YASINSKY JOHN B sold 17.9% of their position (6K shares) of TRISTATE CAPITAL HOLDINGS, INC. on the open market

Open‑market sale worth $159.0K — a significant reduction. Review remaining holdings and any 10b5‑1 plan disclosures.

S · 1 sale

YASINSKY JOHN B

Filed: 5/21/2018ACC: 0001179116-18-000002

InsiderYASINSKY JOHN BCIK 1179116

→

IssuerTRISTATE CAPITAL HOLDINGS, INC.CIK 1380846

Director

Since Dec 2018

-6K

Net shares

Net seller

$159.0K

Total sold

Open market trades

0B · 1S

Total transactions

6K acquired · 12K disposed

Non-Derivative Transactions2

Common Stock

Direct

M · Option Exercise

+6K

Price / share

$8.00

Trade value

$48K

% of position

21.8%

5/18/2018

27.50K→33.50K

Common Stock

Direct

S · Sale

−6K

Price / share

$26.50

Trade value

$159K

% of position

17.9%

5/18/2018

33.50K→27.50K

Total

Net shares

+0.00

Net value

-$111K

Security	Date	Type	Shares	Price / Share	Trade Value	% of Position	Held Before	Held After
Common Stock Direct	5/18/2018	M · Option Exercise	+6K	$8.00	$48K	21.8%	27.50K	33.50K
Common Stock Direct	5/18/2018	S · Sale	−6K	$26.50	$159K	17.9%	33.50K	27.50K
Total			+0.00		-$111K

Derivative Transactions1

Stock Options (Right to Buy)

Direct

M · Option Exercise

Converts to

Common Stock

6K shares

−6K

Strike price

8.0

Held after

0.00

Exercisable

—

5/18/2018

Security	Converts To	Date	Type	Shares	Strike Price	Exercisable	Held After
Stock Options (Right to Buy) Direct	Common Stock6K shares	5/18/2018	M · Option Exercise	−6K	8.0	—	0.00

Non-Derivative Holdings (Post-Transaction)1

Common Stock

Direct

Shares owned12K

Total

12K direct12K

Security Title	Shares Owned	Ownership Type
Common Stock	12K	Direct
Total	12K	12K direct

Derivative Holdings (Post-Transaction)3

Stock Options (Right to Buy)

Direct

Underlying security

Common Stock

Underlying shares

Shares owned

Exercise price

11.78

Expiration

—

Exercise window

—

Stock Options (Right to Buy)

Direct

Underlying security

Common Stock

Underlying shares

Shares owned

Exercise price

10.25

Expiration

—

Exercise window

—

Stock Options (Right to Buy)

Direct

Underlying security

Common Stock

Underlying shares

Shares owned

Exercise price

9.32

Expiration

—

Exercise window

—

Total

Underlying

18K

Owned

18K

Security	Underlying	Exercise Price	Exercise Window	Expiration	Underlying Shares	Shares Owned
Stock Options (Right to Buy) Direct	Common Stock	11.78	—	—	6K	6K
Stock Options (Right to Buy) Direct	Common Stock	10.25	—	—	6K	6K
Stock Options (Right to Buy) Direct	Common Stock	9.32	—	—	6K	6K
Total					18K	18K