ZEMLYAK JAMES M (President) exercised options at STIFEL FINANCIAL CORP
Option exercise — a mechanical event triggered by vesting or expiry. Not a discretionary conviction trade.
M · 1 exercise
Filed: 2/5/2025ACC: 0000950170-25-014585
Officer· President
Since Feb 2026
+18.27K
Net shares
Net buyer
$1.17M
Total sold
0
Open market trades
0B · 0S
4
Total transactions
50.80K acquired · 32.52K disposed
Non-Derivative Transactions2
Common Stock
Direct
Shares
+22.58K
Price / share
—
Trade value
—
% of position
2.0%
2/3/2025
1.15M→1.17M
Common Stock
Direct
Shares
−9.95K
Price / share
$117.51
Trade value
$1.17M
% of position
0.9%
2/3/2025
1.17M→1.16M
Total
Net shares
+12.63K
Net value
-$1.17M
| Security | Date | Type | Shares | Price / Share | Trade Value | % of Position | Held Before | Held After |
|---|---|---|---|---|---|---|---|---|
| Common Stock Direct | 2/3/2025 | M · Option Exercise | +22.58K | — | — | 2.0% | 1.15M | 1.17M |
| Common Stock Direct | 2/3/2025 | F · Tax Withholding | −9.95K | $117.51 | $1.17M | 0.9% | 1.17M | 1.16M |
| Total | +12.63K | -$1.17M | ||||||
Derivative Transactions2
Phantom Stock Units
Direct
Converts to
Common Stock
28.22K shares
Shares
+28.22K
Strike price
0
Held after
91.03K
Exercisable
—
2/3/2025
Phantom Stock Units
Direct
Converts to
Common Stock
22.58K shares
Shares
−22.58K
Strike price
0
Held after
68.46K
Exercisable
—
2/3/2025
| Security | Converts To | Date | Type | Shares | Strike Price | Exercisable | Held After |
|---|---|---|---|---|---|---|---|
| Phantom Stock Units Direct | Common Stock28.22K shares | 2/3/2025 | A · Award | +28.22K | 0 | — | 91.03K |
| Phantom Stock Units Direct | Common Stock22.58K shares | 2/3/2025 | M · Option Exercise | −22.58K | 0 | — | 68.46K |
Non-Derivative Holdings (Post-Transaction)2
Common Stock
IndirectShares owned415.00
Common Stock
IndirectShares owned6.96K
Total
7.38K indirect7.38K
| Security Title | Shares Owned | Ownership Type |
|---|---|---|
| Common Stock | 415.00 | Indirect |
| Common Stock | 6.96K | Indirect |
| Total | 7.38K | 7.38K indirect |
Derivative Holdings (Post-Transaction)0
No derivative holdings reported