YOSHIYAMA ANNIE enters TRICIDA, INC. with 2.02K shares plus derivative instruments

Holding both equity and derivatives at entry signals strong long-term conviction in the company.

Direct Derivatives

YOSHIYAMA ANNIE

Filed: 12/8/2020ACC: 0001595585-20-000149

InsiderYOSHIYAMA ANNIECIK 1835208

→

IssuerTRICIDA, INC.CIK 1595585

Officer· VP, Finance and CAO

Since Dec 2020

2.02K

Baseline shares

100% direct

2.02K

Direct ownership

1 position

69.94K

Derivative underlying

5 instruments

Security positions

All direct

Non-Derivative Holdings1

Common Stock

Direct

Shares owned2.02K

Total

2.02K direct2.02K

Security Title	Shares Owned	Ownership Type
Common Stock	2.02K	Direct
Total	2.02K	2.02K direct

Derivative Holdings5

Employee Stock Option (right to buy)

Direct

Underlying security

Common Stock

Underlying shares

5.32K

Shares owned

N/A

Exercise price

11.71

Expiration

—

Exercise window

—

Employee Stock Option (right to buy)

Direct

Underlying security

Common Stock

Underlying shares

30K

Shares owned

N/A

Exercise price

31.85

Expiration

—

Exercise window

—

Employee Stock Option (right to buy)

Direct

Underlying security

Common Stock

Underlying shares

Shares owned

N/A

Exercise price

34.27

Expiration

—

Exercise window

—

Employee Stock Option (right to buy)

Direct

Underlying security

Common Stock

Underlying shares

20K

Shares owned

N/A

Exercise price

22.82

Expiration

—

Exercise window

—

Employee Stock Option (right to buy)

Direct

Underlying security

Common Stock

Underlying shares

10.63K

Shares owned

N/A

Exercise price

35.12

Expiration

—

Exercise window

—

Total

Underlying

69.94K

Owned

0.00

Security	Underlying	Exercise Price	Exercise Window	Expiration	Underlying Shares	Shares Owned
Employee Stock Option (right to buy) Direct	Common Stock	11.71	—	—	5.32K	N/A
Employee Stock Option (right to buy) Direct	Common Stock	31.85	—	—	30K	N/A
Employee Stock Option (right to buy) Direct	Common Stock	34.27	—	—	4K	N/A
Employee Stock Option (right to buy) Direct	Common Stock	22.82	—	—	20K	N/A
Employee Stock Option (right to buy) Direct	Common Stock	35.12	—	—	10.63K	N/A
Total					69.94K	0.00