YEH JENNY C (SVP & General Counsel) sold 3.8% of their position (566.00 shares) of SPHERE 3D CORP. on the open market
Open‑market sale worth $203.76 — a minor trim. Review remaining holdings and any 10b5‑1 plan disclosures.
S · 1 sale
Filed: 10/9/2018ACC: 0001591956-18-000043
Officer· SVP & General Counsel
Since Jul 2018
-566.00
Net shares
Net seller
$203.76
Total sold
1
Open market trades
0B · 1S
3
Total transactions
1.33K acquired · 1.90K disposed
Non-Derivative Transactions2
Common Stock
Direct
Shares
+1.33K
Price / share
—
Trade value
—
% of position
9.9%
10/5/2018
13.49K→14.82K
Common Stock
Direct
Shares
−566.00
Price / share
$0.36
Trade value
$203.76
% of position
3.8%
10/8/2018
14.82K→14.25K
Total
Net shares
+767.00
Net value
-$203.76
| Security | Date | Type | Shares | Price / Share | Trade Value | % of Position | Held Before | Held After |
|---|---|---|---|---|---|---|---|---|
| Common Stock Direct | 10/5/2018 | M · Option Exercise | +1.33K | — | — | 9.9% | 13.49K | 14.82K |
| Common Stock Direct | 10/8/2018 | S · Sale | −566.00 | $0.36 | $203.76 | 3.8% | 14.82K | 14.25K |
| Total | +767.00 | -$203.76 | ||||||
Derivative Transactions1
Restricted Stock Units
Direct
Converts to
Common Stock
1.33K shares
Shares
−1.33K
Strike price
Held after
109.89K
Exercisable
—
10/5/2018
| Security | Converts To | Date | Type | Shares | Strike Price | Exercisable | Held After |
|---|---|---|---|---|---|---|---|
| Restricted Stock Units Direct | Common Stock1.33K shares | 10/5/2018 | M · Option Exercise | −1.33K | — | 109.89K |