Filed: 5/12/2023ACC: 0001387131-23-006440
📋 What this filing means
ADVISORS ASSET MANAGEMENT, INC. filed this quarterly 13F‑HR report disclosing 1447 equity positions with a total reported market value of $4.92B. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
1447
Positions
$4.92B
Total AUM (reported)
149.54M
Total Shares
Allocation by class
COM$3.82B77.7%
CL A$305.13M6.2%
COM NEW$154.81M3.1%
CAP STK CL A$76.40M1.6%
COM CL A$72.36M1.5%
SHS$63.55M1.3%
CL B$59.76M1.2%
Portfolio Concentration
Top 3$323.73M6.6%
4–10$404.41M8.2%
11–25$540.68M11.0%
Rest$3.65B74.2%
Top 3 weight
6.6%
Top 10 weight
14.8%
Voting Authority Distribution
Total shares with voting rights: 149.54M
Sole
Full voting authority
148.37M
shares
% of voting shares99.2%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
1.17M
shares
% of voting shares0.8%
Investment Discretion (by position count)
Sole1447
Shared0
Other0
Dominant voting typeSole · 99.2% of voting shares
Institutional Holdings1447
Rows:
MICROSOFT CORP
SOLEShares401.75K
TypeSH
Market value$115.82M
2.36%
Sole
400.94K
Shared
0.00
None
804.00
APPLE INC
SOLEShares669.82K
TypeSH
Market value$110.45M
2.25%
Sole
668.42K
Shared
0.00
None
1.40K
AMAZON COM INC
SOLEShares943.52K
TypeSH
Market value$97.46M
1.98%
Sole
943.52K
Shared
0.00
None
0.00
ALPHABET INC
SOLEShares736.52K
TypeSH
Market value$76.40M
1.55%
Sole
736.52K
Shared
0.00
None
0.00
META PLATFORMS INC
SOLEShares324.76K
TypeSH
Market value$68.83M
1.40%
Sole
324.76K
Shared
0.00
None
0.00
VISA INC
SOLEShares252.18K
TypeSH
Market value$56.86M
1.16%
Sole
252.18K
Shared
0.00
None
0.00
MERCK & CO INC
SOLEShares532.68K
TypeSH
Market value$56.67M
1.15%
Sole
530.49K
Shared
0.00
None
2.19K
VERIZON COMMUNICATIONS INC
SOLEShares1.29M
TypeSH
Market value$50.33M
1.02%
Sole
1.29M
Shared
0.00
None
4.98K
CHEVRON CORP NEW
SOLEShares292.91K
TypeSH
Market value$47.79M
0.97%
Sole
291.65K
Shared
0.00
None
1.26K
ABBVIE INC
SOLEShares298.24K
TypeSH
Market value$47.53M
0.97%
Sole
296.83K
Shared
0.00
None
1.41K
MASTERCARD INCORPORATED
SOLEShares127.20K
TypeSH
Market value$46.23M
0.94%
Sole
127.20K
Shared
0.00
None
0.00
CISCO SYS INC
SOLEShares870.46K
TypeSH
Market value$45.50M
0.93%
Sole
865.84K
Shared
0.00
None
4.63K
UNITED PARCEL SERVICE INC
SOLEShares233.99K
TypeSH
Market value$45.39M
0.92%
Sole
232.88K
Shared
0.00
None
1.11K
INTERNATIONAL BUSINESS MACHS
SOLEShares323.79K
TypeSH
Market value$42.45M
0.86%
Sole
323.79K
Shared
0.00
None
0.00
BROADCOM INC
SOLEShares61.44K
TypeSH
Market value$39.41M
0.80%
Sole
60.74K
Shared
0.00
None
695.00
DOW INC
SOLEShares698.32K
TypeSH
Market value$38.28M
0.78%
Sole
694.24K
Shared
0.00
None
4.09K
NEXTERA ENERGY INC
SOLEShares445.40K
TypeSH
Market value$34.33M
0.70%
Sole
442.88K
Shared
0.00
None
2.52K
3M CO
SOLEShares321.07K
TypeSH
Market value$33.75M
0.69%
Sole
321.07K
Shared
0.00
None
0.00
INTEL CORP
SOLEShares1.01M
TypeSH
Market value$32.91M
0.67%
Sole
1M
Shared
0.00
None
6.79K
JPMORGAN CHASE & CO
SOLEShares250.21K
TypeSH
Market value$32.60M
0.66%
Sole
248.50K
Shared
0.00
None
1.71K
AT&T INC
SOLEShares1.68M
TypeSH
Market value$32.28M
0.66%
Sole
1.67M
Shared
0.00
None
11.63K
LOCKHEED MARTIN CORP
SOLEShares63.85K
TypeSH
Market value$30.18M
0.61%
Sole
62.54K
Shared
0.00
None
1.31K
TEXAS INSTRS INC
SOLEShares161.07K
TypeSH
Market value$29.96M
0.61%
Sole
161.07K
Shared
0.00
None
0.00
GILEAD SCIENCES INC
SOLEShares348.05K
TypeSH
Market value$28.88M
0.59%
Sole
348.05K
Shared
0.00
None
0.00
PEPSICO INC
SOLEShares156.49K
TypeSH
Market value$28.53M
0.58%
Sole
156.49K
Shared
0.00
None
0.00
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
MICROSOFT CORPSOLE | COM | 401.75K | SH | $115.82M 2.36% | 400.94K | 0.00 | 804.00 |
APPLE INCSOLE | COM | 669.82K | SH | $110.45M 2.25% | 668.42K | 0.00 | 1.40K |
AMAZON COM INCSOLE | COM | 943.52K | SH | $97.46M 1.98% | 943.52K | 0.00 | 0.00 |
ALPHABET INCSOLE | CAP STK CL A | 736.52K | SH | $76.40M 1.55% | 736.52K | 0.00 | 0.00 |
META PLATFORMS INCSOLE | CL A | 324.76K | SH | $68.83M 1.40% | 324.76K | 0.00 | 0.00 |
VISA INCSOLE | COM CL A | 252.18K | SH | $56.86M 1.16% | 252.18K | 0.00 | 0.00 |
MERCK & CO INCSOLE | COM | 532.68K | SH | $56.67M 1.15% | 530.49K | 0.00 | 2.19K |
VERIZON COMMUNICATIONS INCSOLE | COM | 1.29M | SH | $50.33M 1.02% | 1.29M | 0.00 | 4.98K |
CHEVRON CORP NEWSOLE | COM | 292.91K | SH | $47.79M 0.97% | 291.65K | 0.00 | 1.26K |
ABBVIE INCSOLE | COM | 298.24K | SH | $47.53M 0.97% | 296.83K | 0.00 | 1.41K |
MASTERCARD INCORPORATEDSOLE | CL A | 127.20K | SH | $46.23M 0.94% | 127.20K | 0.00 | 0.00 |
CISCO SYS INCSOLE | COM | 870.46K | SH | $45.50M 0.93% | 865.84K | 0.00 | 4.63K |
UNITED PARCEL SERVICE INCSOLE | CL B | 233.99K | SH | $45.39M 0.92% | 232.88K | 0.00 | 1.11K |
INTERNATIONAL BUSINESS MACHSSOLE | COM | 323.79K | SH | $42.45M 0.86% | 323.79K | 0.00 | 0.00 |
BROADCOM INCSOLE | COM | 61.44K | SH | $39.41M 0.80% | 60.74K | 0.00 | 695.00 |
DOW INCSOLE | COM | 698.32K | SH | $38.28M 0.78% | 694.24K | 0.00 | 4.09K |
NEXTERA ENERGY INCSOLE | COM | 445.40K | SH | $34.33M 0.70% | 442.88K | 0.00 | 2.52K |
3M COSOLE | COM | 321.07K | SH | $33.75M 0.69% | 321.07K | 0.00 | 0.00 |
INTEL CORPSOLE | COM | 1.01M | SH | $32.91M 0.67% | 1M | 0.00 | 6.79K |
JPMORGAN CHASE & COSOLE | COM | 250.21K | SH | $32.60M 0.66% | 248.50K | 0.00 | 1.71K |
AT&T INCSOLE | COM | 1.68M | SH | $32.28M 0.66% | 1.67M | 0.00 | 11.63K |
LOCKHEED MARTIN CORPSOLE | COM | 63.85K | SH | $30.18M 0.61% | 62.54K | 0.00 | 1.31K |
TEXAS INSTRS INCSOLE | COM | 161.07K | SH | $29.96M 0.61% | 161.07K | 0.00 | 0.00 |
GILEAD SCIENCES INCSOLE | COM | 348.05K | SH | $28.88M 0.59% | 348.05K | 0.00 | 0.00 |
PEPSICO INCSOLE | COM | 156.49K | SH | $28.53M 0.58% | 156.49K | 0.00 | 0.00 |
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