ZEMLYAK JAMES M (President) exercised options at STIFEL FINANCIAL CORP
Option exercise — a mechanical event triggered by vesting or expiry. Not a discretionary conviction trade.
M · 1 exercise
Filed: 1/15/2026ACC: 0001193125-26-014188
Officer· President
Since Feb 2026
-10.14K
Net shares
Net seller
$1.27M
Total sold
0
Open market trades
0B · 0S
3
Total transactions
25.57K acquired · 35.71K disposed
Non-Derivative Transactions2
Common Stock
Direct
Shares
+25.57K
Price / share
—
Trade value
—
% of position
2.3%
1/13/2026
1.13M→1.16M
Common Stock
Direct
Shares
−10.14K
Price / share
$125.22
Trade value
$1.27M
% of position
0.9%
1/13/2026
1.16M→1.15M
Total
Net shares
+15.43K
Net value
-$1.27M
| Security | Date | Type | Shares | Price / Share | Trade Value | % of Position | Held Before | Held After |
|---|---|---|---|---|---|---|---|---|
| Common Stock Direct | 1/13/2026 | M · Option Exercise | +25.57K | — | — | 2.3% | 1.13M | 1.16M |
| Common Stock Direct | 1/13/2026 | F · Tax Withholding | −10.14K | $125.22 | $1.27M | 0.9% | 1.16M | 1.15M |
| Total | +15.43K | -$1.27M | ||||||
Derivative Transactions1
Phantom Stock Units
Direct
Converts to
Common Stock
25.57K shares
Shares
−25.57K
Strike price
0
Held after
60.78K
Exercisable
—
1/13/2026
| Security | Converts To | Date | Type | Shares | Strike Price | Exercisable | Held After |
|---|---|---|---|---|---|---|---|
| Phantom Stock Units Direct | Common Stock25.57K shares | 1/13/2026 | M · Option Exercise | −25.57K | 0 | — | 60.78K |
Non-Derivative Holdings (Post-Transaction)2
Common Stock
IndirectShares owned421.00
Common Stock
IndirectShares owned7.08K
Total
7.50K indirect7.50K
| Security Title | Shares Owned | Ownership Type |
|---|---|---|
| Common Stock | 421.00 | Indirect |
| Common Stock | 7.08K | Indirect |
| Total | 7.50K | 7.50K indirect |
Derivative Holdings (Post-Transaction)0
No derivative holdings reported