ZAUDERER MAURICE

PrivateCIK: 1747753

Location

ROCHESTER, NY

ZAUDERER MAURICE

Filed: 11/3/2023ACC: 0001062993-23-020103

InsiderZAUDERER MAURICECIK 1747753

→

IssuerVACCINEX, INC.CIK 1205922

DirectorOfficer10% Owner· President and CEO

Since Aug 2018

+136.75K

Net shares

Net buyer

$0.00

Total acquired

0

Open market trades

0B · 0S

1

Total transactions

136.75K acquired

Non-Derivative Transactions0

No non-derivative transactions reported

Derivative Transactions1

Warrant (Right to Buy)

Indirect

A · Award

Converts to

Common Stock

136.75K shares

Shares

+136.75K

Strike price

2.34

Held after

136.75K

Exercisable

—

11/2/2023

Security	Converts To	Date	Type	Shares	Strike Price	Exercisable	Held After
Warrant (Right to Buy) Indirect	Common Stock136.75K shares	11/2/2023	A · Award	+136.75K	2.34	—	136.75K

Non-Derivative Holdings (Post-Transaction)4

Common Stock

Indirect

Shares owned14.14K

Common Stock

Indirect

Shares owned979.60K

Common Stock

Direct

Shares owned22.12K

Common Stock

Indirect

Shares owned14.21K

Total

22.12K direct·1.01M indirect1.03M

Security Title	Shares Owned	Ownership Type
Common Stock	14.14K	Indirect
Common Stock	979.60K	Indirect
Common Stock	22.12K	Direct
Common Stock	14.21K	Indirect
Total	1.03M	22.12K direct·1.01M indirect

Derivative Holdings (Post-Transaction)9

Stock Option (Right to Buy)

Direct

Underlying security

Common Stock

Underlying shares

1.87K

Shares owned

1.87K

Exercise price

19.35

Expiration

—

Exercise window

—

Warrant (Right to Buy)

Indirect

Underlying security

Common Stock

Underlying shares

500K

Shares owned

500K

Exercise price

1.0

Expiration

—

Exercise window

—

Stock Option (Right to Buy)

Direct

Underlying security

Common Stock

Underlying shares

3.73K

Shares owned

3.73K

Exercise price

6.59

Expiration

—

Exercise window

—

Stock Option (Right to Buy)

Direct

Underlying security

Common Stock

Underlying shares

1.33K

Shares owned

1.33K

Exercise price

64.35

Expiration

—

Exercise window

—

Stock Option (Right to Buy)

Direct

Underlying security

Common Stock

Underlying shares

1.89K

Shares owned

1.89K

Exercise price

100.2

Expiration

—

Exercise window

—

Stock Option (Right to Buy)

Direct

Underlying security

Common Stock

Underlying shares

933.00

Shares owned

933.00

Exercise price

43.95

Expiration

—

Exercise window

—

Stock Option (Right to Buy)

Direct

Underlying security

Common Stock

Underlying shares

221.00

Shares owned

221.00

Exercise price

106.5

Expiration

—

Exercise window

—

Stock Option (Right to Buy)

Direct

Underlying security

Common Stock

Underlying shares

172.00

Shares owned

172.00

Exercise price

223.5

Expiration

—

Exercise window

—

Stock Option (Right to Buy)

Direct

Underlying security

Common Stock

Underlying shares

172.00

Shares owned

172.00

Exercise price

223.5

Expiration

—

Exercise window

—

Total

Underlying

510.32K

Owned

510.32K

Security	Underlying	Exercise Price	Exercise Window	Expiration	Underlying Shares	Shares Owned
Stock Option (Right to Buy) Direct	Common Stock	19.35	—	—	1.87K	1.87K
Warrant (Right to Buy) Indirect	Common Stock	1.0	—	—	500K	500K
Stock Option (Right to Buy) Direct	Common Stock	6.59	—	—	3.73K	3.73K
Stock Option (Right to Buy) Direct	Common Stock	64.35	—	—	1.33K	1.33K
Stock Option (Right to Buy) Direct	Common Stock	100.2	—	—	1.89K	1.89K
Stock Option (Right to Buy) Direct	Common Stock	43.95	—	—	933.00	933.00
Stock Option (Right to Buy) Direct	Common Stock	106.5	—	—	221.00	221.00
Stock Option (Right to Buy) Direct	Common Stock	223.5	—	—	172.00	172.00
Stock Option (Right to Buy) Direct	Common Stock	223.5	—	—	172.00	172.00
Total					510.32K	510.32K

ZAUDERER MAURICE — Insider Transaction (Form 4) Filed Nov 3, 2023 | Finecho