Filed: 7/2/2021ACC: 0001493152-21-016038
Director
Since Aug 2018
+100K
Net shares
Net buyer
$0.00
Total acquired
0
Open market trades
0B · 0S
1
Total transactions
100K acquired
Non-Derivative Transactions0
No non-derivative transactions reported
Derivative Transactions1
Options to Purchase Common Stock
Direct
Converts to
Common
100K shares
Shares
+100K
Strike price
3.03
Held after
100K
Exercisable
—
6/30/2021
| Security | Converts To | Date | Type | Shares | Strike Price | Exercisable | Held After |
|---|---|---|---|---|---|---|---|
| Options to Purchase Common Stock Direct | Common100K shares | 6/30/2021 | A · Award | +100K | 3.03 | — | 100K |
Non-Derivative Holdings (Post-Transaction)0
No non-derivative holdings reported
Derivative Holdings (Post-Transaction)4
Options to Purchase Common Stock
DirectUnderlying security
Common
Underlying shares
50K
Shares owned
50K
Exercise price
3.21
Expiration
—
Exercise window
—
Warrants to Purchase Common Stock
IndirectUnderlying security
Common
Underlying shares
52.63K
Shares owned
52.63K
Exercise price
5.70
Expiration
—
Exercise window
—
Options to Purchase Common Stock
DirectUnderlying security
Common
Underlying shares
8.33K
Shares owned
8.33K
Exercise price
6.60
Expiration
—
Exercise window
—
Options to Purchase Common Stock
DirectUnderlying security
Common
Underlying shares
33.33K
Shares owned
33.33K
Exercise price
1.68
Expiration
—
Exercise window
—
Total
Underlying
144.30K
Owned
144.30K
| Security | Underlying | Exercise Price | Exercise Window | Expiration | Underlying Shares | Shares Owned |
|---|---|---|---|---|---|---|
| Options to Purchase Common Stock Direct | Common | 3.21 | — | — | 50K | 50K |
| Warrants to Purchase Common Stock Indirect | Common | 5.70 | — | — | 52.63K | 52.63K |
| Options to Purchase Common Stock Direct | Common | 6.60 | — | — | 8.33K | 8.33K |
| Options to Purchase Common Stock Direct | Common | 1.68 | — | — | 33.33K | 33.33K |
| Total | 144.30K | 144.30K | ||||