ZUCKERT MICHAEL S (General Counsel) sold 11.0% of their position (800.00 shares) of SVB FINANCIAL GROUP on the open market
Open‑market sale worth $210.2K — a moderate reduction. Review remaining holdings and any 10b5‑1 plan disclosures.
S · 1 sale
Filed: 9/8/2020ACC: 0001562180-20-005928
Officer· General Counsel
Since Jan 2019
-800.00
Net shares
Net seller
$210.2K
Total sold
1
Open market trades
0B · 1S
3
Total transactions
800.00 acquired · 1.60K disposed
Non-Derivative Transactions2
Common Stock
Direct
Shares
+800.00
Price / share
$122.55
Trade value
$98.04K
% of position
12.4%
9/3/2020
6.46K→7.26K
Common Stock
Direct
Shares
−800.00
Price / share
$262.71
Trade value
$210.17K
% of position
11.0%
9/3/2020
7.26K→6.46K
Total
Net shares
+0.00
Net value
-$112.13K
| Security | Date | Type | Shares | Price / Share | Trade Value | % of Position | Held Before | Held After |
|---|---|---|---|---|---|---|---|---|
| Common Stock Direct | 9/3/2020 | M · Option Exercise | +800.00 | $122.55 | $98.04K | 12.4% | 6.46K | 7.26K |
| Common Stock Direct | 9/3/2020 | S · Sale | −800.00 | $262.71 | $210.17K | 11.0% | 7.26K | 6.46K |
| Total | +0.00 | -$112.13K | ||||||
Derivative Transactions1
Stock Option
Direct
Converts to
Common Stock
800.00 shares
Shares
−800.00
Strike price
122.55
Held after
290.00
Exercisable
—
9/3/2020
| Security | Converts To | Date | Type | Shares | Strike Price | Exercisable | Held After |
|---|---|---|---|---|---|---|---|
| Stock Option Direct | Common Stock800.00 shares | 9/3/2020 | M · Option Exercise | −800.00 | 122.55 | — | 290.00 |
Non-Derivative Holdings (Post-Transaction)1
Common Stock
IndirectShares owned111.00
Total
111.00 indirect111.00
| Security Title | Shares Owned | Ownership Type |
|---|---|---|
| Common Stock | 111.00 | Indirect |
| Total | 111.00 | 111.00 indirect |
Derivative Holdings (Post-Transaction)0
No derivative holdings reported