YUAN HAN-SHEN

PrivateCIK: 1753419
Location

MOUNTAIN VIEW, CA

YUAN HAN-SHEN (SVP, Engineering) sold 96.4% of their position (61.17K shares) of UPWORK, INC on the open market

Open‑market sale worth $869.3K — a major position exit. Review remaining holdings and any 10b5‑1 plan disclosures.

S · 2 sales
InsiderYUAN HAN-SHENCIK 1753419
IssuerUPWORK, INCCIK 1627475
Officer· SVP, Engineering
Since Oct 2018
-61.17K
Net shares
Net seller
$869.3K
Total sold
2
Open market trades
0B · 2S
6
Total transactions
61.17K acquired · 122.35K disposed
Non-Derivative Transactions4

Common Stock

Direct
M · Option Exercise

Shares

+50K

Price / share

$3.68

Trade value

$184K

% of position

2206.5%
9/19/2019
2.27K52.27K

Common Stock

Direct
S · Sale

Shares

50K

Price / share

$14.30

Trade value

$714.91K

% of position

95.7%
9/19/2019
52.27K2.27K

Common Stock

Direct
M · Option Exercise

Shares

+11.18K

Price / share

$3.68

Trade value

$41.12K

% of position

493.2%
9/20/2019
2.27K13.44K

Common Stock

Direct
S · Sale

Shares

11.18K

Price / share

$13.82

Trade value

$154.40K

% of position

83.1%
9/20/2019
13.44K2.27K
Total

Net shares

+0.00

Net value

-$644.19K

Derivative Transactions2

Employee Stock Option (Right to Buy)

Direct
M · Option Exercise
Converts to

Common Stock

50K shares

Shares

50K

Strike price

3.68

Held after

413.67K

Exercisable

9/19/2019

Employee Stock Option (Right to Buy)

Direct
M · Option Exercise
Converts to

Common Stock

11.18K shares

Shares

11.18K

Strike price

3.68

Held after

402.50K

Exercisable

9/20/2019
YUAN HAN-SHEN — Insider Transaction (Form 4) Filed Sep 23, 2019 | Finecho