM CL A$74.43M1.4%
SHS$73.84M1.4%
SPONSORED ADR$46.66M0.9%
Portfolio Concentration
Top 3$379.07M7.3%
4–10$458.80M8.8%
11–25$524.62M10.1%
Rest$3.84B73.8%
Top 3 weight
7.3%
Top 10 weight
16.1%
Voting Authority Distribution
Total shares with voting rights: 142.38M
Sole
Full voting authority
141.12M
shares
% of voting shares99.1%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
1.26M
shares
% of voting shares0.9%
Investment Discretion (by position count)
Sole1395
Shared0
Other0
Dominant voting typeSole · 99.1% of voting shares
Institutional Holdings1395
Rows:
AMAZON COM INC
SOLEShares855.52K
TypeSH
Market value$154.32M
2.97%
Sole
854.12K
Shared
0.00
None
1.40K
MICROSOFT CORP
SOLEShares290.79K
TypeSH
Market value$122.34M
2.35%
Sole
290.39K
Shared
0.00
None
404.00
META PLATFORMS INC
SOLEShares210.90K
TypeSH
Market value$102.41M
1.97%
Sole
210.90K
Shared
0.00
None
0.00
ALPHABET INC
SOLEShares585.56K
TypeSH
Market value$88.38M
1.70%
Sole
585.56K
Shared
0.00
None
0.00
APPLE INC
SOLEShares513.95K
TypeSH
Market value$88.13M
1.69%
Sole
513.20K
Shared
0.00
None
752.00
BROADCOM INC
SOLEShares49.10K
TypeSH
Market value$65.08M
1.25%
Sole
48.51K
Shared
0.00
None
596.00
VISA INC
SOLEShares210.70K
TypeSH
Market value$58.80M
1.13%
Sole
210.70K
Shared
0.00
None
0.00
MASTERCARD INCORPORATED
SOLEShares115.64K
TypeSH
Market value$55.69M
1.07%
Sole
115.64K
Shared
0.00
None
0.00
VERIZON COMMUNICATIONS INC
SOLEShares1.28M
TypeSH
Market value$53.64M
1.03%
Sole
1.27M
Shared
0.00
None
4.03K
INTERNATIONAL BUSINESS MACHS
SOLEShares256.98K
TypeSH
Market value$49.07M
0.94%
Sole
256.96K
Shared
0.00
None
14.00
ELI LILLY & CO
SOLEShares58.86K
TypeSH
Market value$45.79M
0.88%
Sole
58.86K
Shared
0.00
None
0.00
MERCK & CO INC
SOLEShares308.32K
TypeSH
Market value$40.68M
0.78%
Sole
307.02K
Shared
0.00
None
1.30K
ABBVIE INC
SOLEShares217.22K
TypeSH
Market value$39.56M
0.76%
Sole
216.31K
Shared
0.00
None
912.00
3M CO
SOLEShares354.96K
TypeSH
Market value$37.65M
0.72%
Sole
354.96K
Shared
0.00
None
0.00
CISCO SYS INC
SOLEShares740.24K
TypeSH
Market value$36.95M
0.71%
Sole
737.62K
Shared
0.00
None
2.62K
CHEVRON CORP NEW
SOLEShares232.97K
TypeSH
Market value$36.75M
0.71%
Sole
232.18K
Shared
0.00
None
795.00
WALMART INC
SOLEShares610.11K
TypeSH
Market value$36.71M
0.71%
Sole
610.11K
Shared
0.00
None
0.00
DOW INC
SOLEShares599.06K
TypeSH
Market value$34.70M
0.67%
Sole
596.45K
Shared
0.00
None
2.61K
AMGEN INC
SOLEShares117.47K
TypeSH
Market value$33.40M
0.64%
Sole
117.47K
Shared
0.00
None
0.00
AMERICAN EXPRESS CO
SOLEShares144.95K
TypeSH
Market value$33.00M
0.63%
Sole
144.95K
Shared
0.00
None
0.00
HOME DEPOT INC
SOLEShares82.67K
TypeSH
Market value$31.71M
0.61%
Sole
82.23K
Shared
0.00
None
443.00
FEDEX CORP
SOLEShares104.12K
TypeSH
Market value$30.17M
0.58%
Sole
104.12K
Shared
0.00
None
0.00
SHOPIFY INC
SOLEShares384.84K
TypeSH
Market value$29.70M
0.57%
Sole
384.84K
Shared
0.00
None
0.00
UNITED PARCEL SERVICE INC
SOLEShares199.10K
TypeSH
Market value$29.59M
0.57%
Sole
198.24K
Shared
0.00
None
863.00
AT&T INC
SOLEShares1.61M
TypeSH
Market value$28.26M
0.54%
Sole
1.60M
Shared
0.00
None
8.65K
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
AMAZON COM INCSOLE | COM | 855.52K | SH | $154.32M 2.97% | 854.12K | 0.00 | 1.40K |
MICROSOFT CORPSOLE | COM | 290.79K | SH | $122.34M 2.35% | 290.39K | 0.00 | 404.00 |
META PLATFORMS INCSOLE | CL A | 210.90K | SH | $102.41M 1.97% | 210.90K | 0.00 | 0.00 |
ALPHABET INCSOLE | CAP STK CL A | 585.56K | SH | $88.38M 1.70% | 585.56K | 0.00 | 0.00 |
APPLE INCSOLE | COM | 513.95K | SH | $88.13M 1.69% | 513.20K | 0.00 | 752.00 |
BROADCOM INCSOLE | COM | 49.10K | SH | $65.08M 1.25% | 48.51K | 0.00 | 596.00 |
VISA INCSOLE | COM CL A | 210.70K | SH | $58.80M 1.13% | 210.70K | 0.00 | 0.00 |
MASTERCARD INCORPORATEDSOLE | CL A | 115.64K | SH | $55.69M 1.07% | 115.64K | 0.00 | 0.00 |
VERIZON COMMUNICATIONS INCSOLE | COM | 1.28M | SH | $53.64M 1.03% | 1.27M | 0.00 | 4.03K |
INTERNATIONAL BUSINESS MACHSSOLE | COM | 256.98K | SH | $49.07M 0.94% | 256.96K | 0.00 | 14.00 |
ELI LILLY & COSOLE | COM | 58.86K | SH | $45.79M 0.88% | 58.86K | 0.00 | 0.00 |
MERCK & CO INCSOLE | COM | 308.32K | SH | $40.68M 0.78% | 307.02K | 0.00 | 1.30K |
ABBVIE INCSOLE | COM | 217.22K | SH | $39.56M 0.76% | 216.31K | 0.00 | 912.00 |
3M COSOLE | COM | 354.96K | SH | $37.65M 0.72% | 354.96K | 0.00 | 0.00 |
CISCO SYS INCSOLE | COM | 740.24K | SH | $36.95M 0.71% | 737.62K | 0.00 | 2.62K |
CHEVRON CORP NEWSOLE | COM | 232.97K | SH | $36.75M 0.71% | 232.18K | 0.00 | 795.00 |
WALMART INCSOLE | COM | 610.11K | SH | $36.71M 0.71% | 610.11K | 0.00 | 0.00 |
DOW INCSOLE | COM | 599.06K | SH | $34.70M 0.67% | 596.45K | 0.00 | 2.61K |
AMGEN INCSOLE | COM | 117.47K | SH | $33.40M 0.64% | 117.47K | 0.00 | 0.00 |
AMERICAN EXPRESS COSOLE | COM | 144.95K | SH | $33.00M 0.63% | 144.95K | 0.00 | 0.00 |
HOME DEPOT INCSOLE | COM | 82.67K | SH | $31.71M 0.61% | 82.23K | 0.00 | 443.00 |
FEDEX CORPSOLE | COM | 104.12K | SH | $30.17M 0.58% | 104.12K | 0.00 | 0.00 |
SHOPIFY INCSOLE | CL A | 384.84K | SH | $29.70M 0.57% | 384.84K | 0.00 | 0.00 |
UNITED PARCEL SERVICE INCSOLE | CL B | 199.10K | SH | $29.59M 0.57% | 198.24K | 0.00 | 863.00 |
AT&T INCSOLE | COM | 1.61M | SH | $28.26M 0.54% | 1.60M | 0.00 | 8.65K |
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