YOUNG TRACIE (Chief Risk Managment Officer) exercised options at REPUBLIC FIRST BANCORP INC

Option exercise — a mechanical event triggered by vesting or expiry. Not a discretionary conviction trade.

M · 3 exercises

YOUNG TRACIE

Filed: 5/23/2023ACC: 0001437749-23-015554

InsiderYOUNG TRACIECIK 1699843

→

IssuerREPUBLIC FIRST BANCORP INCCIK 834285

Officer· Chief Risk Managment Officer

Since Feb 2019

+42.65K

Net shares

Net buyer

$3.8K

Total sold

Open market trades

0B · 0S

Total transactions

55.50K acquired · 12.85K disposed

Non-Derivative Transactions5

Common Stock

Direct

M · Option Exercise

+3.38K

Price / share

—

Trade value

—

% of position

28.9%

2/18/2022

11.69K→15.06K

Common Stock

Direct

M · Option Exercise

+3.38K

Price / share

—

Trade value

—

% of position

22.4%

2/18/2023

15.06K→18.44K

Common Stock

Direct

F · Tax Withholding

−1.22K

Price / share

$2.03

Trade value

$2.48K

% of position

6.6%

2/18/2023

18.44K→17.21K

Common Stock

Direct

M · Option Exercise

+3.75K

Price / share

—

Trade value

—

% of position

21.8%

3/21/2023

17.21K→20.96K

Common Stock

Direct

F · Tax Withholding

−1.13K

Price / share

$1.19

Trade value

$1.34K

% of position

5.4%

3/21/2023

20.96K→19.84K

Total

Net shares

+8.15K

Net value

-$3.82K

Security	Date	Type	Shares	Price / Share	Trade Value	% of Position	Held Before	Held After
Common Stock Direct	2/18/2022	M · Option Exercise	+3.38K	—	—	28.9%	11.69K	15.06K
Common Stock Direct	2/18/2023	M · Option Exercise	+3.38K	—	—	22.4%	15.06K	18.44K
Common Stock Direct	2/18/2023	F · Tax Withholding	−1.22K	$2.03	$2.48K	6.6%	18.44K	17.21K
Common Stock Direct	3/21/2023	M · Option Exercise	+3.75K	—	—	21.8%	17.21K	20.96K
Common Stock Direct	3/21/2023	F · Tax Withholding	−1.13K	$1.19	$1.34K	5.4%	20.96K	19.84K
Total			+8.15K		-$3.82K

Derivative Transactions4

Restricted Stock Unit

Direct

M · Option Exercise

Converts to

Common Stock

3.38K shares

−3.38K

Strike price

Held after

10.13K

Exercisable

—

2/18/2022

Restricted Stock Unit

Direct

M · Option Exercise

Converts to

Common Stock

3.38K shares

−3.38K

Strike price

Held after

6.75K

Exercisable

—

2/18/2023

Restricted Stock Unit

Direct

A · Award

Converts to

Common Stock

45K shares

+45K

Strike price

Held after

45K

Exercisable

—

2/21/2023

Restricted Stock Unit

Direct

M · Option Exercise

Converts to

Common Stock

3.75K shares

−3.75K

Strike price

Held after

11.25K

Exercisable

—

3/21/2023

Security	Converts To	Date	Type	Shares	Exercisable	Held After
Restricted Stock Unit Direct	Common Stock3.38K shares	2/18/2022	M · Option Exercise	−3.38K	—	10.13K
Restricted Stock Unit Direct	Common Stock3.38K shares	2/18/2023	M · Option Exercise	−3.38K	—	6.75K
Restricted Stock Unit Direct	Common Stock45K shares	2/21/2023	A · Award	+45K	—	45K
Restricted Stock Unit Direct	Common Stock3.75K shares	3/21/2023	M · Option Exercise	−3.75K	—	11.25K

Non-Derivative Holdings (Post-Transaction)0

No non-derivative holdings reported

Derivative Holdings (Post-Transaction)6

Stock Options

Direct

Underlying security

Common Stock

Underlying shares

40K

Shares owned

40K

Exercise price

6.6000

Expiration

—

Exercise window

—

Stock Options

Direct

Underlying security

Common Stock

Underlying shares

Shares owned

Exercise price

3.9900

Expiration

—

Exercise window

—

Stock Options

Direct

Underlying security

Common Stock

Underlying shares

25K

Shares owned

25K

Exercise price

8.0000

Expiration

—

Exercise window

—

Stock Options

Direct

Underlying security

Common Stock

Underlying shares

Shares owned

Exercise price

3.5500

Expiration

—

Exercise window

—

Stock Options

Direct

Underlying security

Common Stock

Underlying shares

30K

Shares owned

30K

Exercise price

8.4000

Expiration

—

Exercise window

—

Stock Options

Direct

Underlying security

Common Stock

Underlying shares

40K

Shares owned

40K

Exercise price

3.0100

Expiration

—

Exercise window

—

Total

Underlying

144K

Owned

144K

Security	Underlying	Exercise Price	Exercise Window	Expiration	Underlying Shares	Shares Owned
Stock Options Direct	Common Stock	6.6000	—	—	40K	40K
Stock Options Direct	Common Stock	3.9900	—	—	6K	6K
Stock Options Direct	Common Stock	8.0000	—	—	25K	25K
Stock Options Direct	Common Stock	3.5500	—	—	3K	3K
Stock Options Direct	Common Stock	8.4000	—	—	30K	30K
Stock Options Direct	Common Stock	3.0100	—	—	40K	40K
Total					144K	144K