XU XIAOCHUN (CEO) reported 1 transaction at THERMOGENESIS HOLDINGS, INC.
Review the transaction codes below to understand the nature of each event.
Filed: 7/9/2024ACC: 0001437749-24-022423
DirectorOfficer10% Owner· CEO
Since Dec 2018
+7.89M
Net shares
Net buyer
$3.00M
Total acquired
0
Open market trades
0B · 0S
2
Total transactions
7.89M acquired
Non-Derivative Transactions1
Common Stock
Indirect
Shares
+7.89M
Price / share
$0.38
Trade value
$3M
% of position
177.8%
6/28/2024
4.44M→12.34M
Total
Net shares
+7.89M
Net value
$3M
| Security | Date | Type | Shares | Price / Share | Trade Value | % of Position | Held Before | Held After |
|---|---|---|---|---|---|---|---|---|
| Common Stock Indirect | 6/28/2024 | C · Conversion | +7.89M | $0.38 | $3M | 177.8% | 4.44M | 12.34M |
| Total | +7.89M | $3M | ||||||
Derivative Transactions1
Amendment 4 to 1st Amended & Restated Revolving Credit Agr.
Indirect
Converts to
Common Stock
7.89M shares
Shares
−N/A
Strike price
0.38
Held after
N/A
Exercisable
—
6/28/2024
| Security | Converts To | Date | Type | Shares | Strike Price | Exercisable | Held After |
|---|---|---|---|---|---|---|---|
| Amendment 4 to 1st Amended & Restated Revolving Credit Agr. Indirect | Common Stock7.89M shares | 6/28/2024 | C · Conversion | −N/A | 0.38 | — | N/A |