ZEMBA DOUGLAS D. (CFO & Treasurer) received a stock award from EXONE CO

Compensation award — not an open‑market transaction. Less informative as a directional signal.

A · 1 award

ZEMBA DOUGLAS D.

Filed: 11/16/2021ACC: 0000899243-21-044755

InsiderZEMBA DOUGLAS D.CIK 1746882

→

IssuerEXONE COCIK 1561627

Officer· CFO & Treasurer

Since Jul 2018

-126.86K

Net shares

Net seller

$348.9K

Total sold

Open market trades

0B · 0S

Total transactions

3.51K acquired · 130.37K disposed

Non-Derivative Transactions8

Common Stock, par value $0.01

Direct

D · Disposition

−30.97K

Price / share

—

Trade value

—

% of position

53.2%

11/12/2021

58.19K→27.22K

Common Stock, par value $0.01

Direct

F · Tax Withholding

−8.50K

Price / share

$26.70

Trade value

$227.06K

% of position

31.2%

11/12/2021

27.22K→18.71K

Common Stock, par value $0.01

Direct

D · Disposition

−11.50K

Price / share

—

Trade value

—

% of position

61.4%

11/12/2021

18.71K→7.22K

Common Stock, par value $0.01

Direct

F · Tax Withholding

−3.07K

Price / share

$26.70

Trade value

$81.97K

% of position

42.5%

11/12/2021

7.22K→4.15K

Common Stock, par value $0.01

Direct

D · Disposition

−4.15K

Price / share

—

Trade value

—

% of position

New position

11/12/2021

4.15K→0.00

Common Stock, par value $0.01

Direct

A · Award

+3.51K

Price / share

—

Trade value

—

% of position

New position

11/12/2021

0.00→3.51K

Common Stock, par value $0.01

Direct

F · Tax Withholding

−1.49K

Price / share

$26.70

Trade value

$39.86K

% of position

42.5%

11/12/2021

3.51K→2.02K

Common Stock, par value $0.01

Direct

D · Disposition

−2.02K

Price / share

—

Trade value

—

% of position

New position

11/12/2021

2.02K→0.00

Total

Net shares

−58.19K

Net value

-$348.89K

Security	Date	Type	Shares	Price / Share	Trade Value	% of Position	Held Before	Held After
Common Stock, par value $0.01 Direct	11/12/2021	D · Disposition	−30.97K	—	—	53.2%	58.19K	27.22K
Common Stock, par value $0.01 Direct	11/12/2021	F · Tax Withholding	−8.50K	$26.70	$227.06K	31.2%	27.22K	18.71K
Common Stock, par value $0.01 Direct	11/12/2021	D · Disposition	−11.50K	—	—	61.4%	18.71K	7.22K
Common Stock, par value $0.01 Direct	11/12/2021	F · Tax Withholding	−3.07K	$26.70	$81.97K	42.5%	7.22K	4.15K
Common Stock, par value $0.01 Direct	11/12/2021	D · Disposition	−4.15K	—	—	New position	4.15K	0.00
Common Stock, par value $0.01 Direct	11/12/2021	A · Award	+3.51K	—	—	New position	0.00	3.51K
Common Stock, par value $0.01 Direct	11/12/2021	F · Tax Withholding	−1.49K	$26.70	$39.86K	42.5%	3.51K	2.02K
Common Stock, par value $0.01 Direct	11/12/2021	D · Disposition	−2.02K	—	—	New position	2.02K	0.00
Total			−58.19K		-$348.89K

Derivative Transactions4

Stock Option (right to buy)

Direct

D · Disposition

Converts to

Common Stock

6.67K shares

−6.67K

Strike price

18.00

Held after

0.00

Exercisable

—

11/12/2021

Stock Option (right to buy)

Direct

D · Disposition

Converts to

Common Stock

12K shares

−12K

Strike price

10.10

Held after

0.00

Exercisable

—

11/12/2021

Stock Option (right to buy)

Direct

D · Disposition

Converts to

Common Stock

25K shares

−25K

Strike price

7.91

Held after

0.00

Exercisable

—

11/12/2021

Stock Option (right to buy)

Direct

D · Disposition

Converts to

Common Stock

25K shares

−25K

Strike price

7.11

Held after

0.00

Exercisable

—

11/12/2021

Security	Converts To	Date	Type	Shares	Strike Price	Exercisable
Stock Option (right to buy) Direct	Common Stock6.67K shares	11/12/2021	D · Disposition	−6.67K	18.00	—
Stock Option (right to buy) Direct	Common Stock12K shares	11/12/2021	D · Disposition	−12K	10.10	—
Stock Option (right to buy) Direct	Common Stock25K shares	11/12/2021	D · Disposition	−25K	7.91	—
Stock Option (right to buy) Direct	Common Stock25K shares	11/12/2021	D · Disposition	−25K	7.11	—