CHICAGO, IL
ADVENT CONVERTIBLE & INCOME FUNDAVK— Latest position per institution from SEC 13F filings
15
Institutional holders
11.06M
Total shares held
93.03M
Estimated value
552.90K
Avg. position size
SIT INVESTMENT ASSOCIATES INC
CIK 769317
Shares
2.13M
Value
23.81K
Filed
Mar 31, 2026
RAYMOND JAMES FINANCIAL INC
CIK 720005
Shares
1.60M
Value
17.84M
Filed
Mar 31, 2026
WELLS FARGO & COMPANY/MN
CIK 72971
Shares
860.06K
Value
9.60M
Filed
Mar 31, 2026
GUGGENHEIM CAPITAL LLC
CIK 1283072
Shares
743.06K
Value
8.29M
Filed
Mar 31, 2026
ADVISORS ASSET MANAGEMENT, INC.
CIK 1297376
Shares
690.55K
Value
7.71M
Filed
Mar 31, 2026
PENSERRA CAPITAL MANAGEMENT LLC
CIK 1593324
Shares
658.22K
Value
7.34K
Filed
Mar 31, 2026
MORGAN STANLEY
CIK 895421
Shares
543.11K
Value
6.06M
Filed
Mar 31, 2026
LPL FINANCIAL LLC
CIK 1403438
Shares
536.30K
Value
5.99M
Filed
Mar 31, 2026
KOSHINSKI ASSET MANAGEMENT, INC.
CIK 1633389
Shares
472.82K
Value
5.28M
Filed
Mar 31, 2026
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC.
CIK 1462284
Shares
462.62K
Value
5.43M
Filed
Sep 30, 2024
RAYMOND JAMES & ASSOCIATES
CIK 1084208
Shares
367.91K
Value
4.32M
Filed
Sep 30, 2024
ARETE WEALTH ADVISORS, LLC
CIK 1600151
Shares
317.69K
Value
3.55M
Filed
Mar 31, 2026
BOOTHBAY FUND MANAGEMENT, LLC
CIK 1549230
Shares
289.14K
Value
3.39M
Filed
Sep 30, 2024
BAIRD FINANCIAL GROUP, INC.
CIK 1648711
Shares
286.78K
Value
3.20M
Filed
Mar 31, 2026
FCA CORP /TX
CIK 1166402
Shares
239.08K
Value
2.67M
Filed
Mar 31, 2026
STEWARD PARTNERS INVESTMENT ADVISORY, LLC
CIK 1723397
Shares
226.81K
Value
2.53M
Filed
Mar 31, 2026
COMMONWEALTH EQUITY SERVICES, LLC
CIK 312272
Shares
164.12K
Value
1.83M
Filed
Mar 31, 2026
EDMONDS DUNCAN REGISTERED INVESTMENT ADVISORS, LLC
CIK 1668155
Shares
161.05K
Value
1.89M
Filed
Sep 30, 2024
CYNDEO WEALTH PARTNERS, LLC
CIK 1950947
Shares
153.13K
Value
1.71M
Filed
Mar 31, 2026
WOLVERINE ASSET MANAGEMENT LLC
CIK 1279891
Shares
153K
Value
1.71M
Filed
Mar 31, 2026
| # | Institution | CIK | Shares | Est. Value | Period |
|---|---|---|---|---|---|
| 1 | SIT INVESTMENT ASSOCIATES INC | 769317 | 2.13M | 23.81K | Mar 31, 2026 |
| 2 | RAYMOND JAMES FINANCIAL INC | 720005 | 1.60M | 17.84M | Mar 31, 2026 |
| 3 | WELLS FARGO & COMPANY/MN | 72971 | 860.06K | 9.60M | Mar 31, 2026 |
| 4 | GUGGENHEIM CAPITAL LLC | 1283072 | 743.06K | 8.29M | Mar 31, 2026 |
| 5 | ADVISORS ASSET MANAGEMENT, INC. | 1297376 | 690.55K | 7.71M | Mar 31, 2026 |
| 6 | PENSERRA CAPITAL MANAGEMENT LLC | 1593324 | 658.22K | 7.34K | Mar 31, 2026 |
| 7 | MORGAN STANLEY | 895421 | 543.11K | 6.06M | Mar 31, 2026 |
| 8 | LPL FINANCIAL LLC | 1403438 | 536.30K | 5.99M | Mar 31, 2026 |
| 9 | KOSHINSKI ASSET MANAGEMENT, INC. | 1633389 | 472.82K | 5.28M | Mar 31, 2026 |
| 10 | RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC. | 1462284 | 462.62K | 5.43M | Sep 30, 2024 |
| 11 | RAYMOND JAMES & ASSOCIATES | 1084208 | 367.91K | 4.32M | Sep 30, 2024 |
| 12 | ARETE WEALTH ADVISORS, LLC | 1600151 | 317.69K | 3.55M | Mar 31, 2026 |
| 13 | BOOTHBAY FUND MANAGEMENT, LLC | 1549230 | 289.14K | 3.39M | Sep 30, 2024 |
| 14 | BAIRD FINANCIAL GROUP, INC. | 1648711 | 286.78K | 3.20M | Mar 31, 2026 |
| 15 | FCA CORP /TX | 1166402 | 239.08K | 2.67M | Mar 31, 2026 |
| 16 | STEWARD PARTNERS INVESTMENT ADVISORY, LLC | 1723397 | 226.81K | 2.53M | Mar 31, 2026 |
| 17 | COMMONWEALTH EQUITY SERVICES, LLC | 312272 | 164.12K | 1.83M | Mar 31, 2026 |
| 18 | EDMONDS DUNCAN REGISTERED INVESTMENT ADVISORS, LLC | 1668155 | 161.05K | 1.89M | Sep 30, 2024 |
| 19 | CYNDEO WEALTH PARTNERS, LLC | 1950947 | 153.13K | 1.71M | Mar 31, 2026 |
| 20 | WOLVERINE ASSET MANAGEMENT LLC | 1279891 | 153K | 1.71M | Mar 31, 2026 |
Data sourced from SEC Form 13F institutional holdings reports. Positions reflect the most recent filing per institution.