ZHAO LYNN (Chief Financial Officer) sold 8.8% of their position (5.90K shares) of SOCKET MOBILE, INC. on the open market
Open‑market sale worth $74.2K — a moderate reduction. Review remaining holdings and any 10b5‑1 plan disclosures.
S · 1 sale
Filed: 3/3/2021ACC: 0000944075-21-000014
DirectorOfficer· Chief Financial Officer
Since Feb 2026
-5.90K
Net shares
Net seller
$74.2K
Total sold
1
Open market trades
0B · 1S
5
Total transactions
5.90K acquired · 11.80K disposed
Non-Derivative Transactions3
Common Stock
Direct
Shares
+3.60K
Price / share
$2.36
Trade value
$8.50K
% of position
5.9%
3/1/2021
61.15K→64.75K
Common Stock
Direct
Shares
+2.30K
Price / share
$1.08
Trade value
$2.48K
% of position
3.6%
3/1/2021
64.75K→67.05K
Common Stock
Direct
Shares
−5.90K
Price / share
$12.58
Trade value
$74.22K
% of position
8.8%
3/1/2021
67.05K→61.15K
Total
Net shares
+0.00
Net value
-$63.24K
| Security | Date | Type | Shares | Price / Share | Trade Value | % of Position | Held Before | Held After |
|---|---|---|---|---|---|---|---|---|
| Common Stock Direct | 3/1/2021 | M · Option Exercise | +3.60K | $2.36 | $8.50K | 5.9% | 61.15K | 64.75K |
| Common Stock Direct | 3/1/2021 | M · Option Exercise | +2.30K | $1.08 | $2.48K | 3.6% | 64.75K | 67.05K |
| Common Stock Direct | 3/1/2021 | S · Sale | −5.90K | $12.58 | $74.22K | 8.8% | 67.05K | 61.15K |
| Total | +0.00 | -$63.24K | ||||||
Derivative Transactions2
Common stock option
Direct
Converts to
Common
3.60K shares
Shares
−3.60K
Strike price
2.36
Held after
83.71K
Exercisable
—
3/1/2021
Common stock option
Direct
Converts to
Common
2.30K shares
Shares
−2.30K
Strike price
1.08
Held after
81.41K
Exercisable
—
3/1/2021
| Security | Converts To | Date | Type | Shares | Strike Price | Exercisable | Held After |
|---|---|---|---|---|---|---|---|
| Common stock option Direct | Common3.60K shares | 3/1/2021 | X · X | −3.60K | 2.36 | — | 83.71K |
| Common stock option Direct | Common2.30K shares | 3/1/2021 | X · X | −2.30K | 1.08 | — | 81.41K |