ZUNDEL MARK D enters A. M. CASTLE & CO. with 54.98K shares plus derivative instruments
Holding both equity and derivatives at entry signals strong long-term conviction in the company.
Direct Derivatives
Filed: 12/20/2018ACC: 0001567619-18-008451
Officer· EVP, Global Supply & Aerospace
Since Dec 2018
54.98K
Baseline shares
100% direct
54.98K
Direct ownership
1 position
21.76K
Derivative underlying
1 instrument
1
Security positions
All direct
Non-Derivative Holdings1
Common Stock
DirectShares owned54.98K
Total
54.98K direct54.98K
| Security Title | Shares Owned | Ownership Type |
|---|---|---|
| Common Stock | 54.98K | Direct |
| Total | 54.98K | 54.98K direct |
Derivative Holdings1
Convertible Notes
DirectUnderlying security
Common Stock
Underlying shares
21.76K
Shares owned
N/A
Exercise price
3.77
Expiration
—
Exercise window
—
Total
Underlying
21.76K
Owned
0.00
| Security | Underlying | Exercise Price | Exercise Window | Expiration | Underlying Shares | Shares Owned |
|---|---|---|---|---|---|---|
| Convertible Notes Direct | Common Stock | 3.77 | — | — | 21.76K | N/A |
| Total | 21.76K | 0.00 | ||||