ZIMMERMANN INVESTMENT MANAGEMENT & PLANNING LLC

Filed: 4/23/2024ACC: 0001908404-24-000003

📋 What this filing means

ZIMMERMANN INVESTMENT MANAGEMENT & PLANNING LLC filed this quarterly 13F‑HR report disclosing 134 equity positions with a total reported market value of $277.62M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.

134

Positions

$277.62M

Total AUM (reported)

3.61M

Total Shares

Allocation by class

COM$50.98M18.4%

UNIT SER 1$21.57M7.8%

S&P 100 ETF$14.62M5.3%

RUS TP200 GR ETF$11.18M4.0%

S&P MDCP QUALITY$9.78M3.5%

SEMICONDUCTR ETF$7.82M2.8%

EQUITY PREMIUM$7.58M2.7%

Portfolio Concentration

Top 3$47.37M17.1%

4–10$56.11M20.2%

11–25$72.93M26.3%

Rest$101.22M36.5%

Top 3 weight

17.1%

Top 10 weight

37.3%

Voting Authority Distribution

Total shares with voting rights: 3.61M

Sole

Full voting authority

3.61M

% of voting shares100.0%

Shared

Joint voting authority

0.00

% of voting shares0.0%

None

No voting authority

0.00

% of voting shares0.0%

Investment Discretion (by position count)

Sole134

Shared0

Other0

Dominant voting typeSole · 100.0% of voting shares

Institutional Holdings134

Rows:

INVESCO QQQ TR

SOLE

UNIT SER 1

Shares48.59K

TypeSH

Market value$21.57M

7.77%

Sole

48.59K

Shared

0.00

None

0.00

ISHARES TR

SOLE

S&P 100 ETF

Shares59.09K

TypeSH

Market value$14.62M

5.27%

Sole

59.09K

Shared

0.00

None

0.00

ISHARES TR

SOLE

RUS TP200 GR ETF

Shares57.28K

TypeSH

Market value$11.18M

4.03%

Sole

57.28K

Shared

0.00

None

0.00

INVESCO EXCHANGE TRADED FD T

SOLE

S&P MDCP QUALITY

Shares88.88K

TypeSH

Market value$9.78M

3.52%

Sole

88.88K

Shared

0.00

None

0.00

APPLE INC

SOLE

COM

Shares54.87K

TypeSH

Market value$9.41M

3.39%

Sole

54.87K

Shared

0.00

None

0.00

NVIDIA CORPORATION

SOLE

COM

Shares9.77K

TypeSH

Market value$8.83M

3.18%

Sole

9.77K

Shared

0.00

None

0.00

VANECK ETF TRUST

SOLE

SEMICONDUCTR ETF

Shares34.78K

TypeSH

Market value$7.82M

2.82%

Sole

34.78K

Shared

0.00

None

0.00

J P MORGAN EXCHANGE TRADED F

SOLE

EQUITY PREMIUM

Shares131.01K

TypeSH

Market value$7.58M

2.73%

Sole

131.01K

Shared

0.00

None

0.00

GLOBAL X FDS

SOLE

US INFR DEV ETF

Shares160.71K

TypeSH

Market value$6.40M

2.30%

Sole

160.71K

Shared

0.00

None

0.00

GLOBAL X FDS

SOLE

CYBRSCURTY ETF

Shares211.30K

TypeSH

Market value$6.29M

2.26%

Sole

211.30K

Shared

0.00

None

0.00

SPDR SER TR

SOLE

AEROSPACE DEF

Shares42.95K

TypeSH

Market value$6.04M

2.17%

Sole

42.95K

Shared

0.00

None

0.00

FIRST TR EXCHNG TRADED FD VI

SOLE

FT VEST US EQT

Shares122.96K

TypeSH

Market value$5.57M

2.01%

Sole

122.96K

Shared

0.00

None

0.00

PACER FDS TR

SOLE

PACER US SMALL

Shares110.85K

TypeSH

Market value$5.45M

1.96%

Sole

110.85K

Shared

0.00

None

0.00

AMAZON COM INC

SOLE

COM

Shares30.20K

TypeSH

Market value$5.45M

1.96%

Sole

30.20K

Shared

0.00

None

0.00

SCHWAB STRATEGIC TR

SOLE

SCHWAB FDT US LG

Shares78.07K

TypeSH

Market value$5.26M

1.90%

Sole

78.07K

Shared

0.00

None

0.00

INVESCO EXCH TRD SLF IDX FD

SOLE

RAFI STRATGIC US

Shares110.47K

TypeSH

Market value$5.24M

1.89%

Sole

110.47K

Shared

0.00

None

0.00

VANECK ETF TRUST

SOLE

FALLEN ANGEL HG

Shares178.03K

TypeSH

Market value$5.17M

1.86%

Sole

178.03K

Shared

0.00

None

0.00

ISHARES TR

SOLE

GLOBAL 100 ETF

Shares54.97K

TypeSH

Market value$4.92M

1.77%

Sole

54.97K

Shared

0.00

None

0.00

ISHARES TR

SOLE

LATN AMER 40 ETF

Shares171.50K

TypeSH

Market value$4.88M

1.76%

Sole

171.50K

Shared

0.00

None

0.00

J P MORGAN EXCHANGE TRADED F

SOLE

US QUALTY FCTR

Shares90.25K

TypeSH

Market value$4.77M

1.72%

Sole

90.25K

Shared

0.00

None

0.00

ALPHABET INC

SOLE

CAP STK CL A

Shares30.67K

TypeSH

Market value$4.63M

1.67%

Sole

30.67K

Shared

0.00

None

0.00

ISHARES TR

SOLE

CORE INTL AGGR

Shares86.13K

TypeSH

Market value$4.30M

1.55%

Sole

86.13K

Shared

0.00

None

0.00

SPDR SER TR

SOLE

S&P INS ETF

Shares80.04K

TypeSH

Market value$4.17M

1.50%

Sole

80.04K

Shared

0.00

None

0.00

MICROSOFT CORP

SOLE

COM

Shares8.60K

TypeSH

Market value$3.62M

1.30%

Sole

8.60K

Shared

0.00

None

0.00

SELECT SECTOR SPDR TR

SOLE

COMMUNICATION

Shares42.58K

TypeSH

Market value$3.48M

1.25%

Sole

42.58K

Shared

0.00

None

0.00

Issuer	Class	Shares	Type	Value / Portfolio %	Voting — Sole
INVESCO QQQ TRSOLE	UNIT SER 1	48.59K	SH	$21.57M 7.77%	48.59K
ISHARES TRSOLE	S&P 100 ETF	59.09K	SH	$14.62M 5.27%	59.09K
ISHARES TRSOLE	RUS TP200 GR ETF	57.28K	SH	$11.18M 4.03%	57.28K
INVESCO EXCHANGE TRADED FD TSOLE	S&P MDCP QUALITY	88.88K	SH	$9.78M 3.52%	88.88K
APPLE INCSOLE	COM	54.87K	SH	$9.41M 3.39%	54.87K
NVIDIA CORPORATIONSOLE	COM	9.77K	SH	$8.83M 3.18%	9.77K
VANECK ETF TRUSTSOLE	SEMICONDUCTR ETF	34.78K	SH	$7.82M 2.82%	34.78K
J P MORGAN EXCHANGE TRADED FSOLE	EQUITY PREMIUM	131.01K	SH	$7.58M 2.73%	131.01K
GLOBAL X FDSSOLE	US INFR DEV ETF	160.71K	SH	$6.40M 2.30%	160.71K
GLOBAL X FDSSOLE	CYBRSCURTY ETF	211.30K	SH	$6.29M 2.26%	211.30K
SPDR SER TRSOLE	AEROSPACE DEF	42.95K	SH	$6.04M 2.17%	42.95K
FIRST TR EXCHNG TRADED FD VISOLE	FT VEST US EQT	122.96K	SH	$5.57M 2.01%	122.96K
PACER FDS TRSOLE	PACER US SMALL	110.85K	SH	$5.45M 1.96%	110.85K
AMAZON COM INCSOLE	COM	30.20K	SH	$5.45M 1.96%	30.20K
SCHWAB STRATEGIC TRSOLE	SCHWAB FDT US LG	78.07K	SH	$5.26M 1.90%	78.07K
INVESCO EXCH TRD SLF IDX FDSOLE	RAFI STRATGIC US	110.47K	SH	$5.24M 1.89%	110.47K
VANECK ETF TRUSTSOLE	FALLEN ANGEL HG	178.03K	SH	$5.17M 1.86%	178.03K
ISHARES TRSOLE	GLOBAL 100 ETF	54.97K	SH	$4.92M 1.77%	54.97K
ISHARES TRSOLE	LATN AMER 40 ETF	171.50K	SH	$4.88M 1.76%	171.50K
J P MORGAN EXCHANGE TRADED FSOLE	US QUALTY FCTR	90.25K	SH	$4.77M 1.72%	90.25K
ALPHABET INCSOLE	CAP STK CL A	30.67K	SH	$4.63M 1.67%	30.67K
ISHARES TRSOLE	CORE INTL AGGR	86.13K	SH	$4.30M 1.55%	86.13K
SPDR SER TRSOLE	S&P INS ETF	80.04K	SH	$4.17M 1.50%	80.04K
MICROSOFT CORPSOLE	COM	8.60K	SH	$3.62M 1.30%	8.60K
SELECT SECTOR SPDR TRSOLE	COMMUNICATION	42.58K	SH	$3.48M 1.25%	42.58K

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