YOCCA FRANK (Chief Scientific Officer) exercised options at BIOXCEL THERAPEUTICS, INC.
Option exercise — a mechanical event triggered by vesting or expiry. Not a discretionary conviction trade.
M · 2 exercises
Filed: 12/15/2025ACC: 0001104659-25-121300
Officer· Chief Scientific Officer
Since Nov 2018
0.00
Net shares
Net seller
$0.00
Total acquired
0
Open market trades
0B · 0S
4
Total transactions
68.00 acquired · 68.00 disposed
Non-Derivative Transactions2
Common Stock
Direct
Shares
+33.00
Price / share
—
Trade value
—
% of position
0.5%
12/14/2025
6.38K→6.42K
Common Stock
Direct
Shares
+35.00
Price / share
—
Trade value
—
% of position
0.5%
12/15/2025
6.42K→6.45K
Total
Net shares
+68.00
Net value
$0.00
| Security | Date | Type | Shares | Price / Share | Trade Value | % of Position | Held Before | Held After |
|---|---|---|---|---|---|---|---|---|
| Common Stock Direct | 12/14/2025 | M · Option Exercise | +33.00 | — | — | 0.5% | 6.38K | 6.42K |
| Common Stock Direct | 12/15/2025 | M · Option Exercise | +35.00 | — | — | 0.5% | 6.42K | 6.45K |
| Total | +68.00 | $0.00 | ||||||
Derivative Transactions2
Restricted Stock Units
Direct
Converts to
Common Stock
33.00 shares
Shares
−33.00
Strike price
Held after
130.00
Exercisable
—
12/14/2025
Restricted Stock Units
Direct
Converts to
Common Stock
35.00 shares
Shares
−35.00
Strike price
Held after
282.00
Exercisable
—
12/15/2025
| Security | Converts To | Date | Type | Shares | Strike Price | Exercisable | Held After |
|---|---|---|---|---|---|---|---|
| Restricted Stock Units Direct | Common Stock33.00 shares | 12/14/2025 | M · Option Exercise | −33.00 | — | 130.00 | |
| Restricted Stock Units Direct | Common Stock35.00 shares | 12/15/2025 | M · Option Exercise | −35.00 | — | 282.00 |