XU XIAOCHUN (CEO) reported 1 transaction at THERMOGENESIS HOLDINGS, INC.
Review the transaction codes below to understand the nature of each event.
Filed: 2/18/2020ACC: 0001437749-20-002957
DirectorOfficer10% Owner· CEO
Since Dec 2018
+1.67M
Net shares
Net buyer
$3.00M
Total acquired
0
Open market trades
0B · 0S
2
Total transactions
1.67M acquired
Non-Derivative Transactions1
Common Stock
Indirect
Shares
+1.67M
Price / share
$1.80
Trade value
$3M
% of position
243.7%
2/13/2020
683.82K→2.35M
Total
Net shares
+1.67M
Net value
$3M
| Security | Date | Type | Shares | Price / Share | Trade Value | % of Position | Held Before | Held After |
|---|---|---|---|---|---|---|---|---|
| Common Stock Indirect | 2/13/2020 | C · Conversion | +1.67M | $1.80 | $3M | 243.7% | 683.82K | 2.35M |
| Total | +1.67M | $3M | ||||||
Derivative Transactions1
Second Amended and Restated Convertible Note
Indirect
Converts to
Common Stock
1.67M shares
Shares
−N/A
Strike price
1.80
Held after
0.00
Exercisable
—
2/13/2020
| Security | Converts To | Date | Type | Shares | Strike Price | Exercisable | Held After |
|---|---|---|---|---|---|---|---|
| Second Amended and Restated Convertible Note Indirect | Common Stock1.67M shares | 2/13/2020 | C · Conversion | −N/A | 1.80 | — | 0.00 |