ZADNO REZA

PrivateCIK: 1632326

Location

MENLO PARK, CA

ZADNO REZA (President and CEO) exercised options at AVEDRO INC

Option exercise — a mechanical event triggered by vesting or expiry. Not a discretionary conviction trade.

M · 3 exercises

ZADNO REZA

Filed: 9/5/2019ACC: 0001209191-19-048637

InsiderZADNO REZACIK 1632326

→

IssuerAVEDRO INCCIK 1343304

DirectorOfficer· President and CEO

Since Feb 2019

-1.75K

Net shares

Net seller

$40.2K

Total sold

0

Open market trades

0B · 0S

8

Total transactions

8.25K acquired · 10K disposed

Non-Derivative Transactions4

Common Stock

Direct

M · Option Exercise

Shares

+1.05K

Price / share

—

Trade value

—

% of position

9.1%

3/1/2019

11.56K→12.62K

Common Stock

Direct

M · Option Exercise

Shares

+1.05K

Price / share

—

Trade value

—

% of position

8.3%

6/3/2019

12.62K→13.67K

Common Stock

Direct

M · Option Exercise

Shares

+6.15K

Price / share

—

Trade value

—

% of position

45.0%

9/3/2019

13.67K→19.82K

Common Stock

Direct

F · Tax Withholding

Shares

−1.75K

Price / share

$22.93

Trade value

$40.20K

% of position

8.8%

9/3/2019

19.82K→18.06K

Total

Net shares

+6.50K

Net value

-$40.20K

Security	Date	Type	Shares	Price / Share	Trade Value	% of Position	Held Before	Held After
Common Stock Direct	3/1/2019	M · Option Exercise	+1.05K	—	—	9.1%	11.56K	12.62K
Common Stock Direct	6/3/2019	M · Option Exercise	+1.05K	—	—	8.3%	12.62K	13.67K
Common Stock Direct	9/3/2019	M · Option Exercise	+6.15K	—	—	45.0%	13.67K	19.82K
Common Stock Direct	9/3/2019	F · Tax Withholding	−1.75K	$22.93	$40.20K	8.8%	19.82K	18.06K
Total			+6.50K		-$40.20K

Derivative Transactions4

Restricted Stock Units

Direct

M · Option Exercise

Converts to

Common Stock

1.05K shares

Shares

−1.05K

Strike price

Held after

4.21K

Exercisable

—

3/1/2019

Restricted Stock Units

Direct

M · Option Exercise

Converts to

Common Stock

1.05K shares

Shares

−1.05K

Strike price

Held after

3.15K

Exercisable

—

6/3/2019

Restricted Stock Units

Direct

M · Option Exercise

Converts to

Common Stock

1.05K shares

Shares

−1.05K

Strike price

Held after

2.10K

Exercisable

—

9/3/2019

Restricted Stock Units

Direct

M · Option Exercise

Converts to

Common Stock

5.10K shares

Shares

−5.10K

Strike price

Held after

76.43K

Exercisable

—

9/3/2019

Security	Converts To	Date	Type	Shares	Strike Price	Exercisable	Held After
Restricted Stock Units Direct	Common Stock1.05K shares	3/1/2019	M · Option Exercise	−1.05K		—	4.21K
Restricted Stock Units Direct	Common Stock1.05K shares	6/3/2019	M · Option Exercise	−1.05K		—	3.15K
Restricted Stock Units Direct	Common Stock1.05K shares	9/3/2019	M · Option Exercise	−1.05K		—	2.10K
Restricted Stock Units Direct	Common Stock5.10K shares	9/3/2019	M · Option Exercise	−5.10K		—	76.43K

Non-Derivative Holdings (Post-Transaction)1

Common Stock

Indirect

Shares owned315.00

Total

315.00 indirect315.00

Security Title	Shares Owned	Ownership Type
Common Stock	315.00	Indirect
Total	315.00	315.00 indirect

Derivative Holdings (Post-Transaction)0

No derivative holdings reported

ZADNO REZA — Insider Transaction (Form 4) Filed Sep 5, 2019 | Finecho