CHICAGO, IL
ADVENT CONVERTIBLE & INCOME FUNDAVK— Latest position per institution from SEC 13F filings
15
Institutional holders
10.97M
Total shares held
113.84M
Estimated value
548.64K
Avg. position size
RAYMOND JAMES FINANCIAL INC
CIK 720005
Shares
1.78M
Value
23.32M
Filed
Jun 30, 2026
SIT INVESTMENT ASSOCIATES INC
CIK 769317
Shares
1.42M
Value
18.62K
Filed
Jun 30, 2026
WELLS FARGO & COMPANY/MN
CIK 72971
Shares
882K
Value
11.55M
Filed
Jun 30, 2026
GUGGENHEIM CAPITAL LLC
CIK 1283072
Shares
801.12K
Value
10.49M
Filed
Jun 30, 2026
ADVISORS ASSET MANAGEMENT, INC.
CIK 1297376
Shares
777.36K
Value
10.18M
Filed
Jun 30, 2026
PENSERRA CAPITAL MANAGEMENT LLC
CIK 1593324
Shares
684.34K
Value
8.96K
Filed
Jun 30, 2026
LPL FINANCIAL LLC
CIK 1403438
Shares
528.82K
Value
6.93M
Filed
Jun 30, 2026
MORGAN STANLEY
CIK 895421
Shares
516.34K
Value
6.76M
Filed
Jun 30, 2026
KOSHINSKI ASSET MANAGEMENT, INC.
CIK 1633389
Shares
481.59K
Value
6.31M
Filed
Jun 30, 2026
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC.
CIK 1462284
Shares
462.62K
Value
5.43M
Filed
Sep 30, 2024
RAYMOND JAMES & ASSOCIATES
CIK 1084208
Shares
367.91K
Value
4.32M
Filed
Sep 30, 2024
WOLVERINE ASSET MANAGEMENT LLC
CIK 1279891
Shares
361.76K
Value
4.74M
Filed
Jun 30, 2026
ARETE WEALTH ADVISORS, LLC
CIK 1600151
Shares
317.69K
Value
3.55M
Filed
Mar 31, 2026
BOOTHBAY FUND MANAGEMENT, LLC
CIK 1549230
Shares
289.14K
Value
3.39M
Filed
Sep 30, 2024
BAIRD FINANCIAL GROUP, INC.
CIK 1648711
Shares
285.98K
Value
3.75M
Filed
Jun 30, 2026
FCA CORP /TX
CIK 1166402
Shares
254.83K
Value
3.34M
Filed
Jun 30, 2026
STEWARD PARTNERS INVESTMENT ADVISORY, LLC
CIK 1723397
Shares
248.37K
Value
3.25M
Filed
Jun 30, 2026
ROCKEFELLER CAPITAL MANAGEMENT L.P.
CIK 1739439
Shares
190.98K
Value
2.50M
Filed
Jun 30, 2026
EDMONDS DUNCAN REGISTERED INVESTMENT ADVISORS, LLC
CIK 1668155
Shares
161.05K
Value
1.89M
Filed
Sep 30, 2024
COMMONWEALTH EQUITY SERVICES, LLC
CIK 312272
Shares
159.50K
Value
2.09M
Filed
Jun 30, 2026
| # | Institution | CIK | Shares | Est. Value | Period |
|---|---|---|---|---|---|
| 1 | RAYMOND JAMES FINANCIAL INC | 720005 | 1.78M | 23.32M | Jun 30, 2026 |
| 2 | SIT INVESTMENT ASSOCIATES INC | 769317 | 1.42M | 18.62K | Jun 30, 2026 |
| 3 | WELLS FARGO & COMPANY/MN | 72971 | 882K | 11.55M | Jun 30, 2026 |
| 4 | GUGGENHEIM CAPITAL LLC | 1283072 | 801.12K | 10.49M | Jun 30, 2026 |
| 5 | ADVISORS ASSET MANAGEMENT, INC. | 1297376 | 777.36K | 10.18M | Jun 30, 2026 |
| 6 | PENSERRA CAPITAL MANAGEMENT LLC | 1593324 | 684.34K | 8.96K | Jun 30, 2026 |
| 7 | LPL FINANCIAL LLC | 1403438 | 528.82K | 6.93M | Jun 30, 2026 |
| 8 | MORGAN STANLEY | 895421 | 516.34K | 6.76M | Jun 30, 2026 |
| 9 | KOSHINSKI ASSET MANAGEMENT, INC. | 1633389 | 481.59K | 6.31M | Jun 30, 2026 |
| 10 | RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC. | 1462284 | 462.62K | 5.43M | Sep 30, 2024 |
| 11 | RAYMOND JAMES & ASSOCIATES | 1084208 | 367.91K | 4.32M | Sep 30, 2024 |
| 12 | WOLVERINE ASSET MANAGEMENT LLC | 1279891 | 361.76K | 4.74M | Jun 30, 2026 |
| 13 | ARETE WEALTH ADVISORS, LLC | 1600151 | 317.69K | 3.55M | Mar 31, 2026 |
| 14 | BOOTHBAY FUND MANAGEMENT, LLC | 1549230 | 289.14K | 3.39M | Sep 30, 2024 |
| 15 | BAIRD FINANCIAL GROUP, INC. | 1648711 | 285.98K | 3.75M | Jun 30, 2026 |
| 16 | FCA CORP /TX | 1166402 | 254.83K | 3.34M | Jun 30, 2026 |
| 17 | STEWARD PARTNERS INVESTMENT ADVISORY, LLC | 1723397 | 248.37K | 3.25M | Jun 30, 2026 |
| 18 | ROCKEFELLER CAPITAL MANAGEMENT L.P. | 1739439 | 190.98K | 2.50M | Jun 30, 2026 |
| 19 | EDMONDS DUNCAN REGISTERED INVESTMENT ADVISORS, LLC | 1668155 | 161.05K | 1.89M | Sep 30, 2024 |
| 20 | COMMONWEALTH EQUITY SERVICES, LLC | 312272 | 159.50K | 2.09M | Jun 30, 2026 |
Data sourced from SEC Form 13F institutional holdings reports. Positions reflect the most recent filing per institution.