XU XIAOCHUN (CEO) made both purchases and sales at THERMOGENESIS HOLDINGS, INC.
Purchased 683.82K shares and sold 683.82K shares — review individual transaction dates and prices for directional context.
P · 1S · 1
Filed: 1/3/2020ACC: 0001437749-20-000189
DirectorOfficer10% Owner· CEO
Since Dec 2018
0.00
Net shares
Net seller
$1.56T
Total sold
2
Open market trades
1B · 1S
5
Total transactions
1.04M acquired · 1.04M disposed
Non-Derivative Transactions2
Common Stock
Indirect
Shares
−683.82K
Price / share
$2.28M
Trade value
$1.56T
% of position
New position
12/26/2019
683.82K→0.00
Common Stock
Indirect
Shares
+683.82K
Price / share
$2.28M
Trade value
$1.56T
% of position
New position
12/26/2019
0.00→683.82K
Total
Net shares
+0.00
Net value
$0.00
| Security | Date | Type | Shares | Price / Share | Trade Value | % of Position | Held Before | Held After |
|---|---|---|---|---|---|---|---|---|
| Common Stock Indirect | 12/26/2019 | P · Purchase | −683.82K | $2.28M | $1.56T | New position | 683.82K | 0.00 |
| Common Stock Indirect | 12/26/2019 | P · Purchase | +683.82K | $2.28M | $1.56T | New position | 0.00 | 683.82K |
| Total | +0.00 | $0.00 | ||||||
Derivative Transactions3
Participation Interest in Convertible Note
Indirect
Converts to
Common Stock
600K shares
Shares
−N/A
Strike price
1.80
Held after
N/A
Exercisable
—
12/20/2019
Warrants to Purchase Common Stock
Indirect
Converts to
Common Stock
352.94K shares
Shares
−352.94K
Strike price
80
Held after
0.00
Exercisable
—
12/26/2019
Warrants to Purchase Common Stock
Indirect
Converts to
Common Stock
352.94K shares
Shares
+352.94K
Strike price
80
Held after
352.94K
Exercisable
—
12/26/2019
| Security | Converts To | Date | Type | Shares | Strike Price | Exercisable | Held After |
|---|---|---|---|---|---|---|---|
| Participation Interest in Convertible Note Indirect | Common Stock600K shares | 12/20/2019 | P · Purchase | −N/A | 1.80 | — | N/A |
| Warrants to Purchase Common Stock Indirect | Common Stock352.94K shares | 12/26/2019 | P · Purchase | −352.94K | 80 | — | 0.00 |
| Warrants to Purchase Common Stock Indirect | Common Stock352.94K shares | 12/26/2019 | P · Purchase | +352.94K | 80 | — | 352.94K |