Filed: 11/8/2022ACC: 0001387131-22-011196
📋 What this filing means
ADVISORS ASSET MANAGEMENT, INC. filed this quarterly 13F‑HR report disclosing 1460 equity positions with a total reported market value of $4.76M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
1460
Positions
$4.76M
Total AUM (reported)
152.49M
Total Shares
Allocation by class
COM$3.74M78.7%
CL A$269.3K5.7%
COM NEW$131.0K2.8%
CAP STK CL A$98.2K2.1%
COM CL A$79.6K1.7%
SHS$63.8K1.3%
CL B$56.2K1.2%
Portfolio Concentration
Top 3$385.5K8.1%
4–10$421.3K8.9%
11–25$497.6K10.5%
Rest$3.45M72.6%
Top 3 weight
8.1%
Top 10 weight
17.0%
Voting Authority Distribution
Total shares with voting rights: 152.49M
Sole
Full voting authority
151.20M
shares
% of voting shares99.2%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
1.29M
shares
% of voting shares0.8%
Investment Discretion (by position count)
Sole1460
Shared0
Other0
Dominant voting typeSole · 99.2% of voting shares
Institutional Holdings1460
Rows:
AMAZON COMMUNICATIONS INC
SOLEShares1.16M
TypeSH
Market value$131.2K
2.76%
Sole
1.16M
Shared
0.00
None
0.00
MICROSOFT CORP
SOLEShares548.18K
TypeSH
Market value$127.7K
2.68%
Sole
547.32K
Shared
0.00
None
861.00
APPLE COMPUTER INC
SOLEShares916.19K
TypeSH
Market value$126.6K
2.66%
Sole
914.63K
Shared
0.00
None
1.55K
ALPHABET INC CLASS A
SOLEShares1.03M
TypeSH
Market value$98.2K
2.07%
Sole
1.03M
Shared
0.00
None
0.00
VISA INC CL A
SOLEShares346.67K
TypeSH
Market value$61.6K
1.29%
Sole
346.67K
Shared
0.00
None
0.00
MERCK & CO. NEW
SOLEShares674.48K
TypeSH
Market value$58.1K
1.22%
Sole
671.65K
Shared
0.00
None
2.82K
META PLATFORMS INC
SOLEShares409.41K
TypeSH
Market value$55.5K
1.17%
Sole
409.41K
Shared
0.00
None
0.00
VERIZON COMMUNICATIONS
SOLEShares1.33M
TypeSH
Market value$50.6K
1.06%
Sole
1.33M
Shared
0.00
None
5.03K
CHEVRON CORP
SOLEShares343.37K
TypeSH
Market value$49.3K
1.04%
Sole
341.62K
Shared
0.00
None
1.75K
MASTERCARD INC CLASS A
SOLEShares168.49K
TypeSH
Market value$47.9K
1.01%
Sole
168.49K
Shared
0.00
None
0.00
UNITED PARCEL SERVICE -CLASS B
SOLEShares258.61K
TypeSH
Market value$41.8K
0.88%
Sole
257.41K
Shared
0.00
None
1.20K
ABBVIE INC
SOLEShares297.80K
TypeSH
Market value$40.0K
0.84%
Sole
295.99K
Shared
0.00
None
1.81K
INTERNATIONAL BUSINESS MACHINE
SOLEShares332.86K
TypeSH
Market value$39.5K
0.83%
Sole
332.86K
Shared
0.00
None
0.00
NEXTERA ENERGY INC
SOLEShares504.09K
TypeSH
Market value$39.5K
0.83%
Sole
501.09K
Shared
0.00
None
3K
AMERICAN TOWER CORP
SOLEShares171.56K
TypeSH
Market value$36.8K
0.77%
Sole
171.56K
Shared
0.00
None
0.00
CISCO SYSTEMS
SOLEShares832.13K
TypeSH
Market value$33.3K
0.70%
Sole
827.17K
Shared
0.00
None
4.96K
CROWN CASTLE INC
SOLEShares229.51K
TypeSH
Market value$33.2K
0.70%
Sole
229.51K
Shared
0.00
None
0.00
JP MORGAN CHASE & CO
SOLEShares305.07K
TypeSH
Market value$31.9K
0.67%
Sole
303.26K
Shared
0.00
None
1.81K
HOME DEPOT INC
SOLEShares108.33K
TypeSH
Market value$29.9K
0.63%
Sole
107.58K
Shared
0.00
None
749.00
BROADCOM INC
SOLEShares67.15K
TypeSH
Market value$29.8K
0.63%
Sole
66.45K
Shared
0.00
None
702.00
DOW HLDGS INC
SOLEShares660.21K
TypeSH
Market value$29.0K
0.61%
Sole
656.75K
Shared
0.00
None
3.47K
ELI LILLY CORP
SOLEShares89.16K
TypeSH
Market value$28.8K
0.61%
Sole
89.16K
Shared
0.00
None
0.00
AMERICAN EXPRESS CO
SOLEShares212.95K
TypeSH
Market value$28.7K
0.60%
Sole
212.95K
Shared
0.00
None
0.00
AT&T INC
SOLEShares1.83M
TypeSH
Market value$28.0K
0.59%
Sole
1.81M
Shared
0.00
None
11.73K
TEXAS INSTRUMENTS
SOLEShares176.41K
TypeSH
Market value$27.3K
0.57%
Sole
176.41K
Shared
0.00
None
0.00
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
AMAZON COMMUNICATIONS INCSOLE | COM | 1.16M | SH | $131.2K 2.76% | 1.16M | 0.00 | 0.00 |
MICROSOFT CORPSOLE | COM | 548.18K | SH | $127.7K 2.68% | 547.32K | 0.00 | 861.00 |
APPLE COMPUTER INCSOLE | COM | 916.19K | SH | $126.6K 2.66% | 914.63K | 0.00 | 1.55K |
ALPHABET INC CLASS ASOLE | CAP STK CL A | 1.03M | SH | $98.2K 2.07% | 1.03M | 0.00 | 0.00 |
VISA INC CL ASOLE | COM CL A | 346.67K | SH | $61.6K 1.29% | 346.67K | 0.00 | 0.00 |
MERCK & CO. NEWSOLE | COM | 674.48K | SH | $58.1K 1.22% | 671.65K | 0.00 | 2.82K |
META PLATFORMS INCSOLE | CL A | 409.41K | SH | $55.5K 1.17% | 409.41K | 0.00 | 0.00 |
VERIZON COMMUNICATIONSSOLE | COM | 1.33M | SH | $50.6K 1.06% | 1.33M | 0.00 | 5.03K |
CHEVRON CORPSOLE | COM | 343.37K | SH | $49.3K 1.04% | 341.62K | 0.00 | 1.75K |
MASTERCARD INC CLASS ASOLE | CL A | 168.49K | SH | $47.9K 1.01% | 168.49K | 0.00 | 0.00 |
UNITED PARCEL SERVICE -CLASS BSOLE | CL B | 258.61K | SH | $41.8K 0.88% | 257.41K | 0.00 | 1.20K |
ABBVIE INCSOLE | COM | 297.80K | SH | $40.0K 0.84% | 295.99K | 0.00 | 1.81K |
INTERNATIONAL BUSINESS MACHINESOLE | COM | 332.86K | SH | $39.5K 0.83% | 332.86K | 0.00 | 0.00 |
NEXTERA ENERGY INCSOLE | COM | 504.09K | SH | $39.5K 0.83% | 501.09K | 0.00 | 3K |
AMERICAN TOWER CORPSOLE | COM | 171.56K | SH | $36.8K 0.77% | 171.56K | 0.00 | 0.00 |
CISCO SYSTEMSSOLE | COM | 832.13K | SH | $33.3K 0.70% | 827.17K | 0.00 | 4.96K |
CROWN CASTLE INCSOLE | COM | 229.51K | SH | $33.2K 0.70% | 229.51K | 0.00 | 0.00 |
JP MORGAN CHASE & COSOLE | COM | 305.07K | SH | $31.9K 0.67% | 303.26K | 0.00 | 1.81K |
HOME DEPOT INCSOLE | COM | 108.33K | SH | $29.9K 0.63% | 107.58K | 0.00 | 749.00 |
BROADCOM INCSOLE | COM | 67.15K | SH | $29.8K 0.63% | 66.45K | 0.00 | 702.00 |
DOW HLDGS INCSOLE | COM | 660.21K | SH | $29.0K 0.61% | 656.75K | 0.00 | 3.47K |
ELI LILLY CORPSOLE | COM | 89.16K | SH | $28.8K 0.61% | 89.16K | 0.00 | 0.00 |
AMERICAN EXPRESS COSOLE | COM | 212.95K | SH | $28.7K 0.60% | 212.95K | 0.00 | 0.00 |
AT&T INCSOLE | COM | 1.83M | SH | $28.0K 0.59% | 1.81M | 0.00 | 11.73K |
TEXAS INSTRUMENTSSOLE | COM | 176.41K | SH | $27.3K 0.57% | 176.41K | 0.00 | 0.00 |
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