ZEMLYAK JAMES M (President) exercised options at STIFEL FINANCIAL CORP
Option exercise — a mechanical event triggered by vesting or expiry. Not a discretionary conviction trade.
M · 1 exercise
Filed: 3/4/2025ACC: 0000950170-25-032337
Officer· President
Since Feb 2026
-2.63K
Net shares
Net seller
$276.3K
Total sold
0
Open market trades
0B · 0S
3
Total transactions
5.98K acquired · 8.61K disposed
Non-Derivative Transactions2
Common Stock
Direct
Shares
+5.98K
Price / share
—
Trade value
—
% of position
0.5%
2/28/2025
1.17M→1.17M
Common Stock
Direct
Shares
−2.63K
Price / share
$104.90
Trade value
$276.31K
% of position
0.2%
2/28/2025
1.17M→1.17M
Total
Net shares
+3.34K
Net value
-$276.31K
| Security | Date | Type | Shares | Price / Share | Trade Value | % of Position | Held Before | Held After |
|---|---|---|---|---|---|---|---|---|
| Common Stock Direct | 2/28/2025 | M · Option Exercise | +5.98K | — | — | 0.5% | 1.17M | 1.17M |
| Common Stock Direct | 2/28/2025 | F · Tax Withholding | −2.63K | $104.90 | $276.31K | 0.2% | 1.17M | 1.17M |
| Total | +3.34K | -$276.31K | ||||||
Derivative Transactions1
Phantom Stock Units
Direct
Converts to
Common Stock
5.98K shares
Shares
−5.98K
Strike price
0
Held after
62.48K
Exercisable
—
2/28/2025
| Security | Converts To | Date | Type | Shares | Strike Price | Exercisable | Held After |
|---|---|---|---|---|---|---|---|
| Phantom Stock Units Direct | Common Stock5.98K shares | 2/28/2025 | M · Option Exercise | −5.98K | 0 | — | 62.48K |
Non-Derivative Holdings (Post-Transaction)2
Common Stock
IndirectShares owned415.00
Common Stock
IndirectShares owned6.96K
Total
7.38K indirect7.38K
| Security Title | Shares Owned | Ownership Type |
|---|---|---|
| Common Stock | 415.00 | Indirect |
| Common Stock | 6.96K | Indirect |
| Total | 7.38K | 7.38K indirect |
Derivative Holdings (Post-Transaction)0
No derivative holdings reported