ZEMLYAK JAMES M (President) exercised options at STIFEL FINANCIAL CORP
Option exercise — a mechanical event triggered by vesting or expiry. Not a discretionary conviction trade.
M · 1 exercise
Filed: 1/10/2025ACC: 0000950170-25-004252
Officer· President
Since Feb 2026
-9.21K
Net shares
Net seller
$977.1K
Total sold
0
Open market trades
0B · 0S
3
Total transactions
23.92K acquired · 33.13K disposed
Non-Derivative Transactions2
Common Stock
Direct
Shares
+23.92K
Price / share
—
Trade value
—
% of position
2.1%
1/8/2025
1.13M→1.16M
Common Stock
Direct
Shares
−9.21K
Price / share
$106.08
Trade value
$977.10K
% of position
0.8%
1/8/2025
1.16M→1.15M
Total
Net shares
+14.71K
Net value
-$977.10K
| Security | Date | Type | Shares | Price / Share | Trade Value | % of Position | Held Before | Held After |
|---|---|---|---|---|---|---|---|---|
| Common Stock Direct | 1/8/2025 | M · Option Exercise | +23.92K | — | — | 2.1% | 1.13M | 1.16M |
| Common Stock Direct | 1/8/2025 | F · Tax Withholding | −9.21K | $106.08 | $977.10K | 0.8% | 1.16M | 1.15M |
| Total | +14.71K | -$977.10K | ||||||
Derivative Transactions1
Phantom Stock Units
Direct
Converts to
Common Stock
23.92K shares
Shares
−23.92K
Strike price
0
Held after
62.81K
Exercisable
—
1/8/2025
| Security | Converts To | Date | Type | Shares | Strike Price | Exercisable | Held After |
|---|---|---|---|---|---|---|---|
| Phantom Stock Units Direct | Common Stock23.92K shares | 1/8/2025 | M · Option Exercise | −23.92K | 0 | — | 62.81K |
Non-Derivative Holdings (Post-Transaction)2
Common Stock
IndirectShares owned415.00
Common Stock
IndirectShares owned6.96K
Total
7.38K indirect7.38K
| Security Title | Shares Owned | Ownership Type |
|---|---|---|
| Common Stock | 415.00 | Indirect |
| Common Stock | 6.96K | Indirect |
| Total | 7.38K | 7.38K indirect |
Derivative Holdings (Post-Transaction)0
No derivative holdings reported