Filed: 11/7/2019ACC: 0001790214-19-000002
0.00
Baseline shares
0.00
Direct ownership
0 positions
371.65K
Derivative underlying
7 instruments
0
Security positions
All direct
Non-Derivative Holdings0
No non-derivative holdings reported
Derivative Holdings7
Warrant
IndirectUnderlying security
Series B Preferred Stock
Underlying shares
123.65K
Shares owned
N/A
Exercise price
1.16
Expiration
—
Exercise window
—
Series B Preferred Stock
IndirectUnderlying security
Common Stock
Underlying shares
2.93K
Shares owned
N/A
Exercise price
Expiration
—
Exercise window
—
Stock Option (right to buy)
DirectUnderlying security
Common Stock
Underlying shares
5.33K
Shares owned
N/A
Exercise price
13.00
Expiration
—
Exercise window
—
Series A Preferred Stock
IndirectUnderlying security
Common Stock
Underlying shares
269.00
Shares owned
N/A
Exercise price
Expiration
—
Exercise window
—
Warrant
IndirectUnderlying security
Series B Preferred Stock
Underlying shares
1.67K
Shares owned
N/A
Exercise price
1.16
Expiration
—
Exercise window
—
Series A Preferred Stock
IndirectUnderlying security
Common Stock
Underlying shares
19.98K
Shares owned
N/A
Exercise price
Expiration
—
Exercise window
—
Series B Preferred Stock
IndirectUnderlying security
Common Stock
Underlying shares
217.82K
Shares owned
N/A
Exercise price
Expiration
—
Exercise window
—
Total
Underlying
371.65K
Owned
0.00
| Security | Underlying | Exercise Price | Exercise Window | Expiration | Underlying Shares | Shares Owned |
|---|---|---|---|---|---|---|
| Warrant Indirect | Series B Preferred Stock | 1.16 | — | — | 123.65K | N/A |
| Series B Preferred Stock Indirect | Common Stock | — | — | 2.93K | N/A | |
| Stock Option (right to buy) Direct | Common Stock | 13.00 | — | — | 5.33K | N/A |
| Series A Preferred Stock Indirect | Common Stock | — | — | 269.00 | N/A | |
| Warrant Indirect | Series B Preferred Stock | 1.16 | — | — | 1.67K | N/A |
| Series A Preferred Stock Indirect | Common Stock | — | — | 19.98K | N/A | |
| Series B Preferred Stock Indirect | Common Stock | — | — | 217.82K | N/A | |
| Total | 371.65K | 0.00 | ||||