XU XIAOCHUN (CEO) reported 1 transaction at THERMOGENESIS HOLDINGS, INC.
Review the transaction codes below to understand the nature of each event.
Filed: 10/2/2023ACC: 0001437749-23-027433
DirectorOfficer10% Owner· CEO
Since Dec 2018
+654.21K
Net shares
Net buyer
$700.0K
Total acquired
0
Open market trades
0B · 0S
2
Total transactions
654.21K acquired
Non-Derivative Transactions1
Common Stock
Indirect
Shares
+654.21K
Price / share
$1.07
Trade value
$700K
% of position
239.7%
9/28/2023
272.92K→927.12K
Total
Net shares
+654.21K
Net value
$700K
| Security | Date | Type | Shares | Price / Share | Trade Value | % of Position | Held Before | Held After |
|---|---|---|---|---|---|---|---|---|
| Common Stock Indirect | 9/28/2023 | C · Conversion | +654.21K | $1.07 | $700K | 239.7% | 272.92K | 927.12K |
| Total | +654.21K | $700K | ||||||
Derivative Transactions1
Amendment 3 to 1st Amended & Restated Revolving Credit Agr.
Indirect
Converts to
Common Stock
654.21K shares
Shares
−N/A
Strike price
1.07
Held after
N/A
Exercisable
—
9/28/2023
| Security | Converts To | Date | Type | Shares | Strike Price | Exercisable | Held After |
|---|---|---|---|---|---|---|---|
| Amendment 3 to 1st Amended & Restated Revolving Credit Agr. Indirect | Common Stock654.21K shares | 9/28/2023 | C · Conversion | −N/A | 1.07 | — | N/A |