ZWERDLING JEFFREY M. purchased 143.50K shares of WHEELER REAL ESTATE INVESTMENT TRUST, INC. on the open market

Open‑market purchase worth $721.7K. The strongest form of insider conviction signal.

P · 5 purchases

ZWERDLING JEFFREY M.

Filed: 3/1/2019ACC: 0001588047-19-000002

InsiderZWERDLING JEFFREY M.CIK 1588047

→

IssuerWHEELER REAL ESTATE INVESTMENT TRUST, INC.CIK 1527541

Director

Since Jul 2018

+167.70K

Net shares

Net buyer

$721.7K

Total acquired

Open market trades

5B · 0S

Total transactions

167.70K acquired

Non-Derivative Transactions5

Common Stock

Indirect

P · Purchase

+108K

Price / share

$5.25

Trade value

$567K

% of position

New position

11/13/2012

-94.50K→13.50K

Common Stock

Indirect

P · Purchase

+5.80K

Price / share

$5.25

Trade value

$30.45K

% of position

New position

11/13/2012

-5.08K→725.00

Common Stock

Indirect

P · Purchase

+24.50K

Price / share

$4.30

Trade value

$105.35K

% of position

New position

8/21/2013

-7.94K→16.56K

Common Stock

Indirect

P · Purchase

+200.00

Price / share

$4.30

Trade value

$860.00

% of position

36.4%

8/21/2013

550.00→750.00

Common Stock

Indirect

P · Purchase

+5K

Price / share

$3.60

Trade value

$18K

% of position

41.0%

2/9/2015

12.19K→17.19K

Total

Net shares

+143.50K

Net value

$721.66K

Security	Date	Type	Shares	Price / Share	Trade Value	% of Position	Held Before	Held After
Common Stock Indirect	11/13/2012	P · Purchase	+108K	$5.25	$567K	New position	-94.50K	13.50K
Common Stock Indirect	11/13/2012	P · Purchase	+5.80K	$5.25	$30.45K	New position	-5.08K	725.00
Common Stock Indirect	8/21/2013	P · Purchase	+24.50K	$4.30	$105.35K	New position	-7.94K	16.56K
Common Stock Indirect	8/21/2013	P · Purchase	+200.00	$4.30	$860.00	36.4%	550.00	750.00
Common Stock Indirect	2/9/2015	P · Purchase	+5K	$3.60	$18K	41.0%	12.19K	17.19K
Total			+143.50K		$721.66K

Derivative Transactions5

Series B Convertible Preferred Stock

Indirect

P · Purchase

Converts to

Common Stock

4.06K shares

+6.50K

Strike price

Held after

6.50K

Exercisable

—

4/24/2014

Common Stock Warrants

Indirect

P · Purchase

Converts to

Common Stock

975.00 shares

+7.80K

Strike price

Held after

7.80K

Exercisable

—

4/24/2014

Series B Convertible Preferred Stock

Indirect

P · Purchase

Converts to

Common Stock

2.81K shares

+4.50K

Strike price

Held after

11K

Exercisable

—

9/12/2014

Common Stock Warrants

Indirect

P · Purchase

Converts to

Common Stock

375.00 shares

+3K

Strike price

Held after

10.80K

Exercisable

—

9/12/2014

Common Stock Warrants

Indirect

P · Purchase

Converts to

Common Stock

300.00 shares

+2.40K

Strike price

Held after

13.20K

Exercisable

—

9/24/2014

Security	Converts To	Date	Type	Shares	Strike Price	Exercisable	Held After
Series B Convertible Preferred Stock Indirect	Common Stock4.06K shares	4/24/2014	P · Purchase	+6.50K	40	—	6.50K
Common Stock Warrants Indirect	Common Stock975.00 shares	4/24/2014	P · Purchase	+7.80K	44	—	7.80K
Series B Convertible Preferred Stock Indirect	Common Stock2.81K shares	9/12/2014	P · Purchase	+4.50K	40	—	11K
Common Stock Warrants Indirect	Common Stock375.00 shares	9/12/2014	P · Purchase	+3K	44	—	10.80K
Common Stock Warrants Indirect	Common Stock300.00 shares	9/24/2014	P · Purchase	+2.40K	44	—	13.20K

Non-Derivative Holdings (Post-Transaction)3

Common Stock

Direct

Shares owned96.59K

Common Stock

Indirect

Shares owned1.11K

Common Stock

Indirect

Shares owned750.00

Total

96.59K direct·1.86K indirect98.45K

Security Title	Shares Owned	Ownership Type
Common Stock	96.59K	Direct
Common Stock	1.11K	Indirect
Common Stock	750.00	Indirect
Total	98.45K	96.59K direct·1.86K indirect

Derivative Holdings (Post-Transaction)6

Series D Cumulative Covertible Preferred Stock

Direct

Underlying security

Common Stock

Underlying shares

1.47K

Shares owned

Exercise price

16.96

Expiration

—

Exercise window

—

Series B Convertible Preferred Stock

Indirect

Underlying security

Common Stock

Underlying shares

2.50K

Shares owned

Exercise price

Expiration

—

Exercise window

—

Series B Convertible Preferred Stock

Direct

Underlying security

Common Stock

Underlying shares

6.25K

Shares owned

10K

Exercise price

Expiration

—

Exercise window

—

Common Stock Warrants

Indirect

Underlying security

Common Stock

Underlying shares

600.00

Shares owned

4.80K

Exercise price

Expiration

—

Exercise window

—

Common Stock Warrants

Direct

Underlying security

Common Stock

Underlying shares

1.50K

Shares owned

12K

Exercise price

Expiration

—

Exercise window

—

Series D Cumulative Covertible Preferred Stock

Indirect

Underlying security

Common Stock

Underlying shares

5.90K

Shares owned

Exercise price

16.96

Expiration

—

Exercise window

—

Total

Underlying

18.22K

Owned

35.80K

Security	Underlying	Exercise Price	Exercise Window	Expiration	Underlying Shares	Shares Owned
Series D Cumulative Covertible Preferred Stock Direct	Common Stock	16.96	—	—	1.47K	1K
Series B Convertible Preferred Stock Indirect	Common Stock	40	—	—	2.50K	4K
Series B Convertible Preferred Stock Direct	Common Stock	40	—	—	6.25K	10K
Common Stock Warrants Indirect	Common Stock	44	—	—	600.00	4.80K
Common Stock Warrants Direct	Common Stock	44	—	—	1.50K	12K
Series D Cumulative Covertible Preferred Stock Indirect	Common Stock	16.96	—	—	5.90K	4K
Total					18.22K	35.80K