Filed: 2/13/2023ACC: 0001387131-23-001896
📋 What this filing means
ADVISORS ASSET MANAGEMENT, INC. filed this quarterly 13F‑HR report disclosing 1480 equity positions with a total reported market value of $4.85B. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
1480
Positions
$4.85B
Total AUM (reported)
147.58M
Total Shares
Allocation by class
COM$3.83B79.0%
CL A$267.25M5.5%
COM NEW$143.68M3.0%
COM CL A$74.72M1.5%
CAP STK CL A$73.57M1.5%
SHS$64.11M1.3%
CL B$59.66M1.2%
Portfolio Concentration
Top 3$292.15M6.0%
4–10$406.52M8.4%
11–25$537.51M11.1%
Rest$3.62B74.5%
Top 3 weight
6.0%
Top 10 weight
14.4%
Voting Authority Distribution
Total shares with voting rights: 147.58M
Sole
Full voting authority
146.28M
shares
% of voting shares99.1%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
1.30M
shares
% of voting shares0.9%
Investment Discretion (by position count)
Sole1480
Shared0
Other0
Dominant voting typeSole · 99.1% of voting shares
Institutional Holdings1480
Rows:
MICROSOFT CORP
SOLEShares454.53K
TypeSH
Market value$109.01M
2.25%
Sole
453.63K
Shared
0.00
None
898.00
APPLE INC
SOLEShares756.99K
TypeSH
Market value$98.36M
2.03%
Sole
755.43K
Shared
0.00
None
1.56K
AMAZON COM INC
SOLEShares1.01M
TypeSH
Market value$84.79M
1.75%
Sole
1.01M
Shared
0.00
None
1.67K
ALPHABET INC
SOLEShares833.80K
TypeSH
Market value$73.57M
1.52%
Sole
833.80K
Shared
0.00
None
0.00
MERCK & CO INC
SOLEShares605.81K
TypeSH
Market value$67.21M
1.38%
Sole
603.14K
Shared
0.00
None
2.67K
VISA INC
SOLEShares288.25K
TypeSH
Market value$59.89M
1.23%
Sole
288.25K
Shared
0.00
None
0.00
CHEVRON CORP NEW
SOLEShares322.59K
TypeSH
Market value$57.90M
1.19%
Sole
321.04K
Shared
0.00
None
1.55K
VERIZON COMMUNICATIONS INC
SOLEShares1.31M
TypeSH
Market value$51.59M
1.06%
Sole
1.30M
Shared
0.00
None
5.24K
MASTERCARD INCORPORATED
SOLEShares140.63K
TypeSH
Market value$48.90M
1.01%
Sole
140.63K
Shared
0.00
None
0.00
ABBVIE INC
SOLEShares293.68K
TypeSH
Market value$47.46M
0.98%
Sole
292K
Shared
0.00
None
1.67K
INTERNATIONAL BUSINESS MACHS
SOLEShares333.46K
TypeSH
Market value$46.98M
0.97%
Sole
333.46K
Shared
0.00
None
0.00
META PLATFORMS INC
SOLEShares360.64K
TypeSH
Market value$43.40M
0.89%
Sole
360.64K
Shared
0.00
None
0.00
UNITED PARCEL SERVICE INC
SOLEShares245.08K
TypeSH
Market value$42.60M
0.88%
Sole
243.84K
Shared
0.00
None
1.24K
CISCO SYS INC
SOLEShares853.23K
TypeSH
Market value$40.65M
0.84%
Sole
848.03K
Shared
0.00
None
5.20K
NEXTERA ENERGY INC
SOLEShares474.04K
TypeSH
Market value$39.63M
0.82%
Sole
471.06K
Shared
0.00
None
2.98K
JPMORGAN CHASE & CO
SOLEShares281.45K
TypeSH
Market value$37.74M
0.78%
Sole
279.53K
Shared
0.00
None
1.92K
BROADCOM INC
SOLEShares63K
TypeSH
Market value$35.23M
0.73%
Sole
62.30K
Shared
0.00
None
699.00
DOW INC
SOLEShares686.63K
TypeSH
Market value$34.60M
0.71%
Sole
682.25K
Shared
0.00
None
4.38K
3M CO
SOLEShares282.12K
TypeSH
Market value$33.83M
0.70%
Sole
282.12K
Shared
0.00
None
0.00
AT&T INC
SOLEShares1.74M
TypeSH
Market value$31.99M
0.66%
Sole
1.73M
Shared
0.00
None
12.26K
AMERICAN TOWER CORP NEW
SOLEShares148.04K
TypeSH
Market value$31.36M
0.65%
Sole
148.04K
Shared
0.00
None
0.00
LOCKHEED MARTIN CORP
SOLEShares63.92K
TypeSH
Market value$31.10M
0.64%
Sole
62.51K
Shared
0.00
None
1.41K
HOME DEPOT INC
SOLEShares94.83K
TypeSH
Market value$29.95M
0.62%
Sole
94.07K
Shared
0.00
None
765.00
GILEAD SCIENCES INC
SOLEShares348.01K
TypeSH
Market value$29.88M
0.62%
Sole
348.01K
Shared
0.00
None
0.00
LILLY ELI & CO
SOLEShares78.07K
TypeSH
Market value$28.56M
0.59%
Sole
78.07K
Shared
0.00
None
0.00
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
MICROSOFT CORPSOLE | COM | 454.53K | SH | $109.01M 2.25% | 453.63K | 0.00 | 898.00 |
APPLE INCSOLE | COM | 756.99K | SH | $98.36M 2.03% | 755.43K | 0.00 | 1.56K |
AMAZON COM INCSOLE | COM | 1.01M | SH | $84.79M 1.75% | 1.01M | 0.00 | 1.67K |
ALPHABET INCSOLE | CAP STK CL A | 833.80K | SH | $73.57M 1.52% | 833.80K | 0.00 | 0.00 |
MERCK & CO INCSOLE | COM | 605.81K | SH | $67.21M 1.38% | 603.14K | 0.00 | 2.67K |
VISA INCSOLE | COM CL A | 288.25K | SH | $59.89M 1.23% | 288.25K | 0.00 | 0.00 |
CHEVRON CORP NEWSOLE | COM | 322.59K | SH | $57.90M 1.19% | 321.04K | 0.00 | 1.55K |
VERIZON COMMUNICATIONS INCSOLE | COM | 1.31M | SH | $51.59M 1.06% | 1.30M | 0.00 | 5.24K |
MASTERCARD INCORPORATEDSOLE | CL A | 140.63K | SH | $48.90M 1.01% | 140.63K | 0.00 | 0.00 |
ABBVIE INCSOLE | COM | 293.68K | SH | $47.46M 0.98% | 292K | 0.00 | 1.67K |
INTERNATIONAL BUSINESS MACHSSOLE | COM | 333.46K | SH | $46.98M 0.97% | 333.46K | 0.00 | 0.00 |
META PLATFORMS INCSOLE | CL A | 360.64K | SH | $43.40M 0.89% | 360.64K | 0.00 | 0.00 |
UNITED PARCEL SERVICE INCSOLE | CL B | 245.08K | SH | $42.60M 0.88% | 243.84K | 0.00 | 1.24K |
CISCO SYS INCSOLE | COM | 853.23K | SH | $40.65M 0.84% | 848.03K | 0.00 | 5.20K |
NEXTERA ENERGY INCSOLE | COM | 474.04K | SH | $39.63M 0.82% | 471.06K | 0.00 | 2.98K |
JPMORGAN CHASE & COSOLE | COM | 281.45K | SH | $37.74M 0.78% | 279.53K | 0.00 | 1.92K |
BROADCOM INCSOLE | COM | 63K | SH | $35.23M 0.73% | 62.30K | 0.00 | 699.00 |
DOW INCSOLE | COM | 686.63K | SH | $34.60M 0.71% | 682.25K | 0.00 | 4.38K |
3M COSOLE | COM | 282.12K | SH | $33.83M 0.70% | 282.12K | 0.00 | 0.00 |
AT&T INCSOLE | COM | 1.74M | SH | $31.99M 0.66% | 1.73M | 0.00 | 12.26K |
AMERICAN TOWER CORP NEWSOLE | COM | 148.04K | SH | $31.36M 0.65% | 148.04K | 0.00 | 0.00 |
LOCKHEED MARTIN CORPSOLE | COM | 63.92K | SH | $31.10M 0.64% | 62.51K | 0.00 | 1.41K |
HOME DEPOT INCSOLE | COM | 94.83K | SH | $29.95M 0.62% | 94.07K | 0.00 | 765.00 |
GILEAD SCIENCES INCSOLE | COM | 348.01K | SH | $29.88M 0.62% | 348.01K | 0.00 | 0.00 |
LILLY ELI & COSOLE | COM | 78.07K | SH | $28.56M 0.59% | 78.07K | 0.00 | 0.00 |
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