ZIMMERMANN INVESTMENT MANAGEMENT & PLANNING LLC

Filed: 10/31/2023ACC: 0001908404-23-000005

📋 What this filing means

ZIMMERMANN INVESTMENT MANAGEMENT & PLANNING LLC filed this quarterly 13F‑HR report disclosing 102 equity positions with a total reported market value of $208.57M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.

102

Positions

$208.57M

Total AUM (reported)

3.10M

Total Shares

Allocation by class

COM$37.69M18.1%

UNIT SER 1$15.53M7.4%

S&P 100 ETF$10.20M4.9%

ULTRA SHRT INC$7.14M3.4%

GLOBAL 100 ETF$6.64M3.2%

EQUITY PREMIUM$6.64M3.2%

SCHWAB FDT US LG$6.56M3.1%

Portfolio Concentration

Top 3$35.20M16.9%

4–10$45.04M21.6%

11–25$61.67M29.6%

Rest$66.66M32.0%

Top 3 weight

16.9%

Top 10 weight

38.5%

Voting Authority Distribution

Total shares with voting rights: 3.10M

Sole

Full voting authority

3.10M

% of voting shares100.0%

Shared

Joint voting authority

0.00

% of voting shares0.0%

None

No voting authority

0.00

% of voting shares0.0%

Investment Discretion (by position count)

Sole102

Shared0

Other0

Dominant voting typeSole · 100.0% of voting shares

Institutional Holdings102

Rows:

INVESCO QQQ TR

SOLE

UNIT SER 1

Shares43.36K

TypeSH

Market value$15.53M

7.45%

Sole

43.36K

Shared

0.00

None

0.00

ISHARES TR

SOLE

S&P 100 ETF

Shares50.84K

TypeSH

Market value$10.20M

4.89%

Sole

50.84K

Shared

0.00

None

0.00

APPLE INC

SOLE

COM

Shares55.26K

TypeSH

Market value$9.46M

4.54%

Sole

55.26K

Shared

0.00

None

0.00

J P MORGAN EXCHANGE TRADED F

SOLE

ULTRA SHRT INC

Shares142.31K

TypeSH

Market value$7.14M

3.42%

Sole

142.31K

Shared

0.00

None

0.00

ISHARES TR

SOLE

GLOBAL 100 ETF

Shares90.72K

TypeSH

Market value$6.64M

3.19%

Sole

90.72K

Shared

0.00

None

0.00

J P MORGAN EXCHANGE TRADED F

SOLE

EQUITY PREMIUM

Shares123.92K

TypeSH

Market value$6.64M

3.18%

Sole

123.92K

Shared

0.00

None

0.00

SCHWAB STRATEGIC TR

SOLE

SCHWAB FDT US LG

Shares117.17K

TypeSH

Market value$6.56M

3.14%

Sole

117.17K

Shared

0.00

None

0.00

INVESCO EXCHANGE TRADED FD T

SOLE

S&P MDCP QUALITY

Shares78.05K

TypeSH

Market value$6.29M

3.01%

Sole

78.05K

Shared

0.00

None

0.00

VANECK ETF TRUST

SOLE

MRNGSTR WDE MOAT

Shares80.37K

TypeSH

Market value$6.10M

2.92%

Sole

80.37K

Shared

0.00

None

0.00

FIRST TR NAS100 EQ WEIGHTED

SOLE

SHS

Shares54.60K

TypeSH

Market value$5.68M

2.72%

Sole

54.60K

Shared

0.00

None

0.00

ISHARES TR

SOLE

LATN AMER 40 ETF

Shares200.83K

TypeSH

Market value$5.13M

2.46%

Sole

200.83K

Shared

0.00

None

0.00

FIRST TR EXCHNG TRADED FD VI

SOLE

CBOE VEST US EQT

Shares125.09K

TypeSH

Market value$5.07M

2.43%

Sole

125.09K

Shared

0.00

None

0.00

VANECK ETF TRUST

SOLE

SEMICONDUCTR ETF

Shares32.70K

TypeSH

Market value$4.74M

2.27%

Sole

32.70K

Shared

0.00

None

0.00

ISHARES TR

SOLE

RUS TP200 GR ETF

Shares30.35K

TypeSH

Market value$4.67M

2.24%

Sole

30.35K

Shared

0.00

None

0.00

GLOBAL X FDS

SOLE

LITHIUM BTRY ETF

Shares77.96K

TypeSH

Market value$4.30M

2.06%

Sole

77.96K

Shared

0.00

None

0.00

GLOBAL X FDS

SOLE

US INFR DEV ETF

Shares138.89K

TypeSH

Market value$4.22M

2.02%

Sole

138.89K

Shared

0.00

None

0.00

GLOBAL X FDS

SOLE

CYBRSCURTY ETF

Shares168.64K

TypeSH

Market value$4.10M

1.96%

Sole

168.64K

Shared

0.00

None

0.00

NVIDIA CORPORATION

SOLE

COM

Shares9.21K

TypeSH

Market value$4.01M

1.92%

Sole

9.21K

Shared

0.00

None

0.00

PACER FDS TR

SOLE

TRENDPILOT 100

Shares64.73K

TypeSH

Market value$3.98M

1.91%

Sole

64.73K

Shared

0.00

None

0.00

ALPHABET INC

SOLE

CAP STK CL A

Shares30.11K

TypeSH

Market value$3.94M

1.89%

Sole

30.11K

Shared

0.00

None

0.00

SPDR SER TR

SOLE

AEROSPACE DEF

Shares34.03K

TypeSH

Market value$3.81M

1.83%

Sole

34.03K

Shared

0.00

None

0.00

ISHARES TR

SOLE

CORE INTL AGGR

Shares74.91K

TypeSH

Market value$3.65M

1.75%

Sole

74.91K

Shared

0.00

None

0.00

AMAZON COM INC

SOLE

COM

Shares28.50K

TypeSH

Market value$3.62M

1.74%

Sole

28.50K

Shared

0.00

None

0.00

J P MORGAN EXCHANGE TRADED F

SOLE

MKT EXPN ENHNCD

Shares66.59K

TypeSH

Market value$3.23M

1.55%

Sole

66.59K

Shared

0.00

None

0.00

SPDR SER TR

SOLE

S&P CAP MKTS

Shares36.85K

TypeSH

Market value$3.20M

1.53%

Sole

36.85K

Shared

0.00

None

0.00

Issuer	Class	Shares	Type	Value / Portfolio %	Voting — Sole
INVESCO QQQ TRSOLE	UNIT SER 1	43.36K	SH	$15.53M 7.45%	43.36K
ISHARES TRSOLE	S&P 100 ETF	50.84K	SH	$10.20M 4.89%	50.84K
APPLE INCSOLE	COM	55.26K	SH	$9.46M 4.54%	55.26K
J P MORGAN EXCHANGE TRADED FSOLE	ULTRA SHRT INC	142.31K	SH	$7.14M 3.42%	142.31K
ISHARES TRSOLE	GLOBAL 100 ETF	90.72K	SH	$6.64M 3.19%	90.72K
J P MORGAN EXCHANGE TRADED FSOLE	EQUITY PREMIUM	123.92K	SH	$6.64M 3.18%	123.92K
SCHWAB STRATEGIC TRSOLE	SCHWAB FDT US LG	117.17K	SH	$6.56M 3.14%	117.17K
INVESCO EXCHANGE TRADED FD TSOLE	S&P MDCP QUALITY	78.05K	SH	$6.29M 3.01%	78.05K
VANECK ETF TRUSTSOLE	MRNGSTR WDE MOAT	80.37K	SH	$6.10M 2.92%	80.37K
FIRST TR NAS100 EQ WEIGHTEDSOLE	SHS	54.60K	SH	$5.68M 2.72%	54.60K
ISHARES TRSOLE	LATN AMER 40 ETF	200.83K	SH	$5.13M 2.46%	200.83K
FIRST TR EXCHNG TRADED FD VISOLE	CBOE VEST US EQT	125.09K	SH	$5.07M 2.43%	125.09K
VANECK ETF TRUSTSOLE	SEMICONDUCTR ETF	32.70K	SH	$4.74M 2.27%	32.70K
ISHARES TRSOLE	RUS TP200 GR ETF	30.35K	SH	$4.67M 2.24%	30.35K
GLOBAL X FDSSOLE	LITHIUM BTRY ETF	77.96K	SH	$4.30M 2.06%	77.96K
GLOBAL X FDSSOLE	US INFR DEV ETF	138.89K	SH	$4.22M 2.02%	138.89K
GLOBAL X FDSSOLE	CYBRSCURTY ETF	168.64K	SH	$4.10M 1.96%	168.64K
NVIDIA CORPORATIONSOLE	COM	9.21K	SH	$4.01M 1.92%	9.21K
PACER FDS TRSOLE	TRENDPILOT 100	64.73K	SH	$3.98M 1.91%	64.73K
ALPHABET INCSOLE	CAP STK CL A	30.11K	SH	$3.94M 1.89%	30.11K
SPDR SER TRSOLE	AEROSPACE DEF	34.03K	SH	$3.81M 1.83%	34.03K
ISHARES TRSOLE	CORE INTL AGGR	74.91K	SH	$3.65M 1.75%	74.91K
AMAZON COM INCSOLE	COM	28.50K	SH	$3.62M 1.74%	28.50K
J P MORGAN EXCHANGE TRADED FSOLE	MKT EXPN ENHNCD	66.59K	SH	$3.23M 1.55%	66.59K
SPDR SER TRSOLE	S&P CAP MKTS	36.85K	SH	$3.20M 1.53%	36.85K

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