ZAUSMER ADAM (Chief Credit Officer) exercised options at READY CAPITAL CORP
Option exercise — a mechanical event triggered by vesting or expiry. Not a discretionary conviction trade.
M · 1 exercise
Filed: 1/11/2024ACC: 0001104659-24-003425
Officer· Chief Credit Officer
Since Jul 2021
-2.02K
Net shares
Net seller
$20.2K
Total sold
0
Open market trades
0B · 0S
3
Total transactions
5.57K acquired · 7.59K disposed
Non-Derivative Transactions2
Common Stock
Direct
Shares
+5.57K
Price / share
—
Trade value
—
% of position
8.6%
1/9/2024
64.93K→70.49K
Common Stock
Direct
Shares
−2.02K
Price / share
$10.00
Trade value
$20.23K
% of position
2.9%
1/9/2024
70.49K→68.47K
Total
Net shares
+3.54K
Net value
-$20.23K
| Security | Date | Type | Shares | Price / Share | Trade Value | % of Position | Held Before | Held After |
|---|---|---|---|---|---|---|---|---|
| Common Stock Direct | 1/9/2024 | M · Option Exercise | +5.57K | — | — | 8.6% | 64.93K | 70.49K |
| Common Stock Direct | 1/9/2024 | F · Tax Withholding | −2.02K | $10.00 | $20.23K | 2.9% | 70.49K | 68.47K |
| Total | +3.54K | -$20.23K | ||||||
Derivative Transactions1
Performance Stock Units
Direct
Converts to
Common Stock
5.57K shares
Shares
−5.57K
Strike price
Held after
0.00
Exercisable
—
1/9/2024
| Security | Converts To | Date | Type | Shares | Strike Price | Exercisable | Held After |
|---|---|---|---|---|---|---|---|
| Performance Stock Units Direct | Common Stock5.57K shares | 1/9/2024 | M · Option Exercise | −5.57K | — | 0.00 |