ZOHAR YISHAI

PrivateCIK: 1640965

Location

BOSTON, MA

ZOHAR YISHAI enters GELESIS HOLDINGS, INC. with 465.12K shares plus derivative instruments

Holding both equity and derivatives at entry signals strong long-term conviction in the company.

Direct Derivatives

ZOHAR YISHAI

Filed: 1/24/2022ACC: 0001104659-22-006957

InsiderZOHAR YISHAICIK 1640965

→

IssuerGELESIS HOLDINGS, INC.CIK 1805087

DirectorOfficer· President & CEO

Since Jan 2022

465.12K

Baseline shares

100% direct

465.12K

Direct ownership

1 position

4.31M

Derivative underlying

9 instruments

1

Security positions

All direct

Non-Derivative Holdings1

Common Stock

Direct

Shares owned465.12K

Total

465.12K direct465.12K

Security Title	Shares Owned	Ownership Type
Common Stock	465.12K	Direct
Total	465.12K	465.12K direct

Derivative Holdings9

Stock Option (Right to Buy)

Direct

Underlying security

Common Stock

Underlying shares

335.35K

Shares owned

N/A

Exercise price

0.57

Expiration

—

Exercise window

—

Earnout Shares

Direct

Underlying security

Common Stock

Underlying shares

1.18M

Shares owned

N/A

Exercise price

Expiration

—

Exercise window

—

Stock Option (Right to Buy)

Direct

Underlying security

Common Stock

Underlying shares

390.60K

Shares owned

N/A

Exercise price

4.05

Expiration

—

Exercise window

—

Stock Option (Right to Buy)

Direct

Underlying security

Common Stock

Underlying shares

1.04M

Shares owned

N/A

Exercise price

4.26

Expiration

—

Exercise window

—

Stock Option (Right to Buy)

Direct

Underlying security

Common Stock

Underlying shares

77.76K

Shares owned

N/A

Exercise price

4.05

Expiration

—

Exercise window

—

Stock Option (Right to Buy)

Direct

Underlying security

Common Stock

Underlying shares

441.07K

Shares owned

N/A

Exercise price

3.11

Expiration

—

Exercise window

—

Restricted Stock Units

Direct

Underlying security

Common Stock

Underlying shares

388.80K

Shares owned

N/A

Exercise price

Expiration

—

Exercise window

—

Stock Option (Right to Buy)

Direct

Underlying security

Common Stock

Underlying shares

453.61K

Shares owned

N/A

Exercise price

4.05

Expiration

—

Exercise window

—

Stock Option (Right to Buy)

Direct

Underlying security

Common Stock

Underlying shares

4.53K

Shares owned

N/A

Exercise price

4.05

Expiration

—

Exercise window

—

Total

Underlying

4.31M

Owned

0.00

Security	Underlying	Exercise Price	Exercise Window	Expiration	Underlying Shares	Shares Owned
Stock Option (Right to Buy) Direct	Common Stock	0.57	—	—	335.35K	N/A
Earnout Shares Direct	Common Stock		—	—	1.18M	N/A
Stock Option (Right to Buy) Direct	Common Stock	4.05	—	—	390.60K	N/A
Stock Option (Right to Buy) Direct	Common Stock	4.26	—	—	1.04M	N/A
Stock Option (Right to Buy) Direct	Common Stock	4.05	—	—	77.76K	N/A
Stock Option (Right to Buy) Direct	Common Stock	3.11	—	—	441.07K	N/A
Restricted Stock Units Direct	Common Stock		—	—	388.80K	N/A
Stock Option (Right to Buy) Direct	Common Stock	4.05	—	—	453.61K	N/A
Stock Option (Right to Buy) Direct	Common Stock	4.05	—	—	4.53K	N/A
Total					4.31M	0.00

ZOHAR YISHAI — Initial Ownership Disclosure (Form 3) Filed Jan 24, 2022 | Finecho