XU XIAOCHUN (CEO) reported 1 transaction at THERMOGENESIS HOLDINGS, INC.
Review the transaction codes below to understand the nature of each event.
Filed: 3/19/2024ACC: 0001437749-24-008468
DirectorOfficer10% Owner· CEO
Since Dec 2018
+4.11M
Net shares
Net buyer
$1.56M
Total acquired
0
Open market trades
0B · 0S
2
Total transactions
4.11M acquired
Non-Derivative Transactions1
Common Stock
Indirect
Shares
+4.11M
Price / share
$0.38
Trade value
$1.56M
% of position
1257.4%
3/15/2024
327.12K→4.44M
Total
Net shares
+4.11M
Net value
$1.56M
| Security | Date | Type | Shares | Price / Share | Trade Value | % of Position | Held Before | Held After |
|---|---|---|---|---|---|---|---|---|
| Common Stock Indirect | 3/15/2024 | C · Conversion | +4.11M | $0.38 | $1.56M | 1257.4% | 327.12K | 4.44M |
| Total | +4.11M | $1.56M | ||||||
Derivative Transactions1
Amendment 4 to 1st Amended & Restated Revolving Credit Agr.
Indirect
Converts to
Common Stock
4.44M shares
Shares
−N/A
Strike price
0.38
Held after
N/A
Exercisable
—
3/15/2024
| Security | Converts To | Date | Type | Shares | Strike Price | Exercisable | Held After |
|---|---|---|---|---|---|---|---|
| Amendment 4 to 1st Amended & Restated Revolving Credit Agr. Indirect | Common Stock4.44M shares | 3/15/2024 | C · Conversion | −N/A | 0.38 | — | N/A |