YEN YUN

PrivateCIK: 1684584

Location

ARCADIA, CA

YEN YUN

Filed: 7/7/2023ACC: 0001493152-23-023930

InsiderYEN YUNCIK 1684584

→

IssuerLIXTE BIOTECHNOLOGY HOLDINGS, INC.CIK 1335105

Director

Since Aug 2018

+10K

Net shares

Net buyer

$0.00

Total acquired

0

Open market trades

0B · 0S

1

Total transactions

10K acquired

Non-Derivative Transactions0

No non-derivative transactions reported

Derivative Transactions1

Options to Purchase Common Stock

Direct

A · Award

Converts to

Common

10K shares

Shares

+10K

Strike price

5.88

Held after

10K

Exercisable

—

6/30/2023

Security	Converts To	Date	Type	Shares	Strike Price	Exercisable	Held After
Options to Purchase Common Stock Direct	Common10K shares	6/30/2023	A · Award	+10K	5.88	—	10K

Non-Derivative Holdings (Post-Transaction)0

No non-derivative holdings reported

Derivative Holdings (Post-Transaction)6

Options to Purchase Common Stock

Direct

Underlying security

Common

Underlying shares

10K

Shares owned

10K

Exercise price

30.30

Expiration

—

Exercise window

—

Options to Purchase Common Stock

Direct

Underlying security

Common

Underlying shares

10K

Shares owned

10K

Exercise price

7.45

Expiration

—

Exercise window

—

Options to Purchase Common Stock

Direct

Underlying security

Common

Underlying shares

5K

Shares owned

5K

Exercise price

32.10

Expiration

—

Exercise window

—

Warrants to Purchase Common Stock

Indirect

Underlying security

Common

Underlying shares

5.26K

Shares owned

5.26K

Exercise price

57.00

Expiration

—

Exercise window

—

Options to Purchase Common Stock

Direct

Underlying security

Common

Underlying shares

833.00

Shares owned

833.00

Exercise price

66.00

Expiration

—

Exercise window

—

Options to Purchase Common Stock

Direct

Underlying security

Common

Underlying shares

3.33K

Shares owned

3.33K

Exercise price

16.80

Expiration

—

Exercise window

—

Total

Underlying

34.43K

Owned

34.43K

Security	Underlying	Exercise Price	Exercise Window	Expiration	Underlying Shares	Shares Owned
Options to Purchase Common Stock Direct	Common	30.30	—	—	10K	10K
Options to Purchase Common Stock Direct	Common	7.45	—	—	10K	10K
Options to Purchase Common Stock Direct	Common	32.10	—	—	5K	5K
Warrants to Purchase Common Stock Indirect	Common	57.00	—	—	5.26K	5.26K
Options to Purchase Common Stock Direct	Common	66.00	—	—	833.00	833.00
Options to Purchase Common Stock Direct	Common	16.80	—	—	3.33K	3.33K
Total					34.43K	34.43K

YEN YUN — Insider Transaction (Form 4) Filed Jul 7, 2023 | Finecho