Filed: 2/14/2024ACC: 0002000324-24-000311
📋 What this filing means
ADVISORS ASSET MANAGEMENT, INC. filed this quarterly 13F‑HR report disclosing 1401 equity positions with a total reported market value of $4.90B. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
1401
Positions
$4.90B
Total AUM (reported)
138.95M
Total Shares
Allocation by class
COM$3.76B76.8%
CL A$340.37M6.9%
COM NEW$166.57M3.4%
CAP STK CL A$83.25M1.7%
COM CL A$66.08M1.3%
SHS$64.88M1.3%
SPONSORED ADR$47.66M1.0%
Portfolio Concentration
Top 3$343.98M7.0%
4–10$420.24M8.6%
11–25$493.99M10.1%
Rest$3.64B74.3%
Top 3 weight
7.0%
Top 10 weight
15.6%
Voting Authority Distribution
Total shares with voting rights: 138.95M
Sole
Full voting authority
137.73M
shares
% of voting shares99.1%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
1.22M
shares
% of voting shares0.9%
Investment Discretion (by position count)
Sole1401
Shared0
Other0
Dominant voting typeSole · 99.1% of voting shares
Institutional Holdings1401
Rows:
AMAZON COM INC
SOLEShares867.08K
TypeSH
Market value$131.74M
2.69%
Sole
865.68K
Shared
0.00
None
1.40K
MICROSOFT CORP
SOLEShares300.85K
TypeSH
Market value$113.13M
2.31%
Sole
300.45K
Shared
0.00
None
404.00
APPLE INC
SOLEShares514.72K
TypeSH
Market value$99.10M
2.02%
Sole
513.97K
Shared
0.00
None
752.00
ALPHABET INC
SOLEShares595.96K
TypeSH
Market value$83.25M
1.70%
Sole
595.96K
Shared
0.00
None
0.00
META PLATFORMS INC
SOLEShares225.18K
TypeSH
Market value$79.70M
1.63%
Sole
225.18K
Shared
0.00
None
0.00
BROADCOM INC
SOLEShares57.17K
TypeSH
Market value$63.81M
1.30%
Sole
56.57K
Shared
0.00
None
596.00
VISA INC
SOLEShares201.78K
TypeSH
Market value$52.53M
1.07%
Sole
201.78K
Shared
0.00
None
0.00
VERIZON COMMUNICATIONS INC
SOLEShares1.29M
TypeSH
Market value$48.75M
1.00%
Sole
1.29M
Shared
0.00
None
4.03K
MASTERCARD INCORPORATED
SOLEShares113.23K
TypeSH
Market value$48.29M
0.99%
Sole
113.23K
Shared
0.00
None
0.00
INTERNATIONAL BUSINESS MACHS
SOLEShares268.39K
TypeSH
Market value$43.90M
0.90%
Sole
268.39K
Shared
0.00
None
0.00
ELI LILLY & CO
SOLEShares67.50K
TypeSH
Market value$39.35M
0.80%
Sole
67.50K
Shared
0.00
None
0.00
ABBVIE INC
SOLEShares253.49K
TypeSH
Market value$39.28M
0.80%
Sole
252.58K
Shared
0.00
None
912.00
3M CO
SOLEShares344.83K
TypeSH
Market value$37.70M
0.77%
Sole
344.83K
Shared
0.00
None
0.00
CHEVRON CORP NEW
SOLEShares251.78K
TypeSH
Market value$37.55M
0.77%
Sole
250.98K
Shared
0.00
None
795.00
MERCK & CO INC
SOLEShares336.88K
TypeSH
Market value$36.73M
0.75%
Sole
335.58K
Shared
0.00
None
1.30K
CISCO SYS INC
SOLEShares725.06K
TypeSH
Market value$36.63M
0.75%
Sole
722.45K
Shared
0.00
None
2.62K
DOW INC
SOLEShares621.83K
TypeSH
Market value$34.10M
0.70%
Sole
619.22K
Shared
0.00
None
2.61K
UNITED PARCEL SERVICE INC
SOLEShares204.83K
TypeSH
Market value$32.21M
0.66%
Sole
203.97K
Shared
0.00
None
863.00
SHOPIFY INC
SOLEShares399K
TypeSH
Market value$31.08M
0.63%
Sole
399K
Shared
0.00
None
0.00
AMGEN INC
SOLEShares106.37K
TypeSH
Market value$30.64M
0.63%
Sole
106.37K
Shared
0.00
None
0.00
HOME DEPOT INC
SOLEShares84.27K
TypeSH
Market value$29.20M
0.60%
Sole
83.83K
Shared
0.00
None
443.00
WALMART INC
SOLEShares179.80K
TypeSH
Market value$28.35M
0.58%
Sole
179.55K
Shared
0.00
None
250.00
FEDEX CORP
SOLEShares108.78K
TypeSH
Market value$27.52M
0.56%
Sole
108.78K
Shared
0.00
None
0.00
AMERICAN EXPRESS CO
SOLEShares144.50K
TypeSH
Market value$27.07M
0.55%
Sole
144.50K
Shared
0.00
None
0.00
AIR PRODS & CHEMS INC
SOLEShares97.10K
TypeSH
Market value$26.59M
0.54%
Sole
96.62K
Shared
0.00
None
483.00
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
AMAZON COM INCSOLE | COM | 867.08K | SH | $131.74M 2.69% | 865.68K | 0.00 | 1.40K |
MICROSOFT CORPSOLE | COM | 300.85K | SH | $113.13M 2.31% | 300.45K | 0.00 | 404.00 |
APPLE INCSOLE | COM | 514.72K | SH | $99.10M 2.02% | 513.97K | 0.00 | 752.00 |
ALPHABET INCSOLE | CAP STK CL A | 595.96K | SH | $83.25M 1.70% | 595.96K | 0.00 | 0.00 |
META PLATFORMS INCSOLE | CL A | 225.18K | SH | $79.70M 1.63% | 225.18K | 0.00 | 0.00 |
BROADCOM INCSOLE | COM | 57.17K | SH | $63.81M 1.30% | 56.57K | 0.00 | 596.00 |
VISA INCSOLE | COM CL A | 201.78K | SH | $52.53M 1.07% | 201.78K | 0.00 | 0.00 |
VERIZON COMMUNICATIONS INCSOLE | COM | 1.29M | SH | $48.75M 1.00% | 1.29M | 0.00 | 4.03K |
MASTERCARD INCORPORATEDSOLE | CL A | 113.23K | SH | $48.29M 0.99% | 113.23K | 0.00 | 0.00 |
INTERNATIONAL BUSINESS MACHSSOLE | COM | 268.39K | SH | $43.90M 0.90% | 268.39K | 0.00 | 0.00 |
ELI LILLY & COSOLE | COM | 67.50K | SH | $39.35M 0.80% | 67.50K | 0.00 | 0.00 |
ABBVIE INCSOLE | COM | 253.49K | SH | $39.28M 0.80% | 252.58K | 0.00 | 912.00 |
3M COSOLE | COM | 344.83K | SH | $37.70M 0.77% | 344.83K | 0.00 | 0.00 |
CHEVRON CORP NEWSOLE | COM | 251.78K | SH | $37.55M 0.77% | 250.98K | 0.00 | 795.00 |
MERCK & CO INCSOLE | COM | 336.88K | SH | $36.73M 0.75% | 335.58K | 0.00 | 1.30K |
CISCO SYS INCSOLE | COM | 725.06K | SH | $36.63M 0.75% | 722.45K | 0.00 | 2.62K |
DOW INCSOLE | COM | 621.83K | SH | $34.10M 0.70% | 619.22K | 0.00 | 2.61K |
UNITED PARCEL SERVICE INCSOLE | CL B | 204.83K | SH | $32.21M 0.66% | 203.97K | 0.00 | 863.00 |
SHOPIFY INCSOLE | CL A | 399K | SH | $31.08M 0.63% | 399K | 0.00 | 0.00 |
AMGEN INCSOLE | COM | 106.37K | SH | $30.64M 0.63% | 106.37K | 0.00 | 0.00 |
HOME DEPOT INCSOLE | COM | 84.27K | SH | $29.20M 0.60% | 83.83K | 0.00 | 443.00 |
WALMART INCSOLE | COM | 179.80K | SH | $28.35M 0.58% | 179.55K | 0.00 | 250.00 |
FEDEX CORPSOLE | COM | 108.78K | SH | $27.52M 0.56% | 108.78K | 0.00 | 0.00 |
AMERICAN EXPRESS COSOLE | COM | 144.50K | SH | $27.07M 0.55% | 144.50K | 0.00 | 0.00 |
AIR PRODS & CHEMS INCSOLE | COM | 97.10K | SH | $26.59M 0.54% | 96.62K | 0.00 | 483.00 |
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