XU XIAOCHUN (CEO) reported 1 transaction at THERMOGENESIS HOLDINGS, INC.
Review the transaction codes below to understand the nature of each event.
Filed: 6/30/2022ACC: 0001437749-22-016295
DirectorOfficer10% Owner· CEO
Since Dec 2018
+10.55M
Net shares
Net buyer
$3.00M
Total acquired
0
Open market trades
0B · 0S
2
Total transactions
10.55M acquired
Non-Derivative Transactions1
Common Stock
Indirect
Shares
+10.55M
Price / share
$0.28
Trade value
$3M
% of position
610.4%
6/28/2022
1.73M→12.28M
Total
Net shares
+10.55M
Net value
$3M
| Security | Date | Type | Shares | Price / Share | Trade Value | % of Position | Held Before | Held After |
|---|---|---|---|---|---|---|---|---|
| Common Stock Indirect | 6/28/2022 | C · Conversion | +10.55M | $0.28 | $3M | 610.4% | 1.73M | 12.28M |
| Total | +10.55M | $3M | ||||||
Derivative Transactions1
Second Amended and Restated Convertible Note
Indirect
Converts to
Common Stock
10.55M shares
Shares
−N/A
Strike price
0.2843
Held after
N/A
Exercisable
—
6/28/2022
| Security | Converts To | Date | Type | Shares | Strike Price | Exercisable | Held After |
|---|---|---|---|---|---|---|---|
| Second Amended and Restated Convertible Note Indirect | Common Stock10.55M shares | 6/28/2022 | C · Conversion | −N/A | 0.2843 | — | N/A |