ZHAO JONATHON ZHONG enters AVINGER INC with 75.33K shares plus derivative instruments
Holding both equity and derivatives at entry signals strong long-term conviction in the company.
Indirect Derivatives
Filed: 3/14/2024ACC: 0001437749-24-007855
75.33K
Baseline shares
0.00
Direct ownership
0 positions
0.00
Derivative underlying
1 instrument
1
Security positions
75.33K indirect
Non-Derivative Holdings1
Common stock
IndirectShares owned75.33K
Total
75.33K indirect75.33K
| Security Title | Shares Owned | Ownership Type |
|---|---|---|
| Common stock | 75.33K | Indirect |
| Total | 75.33K | 75.33K indirect |
Derivative Holdings1
Series F Convertible Preferred Stock
IndirectUnderlying security
Common stock
Underlying shares
N/A
Shares owned
N/A
Exercise price
Expiration
—
Exercise window
—
Total
Underlying
0.00
Owned
0.00
| Security | Underlying | Exercise Price | Exercise Window | Expiration | Underlying Shares | Shares Owned |
|---|---|---|---|---|---|---|
| Series F Convertible Preferred Stock Indirect | Common stock | — | — | N/A | N/A | |
| Total | 0.00 | 0.00 | ||||