Filed: 8/14/2023ACC: 0001387131-23-009797
📋 What this filing means
ADVISORS ASSET MANAGEMENT, INC. filed this quarterly 13F‑HR report disclosing 1417 equity positions with a total reported market value of $4.89B. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
1417
Positions
$4.89B
Total AUM (reported)
145.97M
Total Shares
Allocation by class
COM$3.78B77.3%
CL A$326.31M6.7%
COM NEW$157.48M3.2%
CAP STK CL A$81.30M1.7%
COM CL A$67.46M1.4%
SHS$63.66M1.3%
SPONSORED ADR$51.30M1.0%
Portfolio Concentration
Top 3$359.90M7.4%
4–10$418.18M8.5%
11–25$519.85M10.6%
Rest$3.60B73.5%
Top 3 weight
7.4%
Top 10 weight
15.9%
Voting Authority Distribution
Total shares with voting rights: 145.97M
Sole
Full voting authority
144.81M
shares
% of voting shares99.2%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
1.16M
shares
% of voting shares0.8%
Investment Discretion (by position count)
Sole1417
Shared0
Other0
Dominant voting typeSole · 99.2% of voting shares
Institutional Holdings1417
Rows:
MICROSOFT CORP
SOLEShares357.72K
TypeSH
Market value$121.82M
2.49%
Sole
356.93K
Shared
0.00
None
796.00
AMAZON COM INC
SOLEShares924.41K
TypeSH
Market value$120.51M
2.46%
Sole
922.80K
Shared
0.00
None
1.61K
APPLE INC
SOLEShares606.15K
TypeSH
Market value$117.57M
2.40%
Sole
604.76K
Shared
0.00
None
1.39K
META PLATFORMS INC
SOLEShares283.64K
TypeSH
Market value$81.40M
1.66%
Sole
283.64K
Shared
0.00
None
0.00
ALPHABET INC
SOLEShares679.23K
TypeSH
Market value$81.30M
1.66%
Sole
679.23K
Shared
0.00
None
0.00
BROADCOM INC
SOLEShares62.74K
TypeSH
Market value$54.42M
1.11%
Sole
62.06K
Shared
0.00
None
679.00
VISA INC
SOLEShares225.42K
TypeSH
Market value$53.53M
1.09%
Sole
225.42K
Shared
0.00
None
0.00
MERCK & CO INC
SOLEShares447.72K
TypeSH
Market value$51.66M
1.06%
Sole
445.56K
Shared
0.00
None
2.16K
VERIZON COMMUNICATIONS INC
SOLEShares1.30M
TypeSH
Market value$48.22M
0.99%
Sole
1.29M
Shared
0.00
None
5.03K
MASTERCARD INCORPORATED
SOLEShares121.14K
TypeSH
Market value$47.64M
0.97%
Sole
121.14K
Shared
0.00
None
0.00
CISCO SYS INC
SOLEShares904.59K
TypeSH
Market value$46.80M
0.96%
Sole
899.96K
Shared
0.00
None
4.63K
CHEVRON CORP NEW
SOLEShares277.07K
TypeSH
Market value$43.60M
0.89%
Sole
275.81K
Shared
0.00
None
1.26K
INTERNATIONAL BUSINESS MACHS
SOLEShares309.28K
TypeSH
Market value$41.38M
0.85%
Sole
309.28K
Shared
0.00
None
0.00
UNITED PARCEL SERVICE INC
SOLEShares227.15K
TypeSH
Market value$40.72M
0.83%
Sole
226.04K
Shared
0.00
None
1.11K
ABBVIE INC
SOLEShares286.44K
TypeSH
Market value$38.59M
0.79%
Sole
285.03K
Shared
0.00
None
1.41K
DOW INC
SOLEShares668.63K
TypeSH
Market value$35.61M
0.73%
Sole
664.51K
Shared
0.00
None
4.12K
LILLY ELI & CO
SOLEShares75.01K
TypeSH
Market value$35.18M
0.72%
Sole
75.01K
Shared
0.00
None
0.00
3M CO
SOLEShares336.25K
TypeSH
Market value$33.66M
0.69%
Sole
336.25K
Shared
0.00
None
0.00
NEXTERA ENERGY INC
SOLEShares418.71K
TypeSH
Market value$31.07M
0.63%
Sole
416.21K
Shared
0.00
None
2.50K
PEPSICO INC
SOLEShares158.69K
TypeSH
Market value$29.39M
0.60%
Sole
158.69K
Shared
0.00
None
0.00
JPMORGAN CHASE & CO
SOLEShares199.72K
TypeSH
Market value$29.05M
0.59%
Sole
198.03K
Shared
0.00
None
1.69K
FEDEX CORP
SOLEShares117.03K
TypeSH
Market value$29.01M
0.59%
Sole
117.03K
Shared
0.00
None
0.00
LOCKHEED MARTIN CORP
SOLEShares62.72K
TypeSH
Market value$28.87M
0.59%
Sole
61.42K
Shared
0.00
None
1.29K
INTEL CORP
SOLEShares856.41K
TypeSH
Market value$28.64M
0.59%
Sole
849.62K
Shared
0.00
None
6.79K
TEXAS INSTRS INC
SOLEShares157.08K
TypeSH
Market value$28.28M
0.58%
Sole
157.08K
Shared
0.00
None
0.00
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
MICROSOFT CORPSOLE | COM | 357.72K | SH | $121.82M 2.49% | 356.93K | 0.00 | 796.00 |
AMAZON COM INCSOLE | COM | 924.41K | SH | $120.51M 2.46% | 922.80K | 0.00 | 1.61K |
APPLE INCSOLE | COM | 606.15K | SH | $117.57M 2.40% | 604.76K | 0.00 | 1.39K |
META PLATFORMS INCSOLE | CL A | 283.64K | SH | $81.40M 1.66% | 283.64K | 0.00 | 0.00 |
ALPHABET INCSOLE | CAP STK CL A | 679.23K | SH | $81.30M 1.66% | 679.23K | 0.00 | 0.00 |
BROADCOM INCSOLE | COM | 62.74K | SH | $54.42M 1.11% | 62.06K | 0.00 | 679.00 |
VISA INCSOLE | COM CL A | 225.42K | SH | $53.53M 1.09% | 225.42K | 0.00 | 0.00 |
MERCK & CO INCSOLE | COM | 447.72K | SH | $51.66M 1.06% | 445.56K | 0.00 | 2.16K |
VERIZON COMMUNICATIONS INCSOLE | COM | 1.30M | SH | $48.22M 0.99% | 1.29M | 0.00 | 5.03K |
MASTERCARD INCORPORATEDSOLE | CL A | 121.14K | SH | $47.64M 0.97% | 121.14K | 0.00 | 0.00 |
CISCO SYS INCSOLE | COM | 904.59K | SH | $46.80M 0.96% | 899.96K | 0.00 | 4.63K |
CHEVRON CORP NEWSOLE | COM | 277.07K | SH | $43.60M 0.89% | 275.81K | 0.00 | 1.26K |
INTERNATIONAL BUSINESS MACHSSOLE | COM | 309.28K | SH | $41.38M 0.85% | 309.28K | 0.00 | 0.00 |
UNITED PARCEL SERVICE INCSOLE | CL B | 227.15K | SH | $40.72M 0.83% | 226.04K | 0.00 | 1.11K |
ABBVIE INCSOLE | COM | 286.44K | SH | $38.59M 0.79% | 285.03K | 0.00 | 1.41K |
DOW INCSOLE | COM | 668.63K | SH | $35.61M 0.73% | 664.51K | 0.00 | 4.12K |
LILLY ELI & COSOLE | COM | 75.01K | SH | $35.18M 0.72% | 75.01K | 0.00 | 0.00 |
3M COSOLE | COM | 336.25K | SH | $33.66M 0.69% | 336.25K | 0.00 | 0.00 |
NEXTERA ENERGY INCSOLE | COM | 418.71K | SH | $31.07M 0.63% | 416.21K | 0.00 | 2.50K |
PEPSICO INCSOLE | COM | 158.69K | SH | $29.39M 0.60% | 158.69K | 0.00 | 0.00 |
JPMORGAN CHASE & COSOLE | COM | 199.72K | SH | $29.05M 0.59% | 198.03K | 0.00 | 1.69K |
FEDEX CORPSOLE | COM | 117.03K | SH | $29.01M 0.59% | 117.03K | 0.00 | 0.00 |
LOCKHEED MARTIN CORPSOLE | COM | 62.72K | SH | $28.87M 0.59% | 61.42K | 0.00 | 1.29K |
INTEL CORPSOLE | COM | 856.41K | SH | $28.64M 0.59% | 849.62K | 0.00 | 6.79K |
TEXAS INSTRS INCSOLE | COM | 157.08K | SH | $28.28M 0.58% | 157.08K | 0.00 | 0.00 |
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