Filed: 11/14/2023ACC: 0002000324-23-000012
📋 What this filing means
ADVISORS ASSET MANAGEMENT, INC. filed this quarterly 13F‑HR report disclosing 1404 equity positions with a total reported market value of $4.64B. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
1404
Positions
$4.64B
Total AUM (reported)
147.26M
Total Shares
Allocation by class
COM$3.57B76.9%
CL A$308.13M6.6%
COM NEW$156.14M3.4%
CAP STK CL A$83.71M1.8%
COM CL A$63.17M1.4%
SHS$61.38M1.3%
SPONSORED ADR$49.86M1.1%
Portfolio Concentration
Top 3$312.60M6.7%
4–10$395.62M8.5%
11–25$493.86M10.7%
Rest$3.43B74.1%
Top 3 weight
6.7%
Top 10 weight
15.3%
Voting Authority Distribution
Total shares with voting rights: 147.26M
Sole
Full voting authority
146M
shares
% of voting shares99.1%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
1.26M
shares
% of voting shares0.9%
Investment Discretion (by position count)
Sole1404
Shared0
Other0
Dominant voting typeSole · 99.1% of voting shares
Institutional Holdings1404
Rows:
AMAZON COM INC
SOLEShares900.39K
TypeSH
Market value$114.46M
2.47%
Sole
898.83K
Shared
0.00
None
1.57K
MICROSOFT CORP
SOLEShares325.35K
TypeSH
Market value$102.73M
2.22%
Sole
324.61K
Shared
0.00
None
735.00
APPLE INC
SOLEShares557.28K
TypeSH
Market value$95.41M
2.06%
Sole
555.99K
Shared
0.00
None
1.29K
ALPHABET INC
SOLEShares639.67K
TypeSH
Market value$83.71M
1.81%
Sole
639.67K
Shared
0.00
None
0.00
META PLATFORMS INC
SOLEShares254.19K
TypeSH
Market value$76.31M
1.65%
Sole
254.19K
Shared
0.00
None
0.00
BROADCOM INC
SOLEShares60.72K
TypeSH
Market value$50.43M
1.09%
Sole
60.06K
Shared
0.00
None
661.00
VISA INC
SOLEShares216.35K
TypeSH
Market value$49.76M
1.07%
Sole
216.35K
Shared
0.00
None
0.00
MASTERCARD INCORPORATED
SOLEShares117.13K
TypeSH
Market value$46.37M
1.00%
Sole
117.13K
Shared
0.00
None
0.00
CHEVRON CORP NEW
SOLEShares266.89K
TypeSH
Market value$45.00M
0.97%
Sole
265.70K
Shared
0.00
None
1.18K
CISCO SYS INC
SOLEShares819K
TypeSH
Market value$44.03M
0.95%
Sole
814.83K
Shared
0.00
None
4.17K
MERCK & CO INC
SOLEShares417.75K
TypeSH
Market value$43.01M
0.93%
Sole
415.81K
Shared
0.00
None
1.94K
VERIZON COMMUNICATIONS INC
SOLEShares1.30M
TypeSH
Market value$42.16M
0.91%
Sole
1.30M
Shared
0.00
None
5.33K
ABBVIE INC
SOLEShares278.98K
TypeSH
Market value$41.58M
0.90%
Sole
277.65K
Shared
0.00
None
1.33K
ELI LILLY & CO
SOLEShares75.61K
TypeSH
Market value$40.62M
0.88%
Sole
75.61K
Shared
0.00
None
0.00
INTERNATIONAL BUSINESS MACHS
SOLEShares288.14K
TypeSH
Market value$40.43M
0.87%
Sole
288.14K
Shared
0.00
None
0.00
DOW INC
SOLEShares654.98K
TypeSH
Market value$33.77M
0.73%
Sole
651.03K
Shared
0.00
None
3.94K
UNITED PARCEL SERVICE INC
SOLEShares215.98K
TypeSH
Market value$33.67M
0.73%
Sole
214.87K
Shared
0.00
None
1.11K
3M CO
SOLEShares339.30K
TypeSH
Market value$31.77M
0.69%
Sole
339.30K
Shared
0.00
None
0.00
FEDEX CORP
SOLEShares113.75K
TypeSH
Market value$30.14M
0.65%
Sole
113.75K
Shared
0.00
None
0.00
WALMART INC
SOLEShares175.66K
TypeSH
Market value$28.09M
0.61%
Sole
175.66K
Shared
0.00
None
0.00
PEPSICO INC
SOLEShares157.84K
TypeSH
Market value$26.74M
0.58%
Sole
157.84K
Shared
0.00
None
0.00
AIR PRODS & CHEMS INC
SOLEShares92.57K
TypeSH
Market value$26.23M
0.57%
Sole
91.86K
Shared
0.00
None
710.00
COMCAST CORP NEW
SOLEShares575.05K
TypeSH
Market value$25.50M
0.55%
Sole
569.73K
Shared
0.00
None
5.32K
HOME DEPOT INC
SOLEShares84.06K
TypeSH
Market value$25.40M
0.55%
Sole
83.42K
Shared
0.00
None
645.00
LOCKHEED MARTIN CORP
SOLEShares60.54K
TypeSH
Market value$24.76M
0.53%
Sole
59.30K
Shared
0.00
None
1.24K
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
AMAZON COM INCSOLE | COM | 900.39K | SH | $114.46M 2.47% | 898.83K | 0.00 | 1.57K |
MICROSOFT CORPSOLE | COM | 325.35K | SH | $102.73M 2.22% | 324.61K | 0.00 | 735.00 |
APPLE INCSOLE | COM | 557.28K | SH | $95.41M 2.06% | 555.99K | 0.00 | 1.29K |
ALPHABET INCSOLE | CAP STK CL A | 639.67K | SH | $83.71M 1.81% | 639.67K | 0.00 | 0.00 |
META PLATFORMS INCSOLE | CL A | 254.19K | SH | $76.31M 1.65% | 254.19K | 0.00 | 0.00 |
BROADCOM INCSOLE | COM | 60.72K | SH | $50.43M 1.09% | 60.06K | 0.00 | 661.00 |
VISA INCSOLE | COM CL A | 216.35K | SH | $49.76M 1.07% | 216.35K | 0.00 | 0.00 |
MASTERCARD INCORPORATEDSOLE | CL A | 117.13K | SH | $46.37M 1.00% | 117.13K | 0.00 | 0.00 |
CHEVRON CORP NEWSOLE | COM | 266.89K | SH | $45.00M 0.97% | 265.70K | 0.00 | 1.18K |
CISCO SYS INCSOLE | COM | 819K | SH | $44.03M 0.95% | 814.83K | 0.00 | 4.17K |
MERCK & CO INCSOLE | COM | 417.75K | SH | $43.01M 0.93% | 415.81K | 0.00 | 1.94K |
VERIZON COMMUNICATIONS INCSOLE | COM | 1.30M | SH | $42.16M 0.91% | 1.30M | 0.00 | 5.33K |
ABBVIE INCSOLE | COM | 278.98K | SH | $41.58M 0.90% | 277.65K | 0.00 | 1.33K |
ELI LILLY & COSOLE | COM | 75.61K | SH | $40.62M 0.88% | 75.61K | 0.00 | 0.00 |
INTERNATIONAL BUSINESS MACHSSOLE | COM | 288.14K | SH | $40.43M 0.87% | 288.14K | 0.00 | 0.00 |
DOW INCSOLE | COM | 654.98K | SH | $33.77M 0.73% | 651.03K | 0.00 | 3.94K |
UNITED PARCEL SERVICE INCSOLE | CL B | 215.98K | SH | $33.67M 0.73% | 214.87K | 0.00 | 1.11K |
3M COSOLE | COM | 339.30K | SH | $31.77M 0.69% | 339.30K | 0.00 | 0.00 |
FEDEX CORPSOLE | COM | 113.75K | SH | $30.14M 0.65% | 113.75K | 0.00 | 0.00 |
WALMART INCSOLE | COM | 175.66K | SH | $28.09M 0.61% | 175.66K | 0.00 | 0.00 |
PEPSICO INCSOLE | COM | 157.84K | SH | $26.74M 0.58% | 157.84K | 0.00 | 0.00 |
AIR PRODS & CHEMS INCSOLE | COM | 92.57K | SH | $26.23M 0.57% | 91.86K | 0.00 | 710.00 |
COMCAST CORP NEWSOLE | CL A | 575.05K | SH | $25.50M 0.55% | 569.73K | 0.00 | 5.32K |
HOME DEPOT INCSOLE | COM | 84.06K | SH | $25.40M 0.55% | 83.42K | 0.00 | 645.00 |
LOCKHEED MARTIN CORPSOLE | COM | 60.54K | SH | $24.76M 0.53% | 59.30K | 0.00 | 1.24K |
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