Filed: 11/10/2022ACC: 0001214659-22-013500
Officer· Chief Financial Officer
Since Sep 2018
+21.75K
Net shares
Net buyer
$0.00
Total acquired
0
Open market trades
0B · 0S
2
Total transactions
21.75K acquired
Non-Derivative Transactions0
No non-derivative transactions reported
Derivative Transactions2
Restricted Stock Units
Direct
Converts to
Common Stock
1.75K shares
Shares
+1.75K
Strike price
0.00
Held after
1.75K
Exercisable
—
11/8/2022
Incentive Stock Option (Right to Buy)
Direct
Converts to
Common Stock
20K shares
Shares
+20K
Strike price
3.00
Held after
20K
Exercisable
—
11/8/2022
| Security | Converts To | Date | Type | Shares | Strike Price | Exercisable | Held After |
|---|---|---|---|---|---|---|---|
| Restricted Stock Units Direct | Common Stock1.75K shares | 11/8/2022 | A · Award | +1.75K | 0.00 | — | 1.75K |
| Incentive Stock Option (Right to Buy) Direct | Common Stock20K shares | 11/8/2022 | A · Award | +20K | 3.00 | — | 20K |
Non-Derivative Holdings (Post-Transaction)2
Common Stock
DirectShares owned119.23K
Common Stock
IndirectShares owned6.30K
Total
119.23K direct·6.30K indirect125.53K
| Security Title | Shares Owned | Ownership Type |
|---|---|---|
| Common Stock | 119.23K | Direct |
| Common Stock | 6.30K | Indirect |
| Total | 125.53K | 119.23K direct·6.30K indirect |
Derivative Holdings (Post-Transaction)4
Incentive Stock Options (Right to buy)
DirectUnderlying security
Common Stock
Underlying shares
15K
Shares owned
15K
Exercise price
5.00
Expiration
—
Exercise window
—
Incentive Stock Options (Right to buy)
DirectUnderlying security
Common Stock
Underlying shares
12.88K
Shares owned
12.88K
Exercise price
4.66
Expiration
—
Exercise window
—
Incentive Stock Option (Right to Buy)
DirectUnderlying security
Common Stock
Underlying shares
90K
Shares owned
90K
Exercise price
2.33
Expiration
—
Exercise window
—
Incentive Stock Option (Right to Buy)
DirectUnderlying security
Common Stock
Underlying shares
80K
Shares owned
80K
Exercise price
5.20
Expiration
—
Exercise window
—
Total
Underlying
197.88K
Owned
197.88K
| Security | Underlying | Exercise Price | Exercise Window | Expiration | Underlying Shares | Shares Owned |
|---|---|---|---|---|---|---|
| Incentive Stock Options (Right to buy) Direct | Common Stock | 5.00 | — | — | 15K | 15K |
| Incentive Stock Options (Right to buy) Direct | Common Stock | 4.66 | — | — | 12.88K | 12.88K |
| Incentive Stock Option (Right to Buy) Direct | Common Stock | 2.33 | — | — | 90K | 90K |
| Incentive Stock Option (Right to Buy) Direct | Common Stock | 5.20 | — | — | 80K | 80K |
| Total | 197.88K | 197.88K | ||||